ISON JAMES (CPO) exercised options at ONE STOP SYSTEMS, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 2 exercises
Filed: 8/22/2023ACC: 0001209191-23-046938
0.00
Net shares
Net seller
$7.8K
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
15.60K acquired · 15.60K disposed
Non-Derivative Transactions2
Common Stock
Indirect
Shares
+14.59K
Price / share
$0.46
Trade value
$6.71K
% of position
10.3%
8/18/2023
140.99K→155.57K
Common Stock
Indirect
Shares
+1.01K
Price / share
$1.08
Trade