JANDA KIM sold 93.4% of their position (42.36K shares) of SORRENTO THERAPEUTICS, INC. on the open market
Open‑market sale worth $339.7K — a major position exit. Review remaining holdings and any 10b5‑1 plan disclosures.
S · 1 sale
Filed: 9/28/2021ACC: 0001209191-21-057957
-42.36K
Net shares
Net seller
$339.7K
Total sold
1
Open market trades
0B · 1S
5
Total transactions
42.36K acquired · 84.71K disposed
Non-Derivative Transactions3
Common Stock
Direct
Shares
+35K
Price / share
$1.80
Trade value
$63K
% of position
1166.7%
9/27/2021
3K→38K
Common Stock
Direct
Shares
+7.36K
Price / share
$3.57
Trade value
$26.26K
% of position
19.4%
9/27/2021
38K→45.36K
Common Stock
Direct
Shares
−42.36K
Price / share
$8.02
Trade value
$339.72K
% of position
93.4%
9/27/2021
45.36K→3K
Total
Net shares
+0.00
Net value
-$250.46K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 9/27/2021 | M · Option Exercise | +35K | $1.80 | $63K | 1166.7% | 3K | 38K |
| Common Stock Direct | 9/27/2021 | M · Option Exercise | +7.36K | $3.57 | $26.26K | 19.4% | 38K | 45.36K |
| Common Stock Direct | 9/27/2021 | S · Sale | −42.36K | $8.02 | $339.72K | 93.4% | 45.36K | 3K |
| Total | +0.00 | -$250.46K | ||||||
Derivative Transactions2
Stock Options
Direct
Converts to
Common Stock
35K shares
Shares
−35K
Strike price
1.80
Held after
0.00
Exercisable
—
9/27/2021
Stock Options
Direct
Converts to
Common Stock
7.36K shares
Shares
−7.36K
Strike price
3.57
Held after
27.64K
Exercisable
—
9/27/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Options Direct | Common Stock35K shares | 9/27/2021 | M · Option Exercise | −35K | 1.80 | — | 0.00 |
| Stock Options Direct | Common Stock7.36K shares | 9/27/2021 | M · Option Exercise | −7.36K | 3.57 | — | 27.64K |