JAMES ADRIAN enters EMPERY DIGITAL INC. with 750K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 10/5/2021ACC: 0001683168-21-004709
750K
Baseline shares
100% direct
750K
Direct ownership
1 position
6.25M
Derivative underlying
1 instrument
1
Security positions
All direct
Non-Derivative Holdings1
Common Stock
DirectShares owned750K
Total
750K direct750K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 750K | Direct |
| Total | 750K | 750K direct |
Derivative Holdings1
Warrant (right to buy)
IndirectUnderlying security
Common Stock
Underlying shares
6.25M
Shares owned
N/A
Exercise price
0.98
Expiration
—
Exercise window
—
Total
Underlying
6.25M
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Warrant (right to buy) Indirect | Common Stock | 0.98 | — | — | 6.25M | N/A |
| Total | 6.25M | 0.00 | ||||