Filed: 10/17/2022ACC: 0001798926-22-000006
📋 What this filing means
JOHN W. BROOKER & CO., CPAS filed this quarterly 13F‑HR report disclosing 200 equity positions with a total reported market value of $155.6K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
200
Positions
$155.6K
Total AUM (reported)
2.30M
Total Shares
Allocation by class
ULTRA SHRT INC$23.1K14.9%
ACTIVE BD ETF$17.4K11.2%
COM$13.6K8.7%
CORE S&P SCP ETF$10.2K6.6%
ENHAN SHRT MA AC$9.7K6.2%
VANGUARD ULTRA$8.7K5.6%
US DIVIDEND EQ$7.2K4.6%
Portfolio Concentration
Top 3$50.8K32.6%
4–10$47.6K30.6%
11–25$37.8K24.3%
Rest$19.5K12.5%
Top 3 weight
32.6%
Top 10 weight
63.2%
Voting Authority Distribution
Total shares with voting rights: 2.30M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.30M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole200
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings200
Rows:
JP MORGAN EXCHANGE-TRADED F
SOLEShares461.30K
TypeSH
Market value$23.1K
14.87%
Sole
0.00
Shared
0.00
None
461.30K
PIMCO ETF TR
SOLEShares194.01K
TypeSH
Market value$17.4K
11.18%
Sole
0.00
Shared
0.00
None
194.01K
ISHARES TR
SOLEShares117.08K
TypeSH
Market value$10.2K
6.56%
Sole
0.00
Shared
0.00
None
117.08K
PIMCO ETF TR
SOLEShares98.27K
TypeSH
Market value$9.7K
6.24%
Sole
0.00
Shared
0.00
None
98.27K
VANGUARD BD INDEX FDS
SOLEShares177.19K
TypeSH
Market value$8.7K
5.57%
Sole
0.00
Shared
0.00
None
177.19K
SCHWAB STRATEGIC TR
SOLEShares108.61K
TypeSH
Market value$7.2K
4.64%
Sole
0.00
Shared
0.00
None
108.61K
ISHARES TR
SOLEShares89.72K
TypeSH
Market value$5.9K
3.81%
Sole
0.00
Shared
0.00
None
89.72K
PROCTER & GAMBLE CO
SOLEShares46.21K
TypeSH
Market value$5.8K
3.75%
Sole
0.00
Shared
0.00
None
46.21K
SCHWAB STRATEGIC TR
SOLEShares85.88K
TypeSH
Market value$5.2K
3.34%
Sole
0.00
Shared
0.00
None
85.88K
JP MORGAN EXCHANGE-TRADED F
SOLEShares99.80K
TypeSH
Market value$5.0K
3.23%
Sole
0.00
Shared
0.00
None
99.80K
SCHWAB STRATEGIC TR
SOLEShares81.08K
TypeSH
Market value$4.5K
2.91%
Sole
0.00
Shared
0.00
None
81.08K
VANGUARD INDEX FDS
SOLEShares21.66K
TypeSH
Market value$3.9K
2.50%
Sole
0.00
Shared
0.00
None
21.66K
VANGUARD INDEX FDS
SOLEShares17.90K
TypeSH
Market value$3.4K
2.16%
Sole
0.00
Shared
0.00
None
17.90K
APPLE INC
SOLEShares24.29K
TypeSH
Market value$3.4K
2.16%
Sole
0.00
Shared
0.00
None
24.29K
SPDR S&P 500 ETF TR
SOLEShares9.34K
TypeSH
Market value$3.3K
2.14%
Sole
0.00
Shared
0.00
None
9.34K
SSGA ACTIVE ETF TR
SOLEShares74.03K
TypeSH
Market value$3.0K
1.91%
Sole
0.00
Shared
0.00
None
74.03K
ISHARES INC
SOLEShares29.30K
TypeSH
Market value$2.6K
1.67%
Sole
0.00
Shared
0.00
None
29.30K
INVESCO EXCHNG TRADED FD TR
SOLEShares41.37K
TypeSH
Market value$2.4K
1.54%
Sole
0.00
Shared
0.00
None
41.37K
SCHWAB STRATEGIC TR
SOLEShares50.30K
TypeSH
Market value$2.1K
1.36%
Sole
0.00
Shared
0.00
None
50.30K
GOLDMAN SACHS ETF TR
SOLEShares70.83K
TypeSH
Market value$1.8K
1.13%
Sole
0.00
Shared
