JENKINS DAWN enters NOS4-1, INC. with 34.67K shares plus derivative instruments

Holding both equity and derivatives at entry signals strong long-term conviction in the company.

Direct Derivatives

JENKINS DAWN

Filed: 11/10/2021ACC: 0001104659-21-137104

InsiderJENKINS DAWNCIK 1891876

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IssuerNOS4-1, INC.CIK 1136294

Officer· VP, Human Resources

Since Nov 2021

34.67K

Baseline shares

100% direct

34.67K

Direct ownership

1 position

36.53K

Derivative underlying

6 instruments

Security positions

All direct

Non-Derivative Holdings1

Common Stock, $0.01 par value per share

Direct

Shares owned34.67K

Total

34.67K direct34.67K

Security Title	Shares Owned	Ownership Type
Common Stock, $0.01 par value per share	34.67K	Direct
Total	34.67K	34.67K direct

Derivative Holdings6

Restricted Stock Units

Direct

Underlying security

Common Stock

Underlying shares

2.07K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Restricted Stock Units

Direct

Underlying security

Common Stock

Underlying shares

6.64K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Performance-Based Restricted Stock Units

Direct

Underlying security

Common Stock

Underlying shares

1.81K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Restricted Stock Units

Direct

Underlying security

Common Stock

Underlying shares

8.27K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Performance-Based Restricted Stock Units

Direct

Underlying security

Common Stock

Underlying shares

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Performance-Based Restricted Stock Units

Direct

Underlying security

Common Stock

Underlying shares

8.75K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

36.53K

Owned

0.00

Security	Underlying	Exercise Window	Expiration	Underlying Shares	Shares Owned
Restricted Stock Units Direct	Common Stock	—	—	2.07K	N/A
Restricted Stock Units Direct	Common Stock	—	—	6.64K	N/A
Performance-Based Restricted Stock Units Direct	Common Stock	—	—	1.81K	N/A
Restricted Stock Units Direct	Common Stock	—	—	8.27K	N/A
Performance-Based Restricted Stock Units Direct	Common Stock	—	—	9K	N/A
Performance-Based Restricted Stock Units Direct	Common Stock	—	—	8.75K	N/A
Total				36.53K	0.00