JOHN W. BROOKER & CO., CPAS

Filed: 4/17/2024ACC: 0001798926-24-000002

📋 What this filing means

JOHN W. BROOKER & CO., CPAS filed this quarterly 13F‑HR report disclosing 74 equity positions with a total reported market value of $186.16M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$186.16M

Total AUM (reported)

2.59M

Total Shares

Allocation by class

ACTIVE BD ETF$17.55M9.4%

TOTAL BD ETF$15.49M8.3%

CORE S&P SCP ETF$12.65M6.8%

ULTRA SHRT INC$12.48M6.7%

COM$11.83M6.4%

US DIVIDEND EQ$7.93M4.3%

US MID-CAP ETF$7.03M3.8%

Portfolio Concentration

Top 3$45.69M24.5%

4–10$52.31M28.1%

11–25$48.09M25.8%

Rest$40.08M21.5%

Top 3 weight

24.5%

Top 10 weight

52.6%

Voting Authority Distribution

Total shares with voting rights: 2.59M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

2.59M

% of voting shares100.0%

Investment Discretion (by position count)

Sole74

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings74

Rows:

PIMCO ETF TR

SOLE

ACTIVE BD ETF

Shares191.04K

TypeSH

Market value$17.55M

9.43%

Sole

0.00

Shared

0.00

None

191.04K

FIDELITY MERRIMACK STR TR

SOLE

TOTAL BD ETF

Shares341.95K

TypeSH

Market value$15.49M

8.32%

Sole

0.00

Shared

0.00

None

341.95K

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares114.43K

TypeSH

Market value$12.65M

6.79%

Sole

0.00

Shared

0.00

None

114.43K

J P MORGAN EXCHANGE TRADED F

SOLE

ULTRA SHRT INC

Shares247.44K

TypeSH

Market value$12.48M

6.71%

Sole

0.00

Shared

0.00

None

247.44K

SCHWAB STRATEGIC TR

SOLE

US DIVIDEND EQ

Shares98.35K

TypeSH

Market value$7.93M

4.26%

Sole

0.00

Shared

0.00

None

98.35K

SCHWAB STRATEGIC TR

SOLE

US MID-CAP ETF

Shares86.31K

TypeSH

Market value$7.03M

3.78%

Sole

0.00

Shared

0.00

None

86.31K

PROCTER AND GAMBLE CO

SOLE

COM

Shares42.98K

TypeSH

Market value$6.97M

3.75%

Sole

0.00

Shared

0.00

None

42.98K

SCHWAB STRATEGIC TR

SOLE

US LCAP GR ETF

Shares70.76K

TypeSH

Market value$6.56M

3.52%

Sole

0.00

Shared

0.00

None

70.76K

SSGA ACTIVE ETF TR

SOLE

SPDR TR TACTIC

Shares157.80K

TypeSH

Market value$6.32M

3.39%

Sole

0.00

Shared

0.00

None

157.80K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares9.58K

TypeSH

Market value$5.01M

2.69%

Sole

0.00

Shared

0.00

None

9.58K

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares19.18K

TypeSH

Market value$4.98M

2.68%

Sole

0.00

Shared

0.00

None

19.18K

INVESCO EXCH TRD SLF IDX FD

SOLE

RUSL 1000 DYNM

Shares84.96K

TypeSH

Market value$4.69M

2.52%

Sole

0.00

Shared

0.00

None

84.96K

ISHARES TR

SOLE

MSCI USA MIN VOL

Shares52.43K

TypeSH

Market value$4.38M

2.35%

Sole

0.00

Shared

0.00

None

52.43K

VANGUARD INDEX FDS

SOLE

MID CAP ETF

Shares16.43K

TypeSH

Market value$4.11M

2.21%

Sole

0.00

Shared

0.00

None

16.43K

J P MORGAN EXCHANGE TRADED F

SOLE

ACTIVE GROWTH

Shares50.76K

TypeSH

Market value$3.56M

1.91%

Sole

0.00

Shared

0.00

None

50.76K

ISHARES INC

SOLE

MSCI GBL MIN VOL

Shares27.71K

TypeSH

Market value$2.92M

