JOHNSON DENISE C (Group President) sold 11.1% of their position (6.20K shares) of CATERPILLAR INC on the open market
Open‑market sale worth $5.64M — a moderate reduction. Review remaining holdings and any 10b5‑1 plan disclosures.
S · 2 sales
Filed: 5/14/2026ACC: 0001104659-26-061036
Officer· Group President
Since Mar 2026
-7.90K
Net shares
Net seller
$7.19M
Total sold
2
Open market trades
0B · 2S
5
Total transactions
7.90K acquired · 15.80K disposed
Non-Derivative Transactions4
Common Stock
Direct
Shares
+7.90K
Price / share
$196.70
Trade value
$1.55M
% of position
15.9%
5/13/2026
49.83K→57.73K
Common Stock
Direct
Shares
−1.70K
Price / share
$911.61
Trade value
$1.55M
% of position
3.0%
5/13/2026
57.73K→56.02K
Common Stock
Direct
Shares
−3.55K
Price / share
$909.46
Trade value
$3.22M
% of position
6.3%
5/13/2026
56.02K→52.48K
Common Stock
Direct
Shares
−2.65K
Price / share
$910.24
Trade value
$2.41M
% of position
5.1%
5/13/2026
52.48K→49.83K
Total
Net shares
+0.00
Net value
-$5.64M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 5/13/2026 | M · Option Exercise | +7.90K | $196.70 | $1.55M | 15.9% | 49.83K | 57.73K |
| Common Stock Direct | 5/13/2026 | F · Tax Withholding | −1.70K | $911.61 | $1.55M | 3.0% | 57.73K | 56.02K |
| Common Stock Direct | 5/13/2026 | S · Sale | −3.55K | $909.46 | $3.22M | 6.3% | 56.02K | 52.48K |
| Common Stock Direct | 5/13/2026 | S · Sale | −2.65K | $910.24 | $2.41M | 5.1% | 52.48K | 49.83K |
| Total | +0.00 | -$5.64M | ||||||
Derivative Transactions1
Employee Stock Options
Direct
Converts to
Common Stock
7.90K shares
Shares
−7.90K
Strike price
196.70
Held after
16.08K
Exercisable
—
5/13/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Employee Stock Options Direct | Common Stock7.90K shares | 5/13/2026 | M · Option Exercise | −7.90K | 196.70 | — | 16.08K |