JI HENRY (See Remarks) reported 1 transaction at SORRENTO THERAPEUTICS, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 3/20/2023ACC: 0000899243-23-009159
DirectorOfficer· See Remarks
Since Jul 2018
+19.30K
Net shares
Net buyer
$15.7K
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
19.50K acquired · 195.00 disposed
Non-Derivative Transactions1
Common Stock
Indirect
Shares
+19.50K
Price / share
$0.80
Trade value
$15.65K
% of position
3900.0%
3/17/2023
500.00→20K
Total
Net shares
+19.50K
Net value
$15.65K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Indirect | 3/17/2023 | X · X | +19.50K | $0.80 | $15.65K | 3900.0% | 500.00 | 20K |
| Total | +19.50K | $15.65K | ||||||
Derivative Transactions1
Put Option (obligation to buy)
Indirect
Converts to
Common Stock
19.50K shares
Shares
−195.00
Strike price
0.8027
Held after
0.00
Exercisable
—
3/17/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Put Option (obligation to buy) Indirect | Common Stock19.50K shares | 3/17/2023 | D · Disposition | −195.00 | 0.8027 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)3
Common Stock
IndirectShares owned2.27M
Common Stock
DirectShares owned6.27M
Common Stock
IndirectShares owned40K
Total
6.27M direct·2.31M indirect8.58M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 2.27M | Indirect |
| Common Stock | 6.27M | Direct |
| Common Stock | 40K | Indirect |
| Total | 8.58M | 6.27M direct·2.31M indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported