JOHNSON CURTI M. (SVP and General Counsel) exercised options at CHARTER FINANCIAL CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 8/14/2018ACC: 0000899243-18-022330
DirectorOfficer· SVP and General Counsel
Since Aug 2018
-26.06K
Net shares
Net seller
$625.4K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
40K acquired · 66.06K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+40K
Price / share
$10.89
Trade value
$435.60K
% of position
36.3%
8/8/2018
110.07K→150.07K
Common Stock
Direct
Shares
−26.06K
Price / share
$24.00
Trade value
$625.44K
% of position
17.4%
8/8/2018
150.07K→124.01K
Total
Net shares
+13.94K
Net value
-$189.84K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 8/8/2018 | M · Option Exercise | +40K | $10.89 | $435.60K | 36.3% | 110.07K | 150.07K |
| Common Stock Direct | 8/8/2018 | F · Tax Withholding | −26.06K | $24.00 | $625.44K | 17.4% | 150.07K | 124.01K |
| Total | +13.94K | -$189.84K | ||||||
Derivative Transactions1
Stock Option
Direct
Converts to
Common Stock
40K shares
Shares
−40K
Strike price
10.89
Held after
145.76K
Exercisable
—
8/8/2018
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option Direct | Common Stock40K shares | 8/8/2018 | M · Option Exercise | −40K | 10.89 | — | 145.76K |
Non-Derivative Holdings (Post-Transaction)3
Common Stock
IndirectShares owned4.99K
Common Stock
IndirectShares owned7.51K
Common Stock
IndirectShares owned809.00
Total
13.32K indirect13.32K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 4.99K | Indirect |
| Common Stock | 7.51K | Indirect |
| Common Stock | 809.00 | Indirect |
| Total | 13.32K | 13.32K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported