IYER SHIVA

PrivateCIK: 2121675

Location

WESTLAKE VILLAGE, CA

IYER SHIVA enters PENNYMAC FINANCIAL SERVICES, INC. with 14.67K shares plus derivative instruments

Holding both equity and derivatives at entry signals strong long-term conviction in the company.

Direct Derivatives

IYER SHIVA

Filed: 3/25/2026ACC: 0001745916-26-000110

InsiderIYER SHIVACIK 2121675

→

IssuerPENNYMAC FINANCIAL SERVICES, INC.CIK 1745916

Officer· Chief Enterprise Risk Officer

Since Mar 2026

14.67K

Baseline shares

100% direct

14.67K

Direct ownership

1 position

33.19K

Derivative underlying

9 instruments

1

Security positions

All direct

Non-Derivative Holdings1

Common Stock

Direct

Shares owned14.67K

Total

14.67K direct14.67K

Security Title	Shares Owned	Ownership Type
Common Stock	14.67K	Direct
Total	14.67K	14.67K direct

Derivative Holdings9

Nonstatutory Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

3.76K

Shares owned

N/A

Exercise price

101.76

Expiration

—

Exercise window

—

Deferred Unit

Direct

Underlying security

Common Stock

Underlying shares

976.00

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Nonstatutory Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

2.57K

Shares owned

N/A

Exercise price

60.74

Expiration

—

Exercise window

—

Nonstatutory Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

2.56K

Shares owned

N/A

Exercise price

24.40

Expiration

—

Exercise window

—

Nonstatutory Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

5.40K

Shares owned

N/A

Exercise price

59.68

Expiration

—

Exercise window

—

Nonstatutory Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

1.91K

Shares owned

N/A

Exercise price

84.93

Expiration

—

Exercise window

—

Nonstatutory Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

4.86K

Shares owned

N/A

Exercise price

91.49

Expiration

—

Exercise window

—

Nonstatutory Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

3.69K

Shares owned

N/A

Exercise price

58.85

Expiration

—

Exercise window

—

Nonstatutory Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

7.45K

Shares owned

N/A

Exercise price

57.10

Expiration

—

Exercise window

—

Total

Underlying

33.19K

Owned

0.00

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Nonstatutory Stock Option (Right to Buy) Direct	Common Stock	101.76	—	—	3.76K	N/A
Deferred Unit Direct	Common Stock		—	—	976.00	N/A
Nonstatutory Stock Option (Right to Buy) Direct	Common Stock	60.74	—	—	2.57K	N/A
Nonstatutory Stock Option (Right to Buy) Direct	Common Stock	24.40	—	—	2.56K	N/A
Nonstatutory Stock Option (Right to Buy) Direct	Common Stock	59.68	—	—	5.40K	N/A
Nonstatutory Stock Option (Right to Buy) Direct	Common Stock	84.93	—	—	1.91K	N/A
Nonstatutory Stock Option (Right to Buy) Direct	Common Stock	91.49	—	—	4.86K	N/A
Nonstatutory Stock Option (Right to Buy) Direct	Common Stock	58.85	—	—	3.69K	N/A
Nonstatutory Stock Option (Right to Buy) Direct	Common Stock	57.10	—	—	7.45K	N/A
Total					33.19K	0.00

IYER SHIVA — Initial Ownership Disclosure (Form 3) Filed Mar 25, 2026 | Finecho