JOHN PAUL DEJORIA FAMILY TRUST enters REGO PAYMENT ARCHITECTURES, INC. with 10.01M shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 5/26/2023ACC: 0001104659-23-065527
10% Owner
Since May 2023
10.01M
Baseline shares
100% direct
10.01M
Direct ownership
1 position
6.22M
Derivative underlying
3 instruments
1
Security positions
All direct
Non-Derivative Holdings1
Common Stock, par value $0.0001 per share
DirectShares owned10.01M
Total
10.01M direct10.01M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock, par value $0.0001 per share | 10.01M | Direct |
| Total | 10.01M | 10.01M direct |
Derivative Holdings3
Series B Cumulative Convertible Preferred Stock
DirectUnderlying security
Common Stock
Underlying shares
4.44M
Shares owned
N/A
Exercise price
0.90
Expiration
—
Exercise window
—
4% Convertible Notes currently due 10/31/2023
DirectUnderlying security
Common Stock
Underlying shares
666.67K
Shares owned
N/A
Exercise price
0.90
Expiration
—
Exercise window
—
Series A Cumulative Convertible Preferred Stock
DirectUnderlying security
Common Stock
Underlying shares
1.11M
Shares owned
N/A
Exercise price
0.90
Expiration
—
Exercise window
—
Total
Underlying
6.22M
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Series B Cumulative Convertible Preferred Stock Direct | Common Stock | 0.90 | — | — | 4.44M | N/A |
| 4% Convertible Notes currently due 10/31/2023 Direct | Common Stock | 0.90 | — | — | 666.67K | N/A |
| Series A Cumulative Convertible Preferred Stock Direct | Common Stock | 0.90 | — | — | 1.11M | N/A |
| Total | 6.22M | 0.00 | ||||