JIAO JIN-AN (VP of Development) exercised options at HCW BIOLOGICS INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 2 exercises
Filed: 6/2/2022ACC: 0001209191-22-033517
Officer· VP of Development
Since Jul 2021
0.00
Net shares
Net seller
$2.2K
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
14.57K acquired · 14.57K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+12.86K
Price / share
$0.14
Trade value
$1.80K
% of position
42.1%
5/31/2022
30.57K→43.43K
Common Stock
Direct
Shares
+1.71K
Price / share
$0.21
Trade value
$359.94
% of position
3.9%
5/31/2022
43.43K→45.14K
Total
Net shares
+14.57K
Net value
$2.16K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 5/31/2022 | M · Option Exercise | +12.86K | $0.14 | $1.80K | 42.1% | 30.57K | 43.43K |
| Common Stock Direct | 5/31/2022 | M · Option Exercise | +1.71K | $0.21 | $359.94 | 3.9% | 43.43K | 45.14K |
| Total | +14.57K | $2.16K | ||||||
Derivative Transactions2
Stock Option (Right to Buy)
Direct
Converts to
Common Stock
12.86K shares
Shares
−12.86K
Strike price
0.14
Held after
18K
Exercisable
—
5/31/2022
Stock Option (Right to Buy)
Direct
Converts to
Common Stock
1.71K shares
Shares
−1.71K
Strike price
0.21
Held after
6.86K
Exercisable
—
5/31/2022
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Direct | Common Stock12.86K shares | 5/31/2022 | M · Option Exercise | −12.86K | 0.14 | — | 18K |
| Stock Option (Right to Buy) Direct | Common Stock1.71K shares | 5/31/2022 | M · Option Exercise | −1.71K | 0.21 | — | 6.86K |