Filed: 7/21/2023ACC: 0001798926-23-000003
📋 What this filing means
JOHN W. BROOKER & CO., CPAS filed this quarterly 13F‑HR report disclosing 65 equity positions with a total reported market value of $154.47M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
65
Positions
$154.47M
Total AUM (reported)
2.12M
Total Shares
Allocation by class
ULTRA SHRT INC$20.88M13.5%
ACTIVE BD ETF$15.53M10.1%
CORE S&P SCP ETF$11.63M7.5%
COM$11.50M7.4%
US DIVIDEND EQ$8.04M5.2%
US MID-CAP ETF$6.26M4.1%
MSCI USA MIN VOL$6.16M4.0%
Portfolio Concentration
Top 3$48.03M31.1%
4–10$40.77M26.4%
11–25$38.86M25.2%
Rest$26.81M17.4%
Top 3 weight
31.1%
Top 10 weight
57.5%
Voting Authority Distribution
Total shares with voting rights: 2.12M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.12M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole65
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings65
Rows:
J P MORGAN EXCHANGE TRADED F
SOLEShares416.34K
TypeSH
Market value$20.88M
13.51%
Sole
0.00
Shared
0.00
None
416.34K
PIMCO ETF TR
SOLEShares169.50K
TypeSH
Market value$15.53M
10.05%
Sole
0.00
Shared
0.00
None
169.50K
ISHARES TR
SOLEShares116.69K
TypeSH
Market value$11.63M
7.53%
Sole
0.00
Shared
0.00
None
116.69K
SCHWAB STRATEGIC TR
SOLEShares110.76K
TypeSH
Market value$8.04M
5.21%
Sole
0.00
Shared
0.00
None
110.76K
PROCTER AND GAMBLE CO
SOLEShares42.98K
TypeSH
Market value$6.52M
4.22%
Sole
0.00
Shared
0.00
None
42.98K
SCHWAB STRATEGIC TR
SOLEShares88.15K
TypeSH
Market value$6.26M
4.05%
Sole
0.00
Shared
0.00
None
88.15K
ISHARES TR
SOLEShares82.88K
TypeSH
Market value$6.16M
3.99%
Sole
0.00
Shared
0.00
None
82.88K
SCHWAB STRATEGIC TR
SOLEShares72.33K
TypeSH
Market value$5.42M
3.51%
Sole
0.00
Shared
0.00
None
72.33K
VANGUARD INDEX FDS
SOLEShares19.18K
TypeSH
Market value$4.23M
2.74%
Sole
0.00
Shared
0.00
None
19.18K
SPDR S&P 500 ETF TR
SOLEShares9.32K
TypeSH
Market value$4.13M
2.67%
Sole
0.00
Shared
0.00
None
9.32K
SSGA ACTIVE ETF TR
SOLEShares100.25K
TypeSH
Market value$4.07M
2.63%
Sole
0.00
Shared
0.00
None
100.25K
VANGUARD INDEX FDS
SOLEShares16.81K
TypeSH
Market value$3.70M
2.40%
Sole
0.00
Shared
0.00
None
16.81K
INVESCO EXCH TRD SLF IDX FD
SOLEShares70.82K
TypeSH
Market value$3.47M
2.25%
Sole
0.00
Shared
0.00
None
70.82K
J P MORGAN EXCHANGE TRADED F
SOLEShares65.93K
TypeSH
Market value$3.34M
2.16%
Sole
0.00
Shared
0.00
None
65.93K
APPLE INC
SOLEShares15.72K
TypeSH
Market value$3.05M
1.97%
Sole
0.00
Shared
0.00
None
15.72K
ISHARES INC
SOLEShares29.16K
TypeSH
Market value$2.86M
1.85%
Sole
0.00
Shared
0.00
None
29.16K
INVESCO EXCH TRADED FD TR II
SOLEShares41.11K
TypeSH
Market value$2.58M
1.67%
Sole
0.00
Shared
0.00
None
41.11K
SCHWAB STRATEGIC TR
SOLEShares47.26K
TypeSH
Market value$2.44M
1.58%
Sole
0.00
Shared
0.00
None
47.26K
GOLDMAN SACHS ETF TR
SOLEShares73.82K
TypeSH
Market value$2.31M
1.50%
Sole
0.00
Shared
0.00
None
73.82K
ISHARES TR
SOLEShares8.38K
TypeSH
Market value$2.04M
1.32%
Sole
0.00
Shared
0.00
None
