JENKINS DAWN (VP, Human Resources) exercised options at NOS4-1, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 2 exercises

JENKINS DAWN

Filed: 4/4/2023ACC: 0001104659-23-041571

InsiderJENKINS DAWNCIK 1891876

→

IssuerNOS4-1, INC.CIK 1136294

Officer· VP, Human Resources

Since Nov 2021

-3.27K

Net shares

Net seller

$3.4K

Total sold

Open market trades

0B · 0S

Total transactions

9.23K acquired · 12.50K disposed

Non-Derivative Transactions3

Common Stock, $0.01 par value per share

Direct

M · Option Exercise

+4.14K

Price / share

—

Trade value

—

% of position

8.2%

3/31/2023

50.75K→54.88K

Common Stock, $0.01 par value per share

Direct

M · Option Exercise

+5.09K

Price / share

—

Trade value

—

% of position

9.3%

3/31/2023

54.88K→59.98K

Common Stock, $0.01 par value per share

Direct

F · Tax Withholding

−3.27K

Price / share

$1.03

Trade value

$3.37K

% of position

5.4%

3/31/2023

59.98K→56.71K

Total

Net shares

+5.96K

Net value

-$3.37K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock, $0.01 par value per share Direct	3/31/2023	M · Option Exercise	+4.14K	—	—	8.2%	50.75K	54.88K
Common Stock, $0.01 par value per share Direct	3/31/2023	M · Option Exercise	+5.09K	—	—	9.3%	54.88K	59.98K
Common Stock, $0.01 par value per share Direct	3/31/2023	F · Tax Withholding	−3.27K	$1.03	$3.37K	5.4%	59.98K	56.71K
Total			+5.96K		-$3.37K

Derivative Transactions2

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

4.14K shares

−4.14K

Strike price

Held after

0.00

Exercisable

—

3/31/2023

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

5.09K shares

−5.09K

Strike price

Held after

10.18K

Exercisable

—

3/31/2023

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Restricted Stock Units Direct	Common Stock4.14K shares	3/31/2023	M · Option Exercise	−4.14K		—	0.00
Restricted Stock Units Direct	Common Stock5.09K shares	3/31/2023	M · Option Exercise	−5.09K		—	10.18K

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)1

Restricted Stock Units

Direct

Underlying security

Common Stock

Underlying shares

6.64K

Shares owned

6.64K

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

6.64K

Owned

6.64K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Restricted Stock Units Direct	Common Stock		—	—	6.64K	6.64K
Total					6.64K	6.64K