JOHNSON SCHMIDT ANTHONY D (Division VP and GM) exercised options at RAVEN INDUSTRIES INC

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 2 exercises

JOHNSON SCHMIDT ANTHONY D

Filed: 5/14/2018ACC: 0000082166-18-000042

InsiderJOHNSON SCHMIDT ANTHONY DCIK 1539931

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IssuerRAVEN INDUSTRIES INCCIK 82166

Officer· Division VP and GM

Since Aug 2018

-12.01K

Net shares

Net seller

$485.0K

Total sold

Open market trades

0B · 0S

Total transactions

16.70K acquired · 28.70K disposed

Non-Derivative Transactions4

Common Stock

Direct

M · Option Exercise

+3.60K

Price / share

$32.75

Trade value

$117.90K

% of position

12.1%

5/11/2018

29.63K→33.23K

Common Stock

Direct

F · Tax Withholding

−3.16K

Price / share

$40.40

Trade value

$127.66K

% of position

9.5%

5/11/2018

33.23K→30.07K

Common Stock

Direct

M · Option Exercise

+13.10K

Price / share

$20.10

Trade value

$263.31K

% of position

43.6%

5/11/2018

30.07K→43.17K

Common Stock

Direct

F · Tax Withholding

−8.85K

Price / share

$40.40

Trade value

$357.34K

% of position

20.5%

5/11/2018

43.17K→34.33K

Total

Net shares

+4.70K

Net value

-$103.79K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	5/11/2018	M · Option Exercise	+3.60K	$32.75	$117.90K	12.1%	29.63K	33.23K
Common Stock Direct	5/11/2018	F · Tax Withholding	−3.16K	$40.40	$127.66K	9.5%	33.23K	30.07K
Common Stock Direct	5/11/2018	M · Option Exercise	+13.10K	$20.10	$263.31K	43.6%	30.07K	43.17K
Common Stock Direct	5/11/2018	F · Tax Withholding	−8.85K	$40.40	$357.34K	20.5%	43.17K	34.33K
Total			+4.70K		-$103.79K

Derivative Transactions2

Stock Option

Direct

M · Option Exercise

Converts to

Common Stock

3.60K shares

−3.60K

Strike price

32.75

Held after

0.00

Exercisable

—

5/11/2018

Stock Option

Direct

M · Option Exercise

Converts to

Common Stock

13.10K shares

−13.10K

Strike price

20.1

Held after

13.10K

Exercisable

—

5/11/2018

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Stock Option Direct	Common Stock3.60K shares	5/11/2018	M · Option Exercise	−3.60K	32.75	—	0.00
Stock Option Direct	Common Stock13.10K shares	5/11/2018	M · Option Exercise	−13.10K	20.1	—	13.10K

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)6

Stock Option

Direct

Underlying security

Common Stock

Underlying shares

29.90K

Shares owned

29.90K

Exercise price

15.61

Expiration

—

Exercise window

—

Stock Option

Direct

Underlying security

Common Stock

Underlying shares

6.36K

Shares owned

6.36K

Exercise price

35.05

Expiration

—

Exercise window

—

Restricted Stock Unit - 2016

Direct

Underlying security

Common Stock

Underlying shares

4.17K

Shares owned

4.17K

Exercise price

Expiration

—

Exercise window

—

Stock Option

Direct

Underlying security

Common Stock

Underlying shares

9.80K

Shares owned

9.80K

Exercise price

29.2

Expiration

—

Exercise window

—

Restricted Stock Unit - 2018

Direct

Underlying security

Common Stock

Underlying shares

3.57K

Shares owned

3.57K

Exercise price

Expiration

—

Exercise window

—

Restricted Stock Unit - 2017

Direct

Underlying security

Common Stock

Underlying shares

4.11K

Shares owned

4.11K

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

57.91K

Owned

57.91K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Stock Option Direct	Common Stock	15.61	—	—	29.90K	29.90K
Stock Option Direct	Common Stock	35.05	—	—	6.36K	6.36K
Restricted Stock Unit - 2016 Direct	Common Stock		—	—	4.17K	4.17K
Stock Option Direct	Common Stock	29.2	—	—	9.80K	9.80K
Restricted Stock Unit - 2018 Direct	Common Stock		—	—	3.57K	3.57K
Restricted Stock Unit - 2017 Direct	Common Stock		—	—	4.11K	4.11K
Total					57.91K	57.91K