0.00
None
70.83K
ISHARES TR
SOLEShares21.95K
TypeSH
Market value$1.7K
1.10%
Sole
0.00
Shared
0.00
None
21.95K
ISHARES TR
SOLEShares8.38K
TypeSH
Market value$1.7K
1.06%
Sole
0.00
Shared
0.00
None
8.38K
SCHWAB STRATEGIC TR
SOLEShares37.42K
TypeSH
Market value$1.6K
1.02%
Sole
0.00
Shared
0.00
None
37.42K
TESLA INC
SOLEShares5.02K
TypeSH
Market value$1.3K
0.86%
Sole
0.00
Shared
0.00
None
5.02K
ISHARES INC
SOLEShares18.98K
TypeSH
Market value$1.3K
0.81%
Sole
0.00
Shared
0.00
None
18.98K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
JP MORGAN EXCHANGE-TRADED FSOLE | ULTRA SHRT INC | 461.30K | SH | $23.1K 14.87% | 0.00 | 0.00 | 461.30K |
PIMCO ETF TRSOLE | ACTIVE BD ETF | 194.01K | SH | $17.4K 11.18% | 0.00 | 0.00 | 194.01K |
ISHARES TRSOLE | CORE S&P SCP ETF | 117.08K | SH | $10.2K 6.56% | 0.00 | 0.00 | 117.08K |
PIMCO ETF TRSOLE | ENHAN SHRT MA AC | 98.27K | SH | $9.7K 6.24% | 0.00 | 0.00 | 98.27K |
VANGUARD BD INDEX FDSSOLE | VANGUARD ULTRA | 177.19K | SH | $8.7K 5.57% | 0.00 | 0.00 | 177.19K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 108.61K | SH | $7.2K 4.64% | 0.00 | 0.00 | 108.61K |
ISHARES TRSOLE | MSCI MIN VOL ETF | 89.72K | SH | $5.9K 3.81% | 0.00 | 0.00 | 89.72K |
PROCTER & GAMBLE COSOLE | COM | 46.21K | SH | $5.8K 3.75% | 0.00 | 0.00 | 46.21K |
SCHWAB STRATEGIC TRSOLE | US MID-CAP ETF | 85.88K | SH | $5.2K 3.34% | 0.00 | 0.00 | 85.88K |
JP MORGAN EXCHANGE-TRADED FSOLE | ULTRA SHT MUNCPL | 99.80K | SH | $5.0K 3.23% | 0.00 | 0.00 | 99.80K |
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 81.08K | SH | $4.5K 2.91% | 0.00 | 0.00 | 81.08K |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 21.66K | SH | $3.9K 2.50% | 0.00 | 0.00 | 21.66K |
VANGUARD INDEX FDSSOLE | MID CAP ETF | 17.90K | SH | $3.4K 2.16% | 0.00 | 0.00 | 17.90K |
APPLE INCSOLE | COM | 24.29K | SH | $3.4K 2.16% | 0.00 | 0.00 | 24.29K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 9.34K | SH | $3.3K 2.14% | 0.00 | 0.00 | 9.34K |
SSGA ACTIVE ETF TRSOLE | SPDR TR TACTIC | 74.03K | SH | $3.0K 1.91% | 0.00 | 0.00 | 74.03K |
ISHARES INCSOLE | MIN VOL GBL ETF | 29.30K | SH | $2.6K 1.67% | 0.00 | 0.00 | 29.30K |
INVESCO EXCHNG TRADED FD TRSOLE | S&P 500 LOW VOL | 41.37K | SH | $2.4K 1.54% | 0.00 | 0.00 | 41.37K |
SCHWAB STRATEGIC TRSOLE | US BRD MKT ETF | 50.30K | SH | $2.1K 1.36% | 0.00 | 0.00 | 50.30K |
GOLDMAN SACHS ETF TRSOLE | ACTIVEBETA INT | 70.83K | SH | $1.8K 1.13% | 0.00 | 0.00 | 70.83K |
ISHARES TRSOLE | MSCI ACWI ETF | 21.95K | SH | $1.7K 1.10% | 0.00 | 0.00 | 21.95K |
ISHARES TRSOLE | RUS 1000 ETF | 8.38K | SH | $1.7K 1.06% | 0.00 | 0.00 | 8.38K |
SCHWAB STRATEGIC TRSOLE | US LRG CAP ETF | 37.42K | SH | $1.6K 1.02% | 0.00 | 0.00 | 37.42K |
TESLA INCSOLE | COM | 5.02K | SH | $1.3K 0.86% | 0.00 | 0.00 | 5.02K |
ISHARES INCSOLE | MSCI EQUAL WEITE | 18.98K | SH | $1.3K 0.81% | 0.00 | 0.00 | 18.98K |
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