Filed: 1/13/2023ACC: 0001798926-23-000001
📋 What this filing means
JOHN W. BROOKER & CO., CPAS filed this quarterly 13F‑HR report disclosing 62 equity positions with a total reported market value of $152.94M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
62
Positions
$152.94M
Total AUM (reported)
2.20M
Total Shares
Allocation by class
ULTRA SHRT INC$23.48M15.4%
ACTIVE BD ETF$15.37M10.0%
CORE S&P SCP ETF$11.07M7.2%
COM$10.77M7.0%
US DIVIDEND EQ$8.17M5.3%
MSCI USA MIN VOL$6.37M4.2%
US MID-CAP ETF$5.78M3.8%
Portfolio Concentration
Top 3$49.92M32.6%
4–10$40.69M26.6%
11–25$38.78M25.4%
Rest$23.55M15.4%
Top 3 weight
32.6%
Top 10 weight
59.2%
Voting Authority Distribution
Total shares with voting rights: 2.20M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.20M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole62
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings62
Rows:
J P MORGAN EXCHANGE TRADED F
SOLEShares468.45K
TypeSH
Market value$23.48M
15.35%
Sole
0.00
Shared
0.00
None
468.45K
PIMCO ETF TR
SOLEShares169.86K
TypeSH
Market value$15.37M
10.05%
Sole
0.00
Shared
0.00
None
169.86K
ISHARES TR
SOLEShares116.96K
TypeSH
Market value$11.07M
7.24%
Sole
0.00
Shared
0.00
None
116.96K
SCHWAB STRATEGIC TR
SOLEShares108.16K
TypeSH
Market value$8.17M
5.34%
Sole
0.00
Shared
0.00
None
108.16K
PROCTER AND GAMBLE CO
SOLEShares46.21K
TypeSH
Market value$7.00M
4.58%
Sole
0.00
Shared
0.00
None
46.21K
ISHARES TR
SOLEShares88.33K
TypeSH
Market value$6.37M
4.16%
Sole
0.00
Shared
0.00
None
88.33K
SCHWAB STRATEGIC TR
SOLEShares88.14K
TypeSH
Market value$5.78M
3.78%
Sole
0.00
Shared
0.00
None
88.14K
J P MORGAN EXCHANGE TRADED F
SOLEShares90.17K
TypeSH
Market value$4.56M
2.98%
Sole
0.00
Shared
0.00
None
90.17K
VANGUARD BD INDEX FDS
SOLEShares91.15K
TypeSH
Market value$4.47M
2.92%
Sole
0.00
Shared
0.00
None
91.15K
PIMCO ETF TR
SOLEShares44.06K
TypeSH
Market value$4.35M
2.84%
Sole
0.00
Shared
0.00
None
44.06K
SCHWAB STRATEGIC TR
SOLEShares73.01K
TypeSH
Market value$4.06M
2.65%
Sole
0.00
Shared
0.00
None
73.01K
VANGUARD INDEX FDS
SOLEShares19.99K
TypeSH
Market value$3.82M
2.50%
Sole
0.00
Shared
0.00
None
19.99K
SPDR S&P 500 ETF TR
SOLEShares9.35K
TypeSH
Market value$3.57M
2.34%
Sole
0.00
Shared
0.00
None
9.35K
VANGUARD INDEX FDS
SOLEShares16.96K
TypeSH
Market value$3.46M
2.26%
Sole
0.00
Shared
0.00
None
16.96K
SSGA ACTIVE ETF TR
SOLEShares83.28K
TypeSH
Market value$3.33M
2.18%
Sole
0.00
Shared
0.00
None
83.28K
ISHARES INC
SOLEShares29.27K
TypeSH
Market value$2.78M
1.82%
Sole
0.00
Shared
0.00
None
29.27K
INVESCO EXCH TRADED FD TR II
SOLEShares41.26K
TypeSH
Market value$2.64M
1.72%
Sole
0.00
Shared
0.00
None
41.26K
APPLE INC
SOLEShares17.55K
TypeSH
Market value$2.28M
1.49%
Sole
0.00
Shared
0.00
None
17.55K
SCHWAB STRATEGIC TR
SOLEShares47.96K
TypeSH
Market value$2.15M
1.41%
Sole
0.00
Shared
0.00
None
47.96K
GOLDMAN SACHS ETF TR
SOLEShares69.32K
TypeSH
Market value$2.00M
1.30%
Sole
0.00
Shared
0.00
None
69.32K
ISHARES TR
SOLEShares38.14K
TypeSH
Market value$1.80M
1.18%
Sole
0.00
Shared
0.00
None
38.14K
ISHARES TR
SOLEShares18.52K
TypeSH
Market value$1.80M
1.17%
Sole
0.00
Shared
0.00
None
18.52K
ISHARES TR
SOLEShares8.38K
TypeSH
Market value$1.76M
1.15%
Sole
0.00
Shared
0.00
None
8.38K
ISHARES TR
SOLEShares19.68K
TypeSH
Market value$1.67M
1.09%
Sole
0.00
Shared
0.00
None
19.68K
SCHWAB STRATEGIC TR
SOLEShares36.90K
TypeSH
Market value$1.67M
1.09%
Sole
0.00
Shared
0.00
None
36.90K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
J P MORGAN EXCHANGE TRADED FSOLE | ULTRA SHRT INC | 468.45K | SH | $23.48M 15.35% | 0.00 | 0.00 | 468.45K |
PIMCO ETF TRSOLE | ACTIVE BD ETF | 169.86K | SH | $15.37M 10.05% | 0.00 | 0.00 | 169.86K |
ISHARES TRSOLE | CORE S&P SCP ETF | 116.96K | SH | $11.07M 7.24% | 0.00 | 0.00 | 116.96K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 108.16K | SH | $8.17M 5.34% | 0.00 | 0.00 | 108.16K |
PROCTER AND GAMBLE COSOLE | COM | 46.21K | SH | $7.00M 4.58% | 0.00 | 0.00 | 46.21K |
ISHARES TRSOLE | MSCI USA MIN VOL | 88.33K | SH | $6.37M 4.16% | 0.00 | 0.00 | 88.33K |
SCHWAB STRATEGIC TRSOLE | US MID-CAP ETF | 88.14K | SH | $5.78M 3.78% | 0.00 | 0.00 | 88.14K |
J P MORGAN EXCHANGE TRADED FSOLE | ULTRA SHT MUNCPL | 90.17K | SH | $4.56M 2.98% | 0.00 | 0.00 | 90.17K |
VANGUARD BD INDEX FDSSOLE | VANGUARD ULTRA | 91.15K | SH | $4.47M 2.92% | 0.00 | 0.00 | 91.15K |
PIMCO ETF TRSOLE | ENHAN SHRT MA AC | 44.06K | SH | $4.35M 2.84% | 0.00 | 0.00 | 44.06K |
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 73.01K | SH | $4.06M 2.65% | 0.00 | 0.00 | 73.01K |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 19.99K | SH | $3.82M 2.50% | 0.00 | 0.00 | 19.99K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 9.35K | SH | $3.57M 2.34% | 0.00 | 0.00 | 9.35K |
VANGUARD INDEX FDSSOLE | MID CAP ETF | 16.96K | SH | $3.46M 2.26% | 0.00 | 0.00 | 16.96K |
SSGA ACTIVE ETF TRSOLE | SPDR TR TACTIC | 83.28K | SH | $3.33M 2.18% | 0.00 | 0.00 | 83.28K |
ISHARES INCSOLE | MSCI GBL MIN VOL | 29.27K | SH | $2.78M 1.82% | 0.00 | 0.00 | 29.27K |
INVESCO EXCH TRADED FD TR IISOLE | S&P500 LOW VOL | 41.26K | SH | $2.64M 1.72% | 0.00 | 0.00 | 41.26K |
APPLE INCSOLE | COM | 17.55K | SH | $2.28M 1.49% | 0.00 | 0.00 | 17.55K |
SCHWAB STRATEGIC TRSOLE | US BRD MKT ETF | 47.96K | SH | $2.15M 1.41% | 0.00 | 0.00 | 47.96K |
GOLDMAN SACHS ETF TRSOLE | ACTIVEBETA INT | 69.32K | SH | $2.00M 1.30% | 0.00 | 0.00 | 69.32K |
ISHARES TRSOLE | GRWT ALLOCAT ETF | 38.14K | SH | $1.80M 1.18% | 0.00 | 0.00 | 38.14K |
ISHARES TRSOLE | CORE US AGGBD ET | 18.52K | SH | $1.80M 1.17% | 0.00 | 0.00 | 18.52K |
ISHARES TRSOLE | RUS 1000 ETF | 8.38K | SH | $1.76M 1.15% | 0.00 | 0.00 | 8.38K |
ISHARES TRSOLE | MSCI ACWI ETF | 19.68K | SH | $1.67M 1.09% | 0.00 | 0.00 | 19.68K |
SCHWAB STRATEGIC TRSOLE | US LRG CAP ETF | 36.90K | SH | $1.67M 1.09% | 0.00 | 0.00 | 36.90K |
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