JANDA KIM sold 38.8% of their position (1.90K shares) of SORRENTO THERAPEUTICS, INC. on the open market
Open‑market sale worth $13.3K — a major position exit. Review remaining holdings and any 10b5‑1 plan disclosures.
S · 1 sale
Filed: 4/15/2021ACC: 0001209191-21-026867
-1.90K
Net shares
Net seller
$13.3K
Total sold
1
Open market trades
0B · 1S
3
Total transactions
1.90K acquired · 3.80K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+1.90K
Price / share
$3.50
Trade value
$6.65K
% of position
63.3%
4/12/2021
3K→4.90K
Common Stock
Direct
Shares
−1.90K
Price / share
$6.97
Trade value
$13.25K
% of position
38.8%
4/12/2021
4.90K→3K
Total
Net shares
+0.00
Net value
-$6.60K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 4/12/2021 | M · Option Exercise | +1.90K | $3.50 | $6.65K | 63.3% | 3K | 4.90K |
| Common Stock Direct | 4/12/2021 | S · Sale | −1.90K | $6.97 | $13.25K | 38.8% | 4.90K | 3K |
| Total | +0.00 | -$6.60K | ||||||
Derivative Transactions1
Non-qualified stock option
Direct
Converts to
Common Stock
1.90K shares
Shares
−1.90K
Strike price
3.50
Held after
0.00
Exercisable
—
4/12/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Non-qualified stock option Direct | Common Stock1.90K shares | 4/12/2021 | M · Option Exercise | −1.90K | 3.50 | — | 0.00 |