JENKS TIMOTHY STORRS (CEO) exercised options at NEOPHOTONICS CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 7/22/2022ACC: 0001227025-22-000110
DirectorOfficer· CEO
Since Jul 2018
-15.91K
Net shares
Net seller
$250.0K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
33.95K acquired · 49.86K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
−15.91K
Price / share
$15.71
Trade value
$249.99K
% of position
3.6%
7/20/2022
447.25K→431.33K
Common Stock
Direct
Shares
+33.95K
Price / share
—
Trade value
—
% of position
7.9%
7/20/2022
431.33K→465.28K
Total
Net shares
+18.04K
Net value
-$249.99K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 7/20/2022 | D · Disposition | −15.91K | $15.71 | $249.99K | 3.6% | 447.25K | 431.33K |
| Common Stock Direct | 7/20/2022 | M · Option Exercise | +33.95K | — | — | 7.9% | 431.33K | 465.28K |
| Total | +18.04K | -$249.99K | ||||||
Derivative Transactions1
Restricted Stock Units (right to acquire)
Direct
Converts to
Common Stock
33.95K shares
Shares
−33.95K
Strike price
0.0
Held after
101.85K
Exercisable
—
7/20/2022
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units (right to acquire) Direct | Common Stock33.95K shares | 7/20/2022 | M · Option Exercise | −33.95K | 0.0 | — | 101.85K |
Non-Derivative Holdings (Post-Transaction)5
Common Stock
IndirectShares owned3.08K
Common Stock
IndirectShares owned32.47K
Common Stock
IndirectShares owned3.80K
Common Stock
IndirectShares owned3.20K
Common Stock
IndirectShares owned32.47K
Total
75K indirect75K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 3.08K | Indirect |
| Common Stock | 32.47K | Indirect |
| Common Stock | 3.80K | Indirect |
| Common Stock | 3.20K | Indirect |
| Common Stock | 32.47K | Indirect |
| Total | 75K | 75K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported