JAMESON PIPER P (EVP & Chief Marketing Officer) exercised options at UNIVERSAL TECHNICAL INSTITUTE INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 2 exercises
Filed: 12/10/2019ACC: 0001209191-19-059880
Officer· EVP & Chief Marketing Officer
Since Dec 2018
-3.64K
Net shares
Net seller
$26.6K
Total sold
0
Open market trades
0B · 0S
6
Total transactions
60.74K acquired · 64.39K disposed
Non-Derivative Transactions4
Common Stock, $0.0001 par value
Direct
Shares
+13.87K
Price / share
—
Trade value
—
% of position
23.2%
12/9/2019
59.80K→73.67K
Common Stock, $0.0001 par value
Direct
Shares
−3.64K
Price / share
$7.31
Trade value
$26.62K
% of position
4.9%
12/9/2019
73.67K→70.03K
Performance Cash
Direct
Shares
+46.88K
Price / share
—
Trade value
—
% of position
202.5%
12/9/2019
23.15K→70.03K
Performance Cash
Direct
Shares
−46.88K
Price / share
—
Trade value
—
% of position
40.1%
12/9/2019
116.90K→70.03K
Total
Net shares
+10.23K
Net value
-$26.62K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.0001 par value Direct | 12/9/2019 | M · Option Exercise | +13.87K | — | — | 23.2% | 59.80K | 73.67K |
| Common Stock, $0.0001 par value Direct | 12/9/2019 | F · Tax Withholding | −3.64K | $7.31 | $26.62K | 4.9% | 73.67K | 70.03K |
| Performance Cash Direct | 12/9/2019 | M · Option Exercise | +46.88K | — | — | 202.5% | 23.15K | 70.03K |
| Performance Cash Direct | 12/9/2019 | D · Disposition | −46.88K | — | — | 40.1% | 116.90K | 70.03K |
| Total | +10.23K | -$26.62K | ||||||
Derivative Transactions2
Performance Units
Direct
Converts to
Common Stock
13.87K shares
Shares
−13.87K
Strike price
Held after
0.00
Exercisable
—
12/9/2019
Performance Cash
Direct
Converts to
Cash
Shares
−N/A
Strike price
Held after
0.00
Exercisable
—
12/9/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Performance Units Direct | Common Stock13.87K shares | 12/9/2019 | M · Option Exercise | −13.87K | — | 0.00 | |
| Performance Cash Direct | Cash | 12/9/2019 | M · Option Exercise | −N/A | — | 0.00 |