Filed: 4/14/2023ACC: 0001798926-23-000002
📋 What this filing means
JOHN W. BROOKER & CO., CPAS filed this quarterly 13F‑HR report disclosing 64 equity positions with a total reported market value of $151.01M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
64
Positions
$151.01M
Total AUM (reported)
2.10M
Total Shares
Allocation by class
ULTRA SHRT INC$22.59M15.0%
ACTIVE BD ETF$15.40M10.2%
CORE S&P SCP ETF$11.14M7.4%
COM$11.11M7.4%
US DIVIDEND EQ$8.20M5.4%
MSCI USA MIN VOL$6.37M4.2%
US MID-CAP ETF$5.96M3.9%
Portfolio Concentration
Top 3$49.13M32.5%
4–10$39.64M26.3%
11–25$37.32M24.7%
Rest$24.93M16.5%
Top 3 weight
32.5%
Top 10 weight
58.8%
Voting Authority Distribution
Total shares with voting rights: 2.10M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.10M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole64
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings64
Rows:
J P MORGAN EXCHANGE TRADED F
SOLEShares449.32K
TypeSH
Market value$22.59M
14.96%
Sole
0.00
Shared
0.00
None
449.32K
PIMCO ETF TR
SOLEShares165.60K
TypeSH
Market value$15.40M
10.20%
Sole
0.00
Shared
0.00
None
165.60K
ISHARES TR
SOLEShares116.02K
TypeSH
Market value$11.14M
7.38%
Sole
0.00
Shared
0.00
None
116.02K
SCHWAB STRATEGIC TR
SOLEShares111.17K
TypeSH
Market value$8.20M
5.43%
Sole
0.00
Shared
0.00
None
111.17K
PROCTER AND GAMBLE CO
SOLEShares42.98K
TypeSH
Market value$6.52M
4.32%
Sole
0.00
Shared
0.00
None
42.98K
ISHARES TR
SOLEShares85.97K
TypeSH
Market value$6.37M
4.22%
Sole
0.00
Shared
0.00
None
85.97K
SCHWAB STRATEGIC TR
SOLEShares88.13K
TypeSH
Market value$5.96M
3.95%
Sole
0.00
Shared
0.00
None
88.13K
SCHWAB STRATEGIC TR
SOLEShares71.94K
TypeSH
Market value$4.72M
3.12%
Sole
0.00
Shared
0.00
None
71.94K
VANGUARD INDEX FDS
SOLEShares19.36K
TypeSH
Market value$3.98M
2.64%
Sole
0.00
Shared
0.00
None
19.36K
SPDR S&P 500 ETF TR
SOLEShares9.41K
TypeSH
Market value$3.89M
2.58%
Sole
0.00
Shared
0.00
None
9.41K
J P MORGAN EXCHANGE TRADED F
SOLEShares73.74K
TypeSH
Market value$3.74M
2.48%
Sole
0.00
Shared
0.00
None
73.74K
SSGA ACTIVE ETF TR
SOLEShares88.31K
TypeSH
Market value$3.63M
2.40%
Sole
0.00
Shared
0.00
None
88.31K
VANGUARD INDEX FDS
SOLEShares16.83K
TypeSH
Market value$3.55M
2.35%
Sole
0.00
Shared
0.00
None
16.83K
APPLE INC
SOLEShares17.53K
TypeSH
Market value$2.90M
1.92%
Sole
0.00
Shared
0.00
None
17.53K
ISHARES INC
SOLEShares29.11K
TypeSH
Market value$2.89M
1.91%
Sole
0.00
Shared
0.00
None
29.11K
INVESCO EXCH TRADED FD TR II
SOLEShares41.11K
TypeSH
Market value$2.62M
1.73%
Sole
0.00
Shared
0.00
None
41.11K
PIMCO ETF TR
SOLEShares24.41K
TypeSH
Market value$2.42M
1.60%
Sole
0.00
Shared
0.00
None
24.41K
GOLDMAN SACHS ETF TR
SOLEShares73.03K
TypeSH
Market value$2.32M
1.53%
Sole
0.00
Shared
0.00
None
73.03K
SCHWAB STRATEGIC TR
SOLEShares47.07K
TypeSH
Market value$2.27M
1.50%
Sole
0.00
Shared
0.00
None
47.07K
INVESCO EXCH TRD SLF IDX FD
SOLEShares44.30K
TypeSH
Market value$2.11M
1.40%
Sole
0.00
Shared
0.00
None
