JFL-NRCG HOLDINGS IV, LLC enters NRC GROUP HOLDINGS CORP. with 1.89M shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Indirect Derivatives
Filed: 10/26/2018ACC: 0001213900-18-014521
10% Owner
Since Oct 2018
1.89M
Baseline shares
0.00
Direct ownership
0 positions
2.21M
Derivative underlying
1 instrument
1
Security positions
1.89M indirect
Non-Derivative Holdings1
Common Stock
IndirectShares owned1.89M
Total
1.89M indirect1.89M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 1.89M | Indirect |
| Total | 1.89M | 1.89M indirect |
Derivative Holdings1
Series A Convertible Preferred Stock
IndirectUnderlying security
Common Stock
Underlying shares
2.21M
Shares owned
N/A
Exercise price
12.50
Expiration
—
Exercise window
—
Total
Underlying
2.21M
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Series A Convertible Preferred Stock Indirect | Common Stock | 12.50 | — | — | 2.21M | N/A |
| Total | 2.21M | 0.00 | ||||