JENKS TIMOTHY STORRS (CEO) exercised options at NEOPHOTONICS CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 2 exercises
Filed: 8/2/2022ACC: 0001227025-22-000139
DirectorOfficer· CEO
Since Jul 2018
-6.97K
Net shares
Net seller
$111.5K
Total sold
0
Open market trades
0B · 0S
5
Total transactions
31.67K acquired · 38.64K disposed
Non-Derivative Transactions3
Common Stock
Direct
Shares
+6.67K
Price / share
—
Trade value
—
% of position
1.5%
7/30/2022
456.78K→463.45K
Common Stock
Direct
Shares
+25K
Price / share
—
Trade value
—
% of position
5.4%
7/30/2022
463.45K→488.45K
Common Stock
Direct
Shares
−6.97K
Price / share
$15.99
Trade value
$111.45K
% of position
1.4%
8/2/2022
488.45K→481.48K
Total
Net shares
+24.70K
Net value
-$111.45K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 7/30/2022 | M · Option Exercise | +6.67K | — | — | 1.5% | 456.78K | 463.45K |
| Common Stock Direct | 7/30/2022 | M · Option Exercise | +25K | — | — | 5.4% | 463.45K | 488.45K |
| Common Stock Direct | 8/2/2022 | D · Disposition | −6.97K | $15.99 | $111.45K | 1.4% | 488.45K | 481.48K |
| Total | +24.70K | -$111.45K | ||||||
Derivative Transactions2
Restricted Stock Units (right to acquire)
Direct
Converts to
Common Stock
6.67K shares
Shares
−6.67K
Strike price
0.0
Held after
0.00
Exercisable
—
7/30/2022
Restricted Stock Units (right to acquire)
Direct
Converts to
Common Stock
25K shares
Shares
−25K
Strike price
0.0
Held after
25K
Exercisable
—
7/30/2022
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units (right to acquire) Direct | Common Stock6.67K shares | 7/30/2022 | M · Option Exercise | −6.67K | 0.0 | — | 0.00 |
| Restricted Stock Units (right to acquire) Direct | Common Stock25K shares | 7/30/2022 | M · Option Exercise | −25K | 0.0 | — | 25K |
Non-Derivative Holdings (Post-Transaction)5
Common Stock
IndirectShares owned3.80K
Common Stock
IndirectShares owned32.47K
Common Stock
IndirectShares owned32.47K
Common Stock
IndirectShares owned3.08K
Common Stock
IndirectShares owned3.20K
Total
75K indirect75K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 3.80K | Indirect |
| Common Stock | 32.47K | Indirect |
| Common Stock | 32.47K | Indirect |
| Common Stock | 3.08K | Indirect |
| Common Stock | 3.20K | Indirect |
| Total | 75K | 75K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported