Filed: 10/13/2023ACC: 0001798926-23-000004
📋 What this filing means
JOHN W. BROOKER & CO., CPAS filed this quarterly 13F‑HR report disclosing 67 equity positions with a total reported market value of $158.19M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
67
Positions
$158.19M
Total AUM (reported)
2.36M
Total Shares
Allocation by class
ACTIVE BD ETF$16.64M10.5%
ULTRA SHRT INC$14.98M9.5%
CORE S&P SCP ETF$10.88M6.9%
COM$10.79M6.8%
TOTAL BD ETF$10.76M6.8%
US DIVIDEND EQ$7.92M5.0%
SPDR TR TACTIC$6.73M4.3%
Portfolio Concentration
Top 3$42.50M26.9%
4–10$48.50M30.7%
11–25$39.47M25.0%
Rest$27.72M17.5%
Top 3 weight
26.9%
Top 10 weight
57.5%
Voting Authority Distribution
Total shares with voting rights: 2.36M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.36M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole67
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings67
Rows:
PIMCO ETF TR
SOLEShares189.26K
TypeSH
Market value$16.64M
10.52%
Sole
0.00
Shared
0.00
None
189.26K
J P MORGAN EXCHANGE TRADED F
SOLEShares298.54K
TypeSH
Market value$14.98M
9.47%
Sole
0.00
Shared
0.00
None
298.54K
ISHARES TR
SOLEShares115.37K
TypeSH
Market value$10.88M
6.88%
Sole
0.00
Shared
0.00
None
115.37K
FIDELITY MERRIMACK STR TR
SOLEShares246.98K
TypeSH
Market value$10.76M
6.80%
Sole
0.00
Shared
0.00
None
246.98K
SCHWAB STRATEGIC TR
SOLEShares111.88K
TypeSH
Market value$7.92M
5.00%
Sole
0.00
Shared
0.00
None
111.88K
SSGA ACTIVE ETF TR
SOLEShares174.23K
TypeSH
Market value$6.73M
4.26%
Sole
0.00
Shared
0.00
None
174.23K
PROCTER AND GAMBLE CO
SOLEShares42.98K
TypeSH
Market value$6.27M
3.96%
Sole
0.00
Shared
0.00
None
42.98K
ISHARES TR
SOLEShares81.04K
TypeSH
Market value$5.87M
3.71%
Sole
0.00
Shared
0.00
None
81.04K
SCHWAB STRATEGIC TR
SOLEShares85.87K
TypeSH
Market value$5.81M
3.67%
Sole
0.00
Shared
0.00
None
85.87K
SCHWAB STRATEGIC TR
SOLEShares70.71K
TypeSH
Market value$5.14M
3.25%
Sole
0.00
Shared
0.00
None
70.71K
VANGUARD INDEX FDS
SOLEShares19.20K
TypeSH
Market value$4.08M
2.58%
Sole
0.00
Shared
0.00
None
19.20K
SPDR S&P 500 ETF TR
SOLEShares9.32K
TypeSH
Market value$3.99M
2.52%
Sole
0.00
Shared
0.00
None
9.32K
INVESCO EXCH TRD SLF IDX FD
SOLEShares82.06K
TypeSH
Market value$3.76M
2.38%
Sole
0.00
Shared
0.00
None
82.06K
VANGUARD INDEX FDS
SOLEShares16.86K
TypeSH
Market value$3.51M
2.22%
Sole
0.00
Shared
0.00
None
16.86K
ISHARES INC
SOLEShares29.02K
TypeSH
Market value$2.77M
1.75%
Sole
0.00
Shared
0.00
None
29.02K
J P MORGAN EXCHANGE TRADED F
SOLEShares53.87K
TypeSH
Market value$2.72M
1.72%
Sole
0.00
Shared
0.00
None
53.87K
APPLE INC
SOLEShares15.71K
TypeSH
Market value$2.69M
1.70%
Sole
0.00
Shared
0.00
None
15.71K
INVESCO EXCH TRADED FD TR II
SOLEShares40.52K
TypeSH
Market value$2.38M
1.51%
Sole
0.00
Shared
0.00
None
40.52K
SCHWAB STRATEGIC TR
SOLEShares46.40K
TypeSH
Market value$2.31M
1.46%
Sole
0.00
Shared
0.00
None
46.40K
GOLDMAN SACHS ETF TR
SOLEShares74.15K
TypeSH
Market value$2.23M
1.41%
Sole
0.00
Shared
0.00
None
74.15K
ISHARES TR
SOLEShares8.31K
TypeSH
Market value$1.95M
1.23%
Sole
0.00
Shared
0.00
None
8.31K
INNOVATOR ETFS TR
SOLEShares60.51K
TypeSH
Market value$1.85M
1.17%
Sole
0.00
Shared
0.00
None
60.51K
SCHWAB STRATEGIC TR
SOLEShares35.64K
TypeSH
Market value$1.80M
1.14%
Sole
0.00
Shared
0.00
None
35.64K
ISHARES TR
SOLEShares19.45K
TypeSH
Market value$1.80M
1.14%
Sole
0.00
Shared
0.00
None
19.45K
GOLDMAN SACHS ETF TR
SOLEShares16.32K
TypeSH
Market value$1.63M
1.03%
Sole
0.00
Shared
0.00
None
16.32K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
PIMCO ETF TRSOLE | ACTIVE BD ETF | 189.26K | SH | $16.64M 10.52% | 0.00 | 0.00 | 189.26K |
J P MORGAN EXCHANGE TRADED FSOLE | ULTRA SHRT INC | 298.54K | SH | $14.98M 9.47% | 0.00 | 0.00 | 298.54K |
ISHARES TRSOLE | CORE S&P SCP ETF | 115.37K | SH | $10.88M 6.88% | 0.00 | 0.00 | 115.37K |
FIDELITY MERRIMACK STR TRSOLE | TOTAL BD ETF | 246.98K | SH | $10.76M 6.80% | 0.00 | 0.00 | 246.98K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 111.88K | SH | $7.92M 5.00% | 0.00 | 0.00 | 111.88K |
SSGA ACTIVE ETF TRSOLE | SPDR TR TACTIC | 174.23K | SH | $6.73M 4.26% | 0.00 | 0.00 | 174.23K |
PROCTER AND GAMBLE COSOLE | COM | 42.98K | SH | $6.27M 3.96% | 0.00 | 0.00 | 42.98K |
ISHARES TRSOLE | MSCI USA MIN VOL | 81.04K | SH | $5.87M 3.71% | 0.00 | 0.00 | 81.04K |
SCHWAB STRATEGIC TRSOLE | US MID-CAP ETF | 85.87K | SH | $5.81M 3.67% | 0.00 | 0.00 | 85.87K |
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 70.71K | SH | $5.14M 3.25% | 0.00 | 0.00 | 70.71K |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 19.20K | SH | $4.08M 2.58% | 0.00 | 0.00 | 19.20K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 9.32K | SH | $3.99M 2.52% | 0.00 | 0.00 | 9.32K |
INVESCO EXCH TRD SLF IDX FDSOLE | RUSL 1000 DYNM | 82.06K | SH | $3.76M 2.38% | 0.00 | 0.00 | 82.06K |
VANGUARD INDEX FDSSOLE | MID CAP ETF | 16.86K | SH | $3.51M 2.22% | 0.00 | 0.00 | 16.86K |
ISHARES INCSOLE | MSCI GBL MIN VOL | 29.02K | SH | $2.77M 1.75% | 0.00 | 0.00 | 29.02K |
J P MORGAN EXCHANGE TRADED FSOLE | ULTRA SHT MUNCPL | 53.87K | SH | $2.72M 1.72% | 0.00 | 0.00 | 53.87K |
APPLE INCSOLE | COM | 15.71K | SH | $2.69M 1.70% | 0.00 | 0.00 | 15.71K |
INVESCO EXCH TRADED FD TR IISOLE | S&P500 LOW VOL | 40.52K | SH | $2.38M 1.51% | 0.00 | 0.00 | 40.52K |
SCHWAB STRATEGIC TRSOLE | US BRD MKT ETF | 46.40K | SH | $2.31M 1.46% | 0.00 | 0.00 | 46.40K |
GOLDMAN SACHS ETF TRSOLE | ACTIVEBETA INT | 74.15K | SH | $2.23M 1.41% | 0.00 | 0.00 | 74.15K |
ISHARES TRSOLE | RUS 1000 ETF | 8.31K | SH | $1.95M 1.23% | 0.00 | 0.00 | 8.31K |
INNOVATOR ETFS TRSOLE | US EQT PWR BUF | 60.51K | SH | $1.85M 1.17% | 0.00 | 0.00 | 60.51K |
SCHWAB STRATEGIC TRSOLE | US LRG CAP ETF | 35.64K | SH | $1.80M 1.14% | 0.00 | 0.00 | 35.64K |
ISHARES TRSOLE | MSCI ACWI ETF | 19.45K | SH | $1.80M 1.14% | 0.00 | 0.00 | 19.45K |
GOLDMAN SACHS ETF TRSOLE | ACCES TREASURY | 16.32K | SH | $1.63M 1.03% | 0.00 | 0.00 | 16.32K |
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