1.57%

Sole

0.00

Shared

0.00

None

27.71K

SCHWAB STRATEGIC TR

SOLE

US BRD MKT ETF

Shares47.51K

TypeSH

Market value$2.90M

1.56%

Sole

0.00

Shared

0.00

None

47.51K

J P MORGAN EXCHANGE TRADED F

SOLE

CORE PLUS BD ETF

Shares58.98K

TypeSH

Market value$2.75M

1.48%

Sole

0.00

Shared

0.00

None

58.98K

APPLE INC

SOLE

COM

Shares15.86K

TypeSH

Market value$2.72M

1.46%

Sole

0.00

Shared

0.00

None

15.86K

SCHWAB STRATEGIC TR

SOLE

US LRG CAP ETF

Shares43.14K

TypeSH

Market value$2.68M

1.44%

Sole

0.00

Shared

0.00

None

43.14K

INVESCO EXCH TRADED FD TR II

SOLE

S&P500 LOW VOL

Shares39.38K

TypeSH

Market value$2.59M

1.39%

Sole

0.00

Shared

0.00

None

39.38K

VANECK ETF TRUST

SOLE

MRNGSTR WDE MOAT

Shares28.40K

TypeSH

Market value$2.55M

1.37%

Sole

0.00

Shared

0.00

None

28.40K

GOLDMAN SACHS ETF TR

SOLE

ACTIVEBETA INT

Shares73.40K

TypeSH

Market value$2.52M

1.35%

Sole

0.00

Shared

0.00

None

73.40K

ISHARES TR

SOLE

RUS 1000 ETF

Shares8.29K

TypeSH

Market value$2.39M

1.28%

Sole

0.00

Shared

0.00

None

8.29K

BLACKROCK ETF TRUST

SOLE

US EQT FACTOR

Shares52.75K

TypeSH

Market value$2.34M

1.26%

Sole

0.00

Shared

0.00

None

52.75K

Issuer	Class	Shares	Type	Value / Portfolio %	None
PIMCO ETF TRSOLE	ACTIVE BD ETF	191.04K	SH	$17.55M 9.43%	191.04K
FIDELITY MERRIMACK STR TRSOLE	TOTAL BD ETF	341.95K	SH	$15.49M 8.32%	341.95K
ISHARES TRSOLE	CORE S&P SCP ETF	114.43K	SH	$12.65M 6.79%	114.43K
J P MORGAN EXCHANGE TRADED FSOLE	ULTRA SHRT INC	247.44K	SH	$12.48M 6.71%	247.44K
SCHWAB STRATEGIC TRSOLE	US DIVIDEND EQ	98.35K	SH	$7.93M 4.26%	98.35K
SCHWAB STRATEGIC TRSOLE	US MID-CAP ETF	86.31K	SH	$7.03M 3.78%	86.31K
PROCTER AND GAMBLE COSOLE	COM	42.98K	SH	$6.97M 3.75%	42.98K
SCHWAB STRATEGIC TRSOLE	US LCAP GR ETF	70.76K	SH	$6.56M 3.52%	70.76K
SSGA ACTIVE ETF TRSOLE	SPDR TR TACTIC	157.80K	SH	$6.32M 3.39%	157.80K
SPDR S&P 500 ETF TRSOLE	TR UNIT	9.58K	SH	$5.01M 2.69%	9.58K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	19.18K	SH	$4.98M 2.68%	19.18K
INVESCO EXCH TRD SLF IDX FDSOLE	RUSL 1000 DYNM	84.96K	SH	$4.69M 2.52%	84.96K
ISHARES TRSOLE	MSCI USA MIN VOL	52.43K	SH	$4.38M 2.35%	52.43K
VANGUARD INDEX FDSSOLE	MID CAP ETF	16.43K	SH	$4.11M 2.21%	16.43K
J P MORGAN EXCHANGE TRADED FSOLE	ACTIVE GROWTH	50.76K	SH	$3.56M 1.91%	50.76K
ISHARES INCSOLE	MSCI GBL MIN VOL	27.71K	SH	$2.92M 1.57%	27.71K
SCHWAB STRATEGIC TRSOLE	US BRD MKT ETF	47.51K	SH	$2.90M 1.56%	47.51K
J P MORGAN EXCHANGE TRADED FSOLE	CORE PLUS BD ETF	58.98K	SH	$2.75M 1.48%	58.98K
APPLE INCSOLE	COM	15.86K	SH	$2.72M 1.46%	15.86K
SCHWAB STRATEGIC TRSOLE	US LRG CAP ETF	43.14K	SH	$2.68M 1.44%	43.14K
INVESCO EXCH TRADED FD TR IISOLE	S&P500 LOW VOL	39.38K	SH	$2.59M 1.39%	39.38K
VANECK ETF TRUSTSOLE	MRNGSTR WDE MOAT	28.40K	SH	$2.55M 1.37%	28.40K
GOLDMAN SACHS ETF TRSOLE	ACTIVEBETA INT	73.40K	SH	$2.52M 1.35%	73.40K
ISHARES TRSOLE	RUS 1000 ETF	8.29K	SH	$2.39M 1.28%	8.29K
BLACKROCK ETF TRUSTSOLE	US EQT FACTOR	52.75K	SH	$2.34M 1.26%	52.75K

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