JENKS TIMOTHY STORRS (CEO) exercised options at NEOPHOTONICS CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 7/6/2022ACC: 0001227025-22-000090
DirectorOfficer· CEO
Since Jul 2018
-11.24K
Net shares
Net seller
$176.5K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
32.50K acquired · 43.74K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
−11.24K
Price / share
$15.70
Trade value
$176.45K
% of position
2.6%
7/1/2022
425.99K→414.75K
Common Stock
Direct
Shares
+32.50K
Price / share
—
Trade value
—
% of position
7.8%
7/1/2022
414.75K→447.25K
Total
Net shares
+21.26K
Net value
-$176.45K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 7/1/2022 | D · Disposition | −11.24K | $15.70 | $176.45K | 2.6% | 425.99K | 414.75K |
| Common Stock Direct | 7/1/2022 | M · Option Exercise | +32.50K | — | — | 7.8% | 414.75K | 447.25K |
| Total | +21.26K | -$176.45K | ||||||
Derivative Transactions1
Restricted Stock Units (right to acquire)
Direct
Converts to
Common Stock
32.50K shares
Shares
−32.50K
Strike price
0.0
Held after
0.00
Exercisable
—
7/1/2022
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units (right to acquire) Direct | Common Stock32.50K shares | 7/1/2022 | M · Option Exercise | −32.50K | 0.0 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)5
Common Stock
IndirectShares owned3.20K
Common Stock
IndirectShares owned3.08K
Common Stock
IndirectShares owned32.47K
Common Stock
IndirectShares owned3.80K
Common Stock
IndirectShares owned32.47K
Total
75K indirect75K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 3.20K | Indirect |
| Common Stock | 3.08K | Indirect |
| Common Stock | 32.47K | Indirect |
| Common Stock | 3.80K | Indirect |
| Common Stock | 32.47K | Indirect |
| Total | 75K | 75K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported