JOHNSON CRAIG R reported 2 transactions at JMP GROUP LLC
Review the transaction codes below to understand the nature of each event.
Filed: 11/17/2021ACC: 0001246360-21-001009
-1.38M
Net shares
Net seller
$10.25M
Total sold
0
Open market trades
0B · 0S
3
Total transactions
1.38M disposed
Non-Derivative Transactions2
Common Shares
Direct
Shares
−370.44K
Price / share
$7.50
Trade value
$2.78M
% of position
New position
11/15/2021
370.44K→0.00
Common Shares
Indirect
Shares
−996.78K
Price / share
$7.50
Trade value
$7.48M
% of position
New position
11/15/2021
996.78K→0.00
Total
Net shares
−1.37M
Net value
-$10.25M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Shares Direct | 11/15/2021 | D · Disposition | −370.44K | $7.50 | $2.78M | New position | 370.44K | 0.00 |
| Common Shares Indirect | 11/15/2021 | D · Disposition | −996.78K | $7.50 | $7.48M | New position | 996.78K | 0.00 |
| Total | −1.37M | -$10.25M | ||||||
Derivative Transactions1
Restricted Share Unit
Direct
Converts to
Common Shares
13.10K shares
Shares
−13.10K
Strike price
Held after
0.00
Exercisable
—
11/15/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Share Unit Direct | Common Shares13.10K shares | 11/15/2021 | D · Disposition | −13.10K | — | 0.00 |