JACOBSON PAUL F enters THORNE HEALTHTECH, INC. with 2.69M shares plus derivative instruments

Holding both equity and derivatives at entry signals strong long-term conviction in the company.

Direct Indirect Derivatives

JACOBSON PAUL F

Filed: 9/22/2021ACC: 0000899243-21-037139

InsiderJACOBSON PAUL FCIK 1250277

→

IssuerTHORNE HEALTHTECH, INC.CIK 1844280

DirectorOfficer10% Owner· Chief Executive Officer

Since Sep 2021

2.69M

Baseline shares

40% direct

1.09M

Direct ownership

2 positions

4.60M

Derivative underlying

6 instruments

Security positions

1.60M indirect

Non-Derivative Holdings3

Class A Common Stock

Direct

Shares owned583.84K

Class A Common Stock

Indirect

Shares owned1.60M

Class B Common Stock

Direct

Shares owned501.51K

Total

1.09M direct·1.60M indirect2.69M

Security Title	Shares Owned	Ownership Type
Class A Common Stock	583.84K	Direct
Class A Common Stock	1.60M	Indirect
Class B Common Stock	501.51K	Direct
Total	2.69M	1.09M direct·1.60M indirect

Derivative Holdings6

Employee Stock Option (Right to buy)

Direct

Underlying security

Class B Common Stock

Underlying shares

36.05K

Shares owned

N/A

Exercise price

14.4584

Expiration

—

Exercise window

—

Employee Stock Option (Right to buy)

Direct

Underlying security

Class A Common Stock

Underlying shares

244.75K

Shares owned

N/A

Exercise price

6.7416

Expiration

—

Exercise window

—

Employee Stock Option (Right to buy)

Direct

Underlying security

Class A Common Stock

Underlying shares

244.75K

Shares owned

N/A

Exercise price

4.4944

Expiration

—

Exercise window

—

Employee Stock Option (Right to buy)

Direct

Underlying security

Class A Common Stock

Underlying shares

258.10K

Shares owned

N/A

Exercise price

1.3483

Expiration

—

Exercise window

—

Employee Stock Option (Right to buy)

Direct

Underlying security

Class A Common Stock

Underlying shares

1.28M

Shares owned

N/A

Exercise price

5.1236

Expiration

—

Exercise window

—

Class A Common Stock Warrant (Right to buy)

Indirect

Underlying security

Class A Common Stock

Underlying shares

2.53M

Shares owned

N/A

Exercise price

6.7416

Expiration

—

Exercise window

—

Total

Underlying

4.60M

Owned

0.00

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Employee Stock Option (Right to buy) Direct	Class B Common Stock	14.4584	—	—	36.05K	N/A
Employee Stock Option (Right to buy) Direct	Class A Common Stock	6.7416	—	—	244.75K	N/A
Employee Stock Option (Right to buy) Direct	Class A Common Stock	4.4944	—	—	244.75K	N/A
Employee Stock Option (Right to buy) Direct	Class A Common Stock	1.3483	—	—	258.10K	N/A
Employee Stock Option (Right to buy) Direct	Class A Common Stock	5.1236	—	—	1.28M	N/A
Class A Common Stock Warrant (Right to buy) Indirect	Class A Common Stock	6.7416	—	—	2.53M	N/A
Total					4.60M	0.00