44.30K
ISHARES TR
SOLEShares8.38K
TypeSH
Market value$1.90M
1.26%
Sole
0.00
Shared
0.00
None
8.38K
ISHARES TR
SOLEShares18.28K
TypeSH
Market value$1.83M
1.21%
Sole
0.00
Shared
0.00
None
18.28K
ISHARES TR
SOLEShares19.66K
TypeSH
Market value$1.82M
1.20%
Sole
0.00
Shared
0.00
None
19.66K
ISHARES TR
SOLEShares33.19K
TypeSH
Market value$1.68M
1.11%
Sole
0.00
Shared
0.00
None
33.19K
SCHWAB STRATEGIC TR
SOLEShares33.81K
TypeSH
Market value$1.65M
1.09%
Sole
0.00
Shared
0.00
None
33.81K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
J P MORGAN EXCHANGE TRADED FSOLE | ULTRA SHRT INC | 449.32K | SH | $22.59M 14.96% | 0.00 | 0.00 | 449.32K |
PIMCO ETF TRSOLE | ACTIVE BD ETF | 165.60K | SH | $15.40M 10.20% | 0.00 | 0.00 | 165.60K |
ISHARES TRSOLE | CORE S&P SCP ETF | 116.02K | SH | $11.14M 7.38% | 0.00 | 0.00 | 116.02K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 111.17K | SH | $8.20M 5.43% | 0.00 | 0.00 | 111.17K |
PROCTER AND GAMBLE COSOLE | COM | 42.98K | SH | $6.52M 4.32% | 0.00 | 0.00 | 42.98K |
ISHARES TRSOLE | MSCI USA MIN VOL | 85.97K | SH | $6.37M 4.22% | 0.00 | 0.00 | 85.97K |
SCHWAB STRATEGIC TRSOLE | US MID-CAP ETF | 88.13K | SH | $5.96M 3.95% | 0.00 | 0.00 | 88.13K |
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 71.94K | SH | $4.72M 3.12% | 0.00 | 0.00 | 71.94K |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 19.36K | SH | $3.98M 2.64% | 0.00 | 0.00 | 19.36K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 9.41K | SH | $3.89M 2.58% | 0.00 | 0.00 | 9.41K |
J P MORGAN EXCHANGE TRADED FSOLE | ULTRA SHT MUNCPL | 73.74K | SH | $3.74M 2.48% | 0.00 | 0.00 | 73.74K |
SSGA ACTIVE ETF TRSOLE | SPDR TR TACTIC | 88.31K | SH | $3.63M 2.40% | 0.00 | 0.00 | 88.31K |
VANGUARD INDEX FDSSOLE | MID CAP ETF | 16.83K | SH | $3.55M 2.35% | 0.00 | 0.00 | 16.83K |
APPLE INCSOLE | COM | 17.53K | SH | $2.90M 1.92% | 0.00 | 0.00 | 17.53K |
ISHARES INCSOLE | MSCI GBL MIN VOL | 29.11K | SH | $2.89M 1.91% | 0.00 | 0.00 | 29.11K |
INVESCO EXCH TRADED FD TR IISOLE | S&P500 LOW VOL | 41.11K | SH | $2.62M 1.73% | 0.00 | 0.00 | 41.11K |
PIMCO ETF TRSOLE | ENHAN SHRT MA AC | 24.41K | SH | $2.42M 1.60% | 0.00 | 0.00 | 24.41K |
GOLDMAN SACHS ETF TRSOLE | ACTIVEBETA INT | 73.03K | SH | $2.32M 1.53% | 0.00 | 0.00 | 73.03K |
SCHWAB STRATEGIC TRSOLE | US BRD MKT ETF | 47.07K | SH | $2.27M 1.50% | 0.00 | 0.00 | 47.07K |
INVESCO EXCH TRD SLF IDX FDSOLE | RUSL 1000 DYNM | 44.30K | SH | $2.11M 1.40% | 0.00 | 0.00 | 44.30K |
ISHARES TRSOLE | RUS 1000 ETF | 8.38K | SH | $1.90M 1.26% | 0.00 | 0.00 | 8.38K |
ISHARES TRSOLE | CORE US AGGBD ET | 18.28K | SH | $1.83M 1.21% | 0.00 | 0.00 | 18.28K |
ISHARES TRSOLE | MSCI ACWI ETF | 19.66K | SH | $1.82M 1.20% | 0.00 | 0.00 | 19.66K |
ISHARES TRSOLE | GRWT ALLOCAT ETF | 33.19K | SH | $1.68M 1.11% | 0.00 | 0.00 | 33.19K |
SCHWAB STRATEGIC TRSOLE | US LRG CAP ETF | 33.81K | SH | $1.65M 1.09% | 0.00 | 0.00 | 33.81K |
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