8.38K
ISHARES TR
SOLEShares19.68K
TypeSH
Market value$1.89M
1.22%
Sole
0.00
Shared
0.00
None
19.68K
PIMCO ETF TR
SOLEShares18.14K
TypeSH
Market value$1.81M
1.17%
Sole
0.00
Shared
0.00
None
18.14K
ISHARES TR
SOLEShares18.30K
TypeSH
Market value$1.79M
1.16%
Sole
0.00
Shared
0.00
None
18.30K
SCHWAB STRATEGIC TR
SOLEShares34K
TypeSH
Market value$1.78M
1.15%
Sole
0.00
Shared
0.00
None
34K
INNOVATOR ETFS TR
SOLEShares55.77K
TypeSH
Market value$1.72M
1.12%
Sole
0.00
Shared
0.00
None
55.77K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
J P MORGAN EXCHANGE TRADED FSOLE | ULTRA SHRT INC | 416.34K | SH | $20.88M 13.51% | 0.00 | 0.00 | 416.34K |
PIMCO ETF TRSOLE | ACTIVE BD ETF | 169.50K | SH | $15.53M 10.05% | 0.00 | 0.00 | 169.50K |
ISHARES TRSOLE | CORE S&P SCP ETF | 116.69K | SH | $11.63M 7.53% | 0.00 | 0.00 | 116.69K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 110.76K | SH | $8.04M 5.21% | 0.00 | 0.00 | 110.76K |
PROCTER AND GAMBLE COSOLE | COM | 42.98K | SH | $6.52M 4.22% | 0.00 | 0.00 | 42.98K |
SCHWAB STRATEGIC TRSOLE | US MID-CAP ETF | 88.15K | SH | $6.26M 4.05% | 0.00 | 0.00 | 88.15K |
ISHARES TRSOLE | MSCI USA MIN VOL | 82.88K | SH | $6.16M 3.99% | 0.00 | 0.00 | 82.88K |
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 72.33K | SH | $5.42M 3.51% | 0.00 | 0.00 | 72.33K |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 19.18K | SH | $4.23M 2.74% | 0.00 | 0.00 | 19.18K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 9.32K | SH | $4.13M 2.67% | 0.00 | 0.00 | 9.32K |
SSGA ACTIVE ETF TRSOLE | SPDR TR TACTIC | 100.25K | SH | $4.07M 2.63% | 0.00 | 0.00 | 100.25K |
VANGUARD INDEX FDSSOLE | MID CAP ETF | 16.81K | SH | $3.70M 2.40% | 0.00 | 0.00 | 16.81K |
INVESCO EXCH TRD SLF IDX FDSOLE | RUSL 1000 DYNM | 70.82K | SH | $3.47M 2.25% | 0.00 | 0.00 | 70.82K |
J P MORGAN EXCHANGE TRADED FSOLE | ULTRA SHT MUNCPL | 65.93K | SH | $3.34M 2.16% | 0.00 | 0.00 | 65.93K |
APPLE INCSOLE | COM | 15.72K | SH | $3.05M 1.97% | 0.00 | 0.00 | 15.72K |
ISHARES INCSOLE | MSCI GBL MIN VOL | 29.16K | SH | $2.86M 1.85% | 0.00 | 0.00 | 29.16K |
INVESCO EXCH TRADED FD TR IISOLE | S&P500 LOW VOL | 41.11K | SH | $2.58M 1.67% | 0.00 | 0.00 | 41.11K |
SCHWAB STRATEGIC TRSOLE | US BRD MKT ETF | 47.26K | SH | $2.44M 1.58% | 0.00 | 0.00 | 47.26K |
GOLDMAN SACHS ETF TRSOLE | ACTIVEBETA INT | 73.82K | SH | $2.31M 1.50% | 0.00 | 0.00 | 73.82K |
ISHARES TRSOLE | RUS 1000 ETF | 8.38K | SH | $2.04M 1.32% | 0.00 | 0.00 | 8.38K |
ISHARES TRSOLE | MSCI ACWI ETF | 19.68K | SH | $1.89M 1.22% | 0.00 | 0.00 | 19.68K |
PIMCO ETF TRSOLE | ENHAN SHRT MA AC | 18.14K | SH | $1.81M 1.17% | 0.00 | 0.00 | 18.14K |
ISHARES TRSOLE | CORE US AGGBD ET | 18.30K | SH | $1.79M 1.16% | 0.00 | 0.00 | 18.30K |
SCHWAB STRATEGIC TRSOLE | US LRG CAP ETF | 34K | SH | $1.78M 1.15% | 0.00 | 0.00 | 34K |
INNOVATOR ETFS TRSOLE | US EQT PWR BUF | 55.77K | SH | $1.72M 1.12% | 0.00 | 0.00 | 55.77K |
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