JACOB JEFFREY E. enters PANBELA THERAPEUTICS, INC. with 334.08K shares plus derivative instruments

Holding both equity and derivatives at entry signals strong long-term conviction in the company.

Direct Indirect Derivatives

JACOB JEFFREY E.

Filed: 6/27/2022ACC: 0001437749-22-015938

InsiderJACOB JEFFREY E.CIK 1934189

→

IssuerPANBELA THERAPEUTICS, INC.CIK 1029125

Director

Since Jun 2022

334.08K

Baseline shares

78% direct

261.93K

Direct ownership

1 position

351.72K

Derivative underlying

5 instruments

Security positions

72.14K indirect

Non-Derivative Holdings3

Common Stock

Indirect

Shares owned54.37K

Common Stock

Indirect

Shares owned17.77K

Common Stock

Direct

Shares owned261.93K

Total

261.93K direct·72.14K indirect334.08K

Security Title	Shares Owned	Ownership Type
Common Stock	54.37K	Indirect
Common Stock	17.77K	Indirect
Common Stock	261.93K	Direct
Total	334.08K	261.93K direct·72.14K indirect

Derivative Holdings5

Stock Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

41.77K

Shares owned

N/A

Exercise price

1.2400

Expiration

—

Exercise window

—

Warrants (right to buy)

Indirect

Underlying security

Common Stock

Underlying shares

5.17K

Shares owned

N/A

Exercise price

5.6300

Expiration

—

Exercise window

—

Stock Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

91.52K

Shares owned

N/A

Exercise price

0.2200

Expiration

—

Exercise window

—

Stock Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

35.54K

Shares owned

N/A

Exercise price

1.4700

Expiration

—

Exercise window

—

Stock Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

177.72K

Shares owned

N/A

Exercise price

0.2200

Expiration

—

Exercise window

—

Total

Underlying

351.72K

Owned

0.00

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Stock Option (right to buy) Direct	Common Stock	1.2400	—	—	41.77K	N/A
Warrants (right to buy) Indirect	Common Stock	5.6300	—	—	5.17K	N/A
Stock Option (right to buy) Direct	Common Stock	0.2200	—	—	91.52K	N/A
Stock Option (right to buy) Direct	Common Stock	1.4700	—	—	35.54K	N/A
Stock Option (right to buy) Direct	Common Stock	0.2200	—	—	177.72K	N/A
Total					351.72K	0.00