JOHN W. BROOKER & CO., CPAS

Filed: 1/13/2026ACC: 0001798926-26-000001

📋 What this filing means

JOHN W. BROOKER & CO., CPAS filed this quarterly 13F‑HR report disclosing 57 equity positions with a total reported market value of $55.86M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$55.86M

Total AUM (reported)

987.02K

Total Shares

Allocation by class

COM$3.85M6.9%

ULTRA SHRT ETF$3.58M6.4%

CORE PLUS BD ETF$3.39M6.1%

CORE S&P SCP ETF$3.07M5.5%

STATE STREET DOU$3.06M5.5%

ACTIVE BD ETF$2.85M5.1%

US DIVIDEND EQ$2.65M4.7%

Portfolio Concentration

Top 3$10.04M18.0%

4–10$16.37M29.3%

11–25$18.63M33.4%

Rest$10.81M19.4%

Top 3 weight

18.0%

Top 10 weight

47.3%

Voting Authority Distribution

Total shares with voting rights: 987.02K

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

987.02K

% of voting shares100.0%

Investment Discretion (by position count)

Sole57

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings57

Rows:

J P MORGAN EXCHANGE TRADED F

SOLE

ULTRA SHRT ETF

Shares70.72K

TypeSH

Market value$3.58M

6.40%

Sole

0.00

Shared

0.00

None

70.72K

J P MORGAN EXCHANGE TRADED F

SOLE

CORE PLUS BD ETF

Shares71.63K

TypeSH

Market value$3.39M

6.07%

Sole

0.00

Shared

0.00

None

71.63K

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares25.56K

TypeSH

Market value$3.07M

5.50%

Sole

0.00

Shared

0.00

None

25.56K

SSGA ACTIVE ETF TR

SOLE

STATE STREET DOU

Shares75.93K

TypeSH

Market value$3.06M

5.47%

Sole

0.00

Shared

0.00

None

75.93K

PIMCO ETF TR

SOLE

ACTIVE BD ETF

Shares30.59K

TypeSH

Market value$2.85M

5.10%

Sole

0.00

Shared

0.00

None

30.59K

SCHWAB STRATEGIC TR

SOLE

US DIVIDEND EQ

Shares96.54K

TypeSH

Market value$2.65M

4.74%

Sole

0.00

Shared

0.00

None

96.54K

BLACKROCK ETF TRUST

SOLE

ISHARES US EQUIT

Shares37.17K

TypeSH

Market value$2.26M

4.05%

Sole

0.00

Shared

0.00

None

37.17K

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares3.05K

TypeSH

Market value$1.91M

3.43%

Sole

0.00

Shared

0.00

None

3.05K

SCHWAB STRATEGIC TR

SOLE

US MID-CAP ETF

Shares61K

TypeSH

Market value$1.83M

3.28%

Sole

0.00

Shared

0.00

None

61K

SCHWAB STRATEGIC TR

SOLE

US LCAP GR ETF

Shares55.51K

TypeSH

Market value$1.81M

3.24%

Sole

0.00

Shared

0.00

None

55.51K

TESLA INC

SOLE

COM

Shares3.99K

TypeSH

Market value$1.80M

3.22%

Sole

0.00

Shared

0.00

None

3.99K

PIMCO ETF TR

SOLE

MULTISECTOR BD

Shares64.91K

TypeSH

Market value$1.73M

3.10%

Sole

0.00

Shared

0.00

None

64.91K

FIDELITY MERRIMACK STR TR

SOLE

TOTAL BD ETF

Shares35.08K

TypeSH

Market value$1.62M

2.89%

Sole

0.00

Shared

0.00

None

35.08K

J P MORGAN EXCHANGE TRADED F

SOLE

ACTIVE GROWTH

Shares16.60K

TypeSH

Market value$1.54M

2.76%

Sole

0.00

Shared

0.00

None

16.60K

VANGUARD WHITEHALL FDS

SOLE

HIGH DIV YLD

Shares10.65K

TypeSH

Market value$1.53M

2.74%

Sole

0.00

Shared

0.00

None

10.65K

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares2.84K

TypeSH

Market value$1.39M

2.48%

Sole

0.00

Shared

0.00

None

2.84K

GOLDMAN SACHS ETF TR

SOLE

ACTIVEBETA INT

Shares31.31K

TypeSH

Market value$1.34M

2.41%

Sole

0.00

Shared

0.00

None

31.31K

VANGUARD INDEX FDS

SOLE

MID CAP ETF

Shares4.51K

TypeSH

Market value$1.31M

2.34%

Sole

0.00

Shared

0.00

None

4.51K

BLACKROCK ETF TRUST II

SOLE

ISHARES FLEXIBLE

Shares24.25K

TypeSH

Market value$1.28M

2.29%

Sole

0.00

Shared

0.00

None

24.25K

VANECK ETF TRUST

SOLE

MRNGSTR WDE MOAT

Shares11.38K

TypeSH

Market value$1.18M

2.11%

Sole

0.00

Shared

0.00

None

11.38K

SPDR SERIES TRUST

SOLE

STATE STREET SPD

Shares9.53K

TypeSH

Market value$1.02M

1.82%

Sole

0.00

Shared

0.00

None

9.53K

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares4.07K

TypeSH

Market value$778.2K

1.39%

Sole

0.00

Shared

0.00

None

4.07K

J P MORGAN EXCHANGE TRADED F

SOLE

NASDAQ EQT PREM

Shares12.87K

TypeSH

Market value$747.8K

1.34%

Sole

0.00

Shared

0.00

None

12.87K

FIRST TR EXCHANGE-TRADED FD

SOLE

FT VEST RIS

Shares26.93K

TypeSH

Market value$706.6K

1.27%

Sole

0.00

Shared

0.00

None

26.93K

SCHWAB STRATEGIC TR

SOLE

US LRG CAP ETF

Shares25.14K

TypeSH

Market value$676.5K

1.21%

Sole

0.00

Shared

0.00

None

25.14K

Issuer	Class	Shares	Type	Value / Portfolio %	None
J P MORGAN EXCHANGE TRADED FSOLE	ULTRA SHRT ETF	70.72K	SH	$3.58M 6.40%	70.72K
J P MORGAN EXCHANGE TRADED FSOLE	CORE PLUS BD ETF	71.63K	SH	$3.39M 6.07%	71.63K
ISHARES TRSOLE	CORE S&P SCP ETF	25.56K	SH	$3.07M 5.50%	25.56K
SSGA ACTIVE ETF TRSOLE	STATE STREET DOU	75.93K	SH	$3.06M 5.47%	75.93K
PIMCO ETF TRSOLE	ACTIVE BD ETF	30.59K	SH	$2.85M 5.10%	30.59K
SCHWAB STRATEGIC TRSOLE	US DIVIDEND EQ	96.54K	SH	$2.65M 4.74%	96.54K
BLACKROCK ETF TRUSTSOLE	ISHARES US EQUIT	37.17K	SH	$2.26M 4.05%	37.17K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	3.05K	SH	$1.91M 3.43%	3.05K
SCHWAB STRATEGIC TRSOLE	US MID-CAP ETF	61K	SH	$1.83M 3.28%	61K
SCHWAB STRATEGIC TRSOLE	US LCAP GR ETF	55.51K	SH	$1.81M 3.24%	55.51K
TESLA INCSOLE	COM	3.99K	SH	$1.80M 3.22%	3.99K
PIMCO ETF TRSOLE	MULTISECTOR BD	64.91K	SH	$1.73M 3.10%	64.91K
FIDELITY MERRIMACK STR TRSOLE	TOTAL BD ETF	35.08K	SH	$1.62M 2.89%	35.08K
J P MORGAN EXCHANGE TRADED FSOLE	ACTIVE GROWTH	16.60K	SH	$1.54M 2.76%	16.60K
VANGUARD WHITEHALL FDSSOLE	HIGH DIV YLD	10.65K	SH	$1.53M 2.74%	10.65K
VANGUARD INDEX FDSSOLE	GROWTH ETF	2.84K	SH	$1.39M 2.48%	2.84K
GOLDMAN SACHS ETF TRSOLE	ACTIVEBETA INT	31.31K	SH	$1.34M 2.41%	31.31K
VANGUARD INDEX FDSSOLE	MID CAP ETF	4.51K	SH	$1.31M 2.34%	4.51K
BLACKROCK ETF TRUST IISOLE	ISHARES FLEXIBLE	24.25K	SH	$1.28M 2.29%	24.25K
VANECK ETF TRUSTSOLE	MRNGSTR WDE MOAT	11.38K	SH	$1.18M 2.11%	11.38K
SPDR SERIES TRUSTSOLE	STATE STREET SPD	9.53K	SH	$1.02M 1.82%	9.53K
VANGUARD INDEX FDSSOLE	VALUE ETF	4.07K	SH	$778.2K 1.39%	4.07K
J P MORGAN EXCHANGE TRADED FSOLE	NASDAQ EQT PREM	12.87K	SH	$747.8K 1.34%	12.87K
FIRST TR EXCHANGE-TRADED FDSOLE	FT VEST RIS	26.93K	SH	$706.6K 1.27%	26.93K
SCHWAB STRATEGIC TRSOLE	US LRG CAP ETF	25.14K	SH	$676.5K 1.21%	25.14K

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