JACKSON RICK C (Executive Vice President) exercised options at CAPITOL FEDERAL FINANCIAL, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 1 exercise

JACKSON RICK C

Filed: 1/3/2025ACC: 0001482480-25-000003

InsiderJACKSON RICK CCIK 1482480

→

IssuerCAPITOL FEDERAL FINANCIAL, INC.CIK 1490906

Officer· Executive Vice President

Since Jan 2019

-1.46K

Net shares

Net seller

$32.1K

Total sold

Open market trades

0B · 0S

Total transactions

9.41K acquired · 10.87K disposed

Non-Derivative Transactions2

CFFN common stock

Direct

M · Option Exercise

+5.43K

Price / share

$11.33

Trade value

$61.58K

% of position

3.0%

12/31/2024

181.43K→186.86K

CFFN common stock

Direct

D · Disposition

−5.43K

Price / share

$5.91

Trade value

$32.12K

% of position

2.9%

12/31/2024

186.86K→181.43K

Total

Net shares

+0.00

Net value

$29.46K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
CFFN common stock Direct	12/31/2024	M · Option Exercise	+5.43K	$11.33	$61.58K	3.0%	181.43K	186.86K
CFFN common stock Direct	12/31/2024	D · Disposition	−5.43K	$5.91	$32.12K	2.9%	186.86K	181.43K
Total			+0.00		$29.46K

Derivative Transactions2

CFFN Phantom Stock 2021

Direct

M · Option Exercise

Converts to

CFFN common stock

5.43K shares

−5.43K

Strike price

11.33

Held after

0.00

Exercisable

—

12/31/2024

CFFN Phantom Stock 2024

Direct

A · Award

Converts to

CFFN common stock

3.98K shares

+3.98K

Strike price

5.91

Held after

3.98K

Exercisable

—

12/31/2024

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
CFFN Phantom Stock 2021 Direct	CFFN common stock5.43K shares	12/31/2024	M · Option Exercise	−5.43K	11.33	—	0.00
CFFN Phantom Stock 2024 Direct	CFFN common stock3.98K shares	12/31/2024	A · Award	+3.98K	5.91	—	3.98K

Non-Derivative Holdings (Post-Transaction)1

CFFN common stock

Indirect

Shares owned23.35K

Total

23.35K indirect23.35K

Security Title	Shares Owned	Ownership Type
CFFN common stock	23.35K	Indirect
Total	23.35K	23.35K indirect

Derivative Holdings (Post-Transaction)2

CFFN Phantom Stock 2022

Direct

Underlying security

CFFN common stock

Underlying shares

9.15K

Shares owned

9.15K

Exercise price

8.65

Expiration

—

Exercise window

—

CFFN Non-qualified Stock Option

Direct

Underlying security

CFFN common stock

Underlying shares

55.91K

Shares owned

55.91K

Exercise price

14.43

Expiration

—

Exercise window

—

Total

Underlying

65.06K

Owned

65.06K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
CFFN Phantom Stock 2022 Direct	CFFN common stock	8.65	—	—	9.15K	9.15K
CFFN Non-qualified Stock Option Direct	CFFN common stock	14.43	—	—	55.91K	55.91K
Total					65.06K	65.06K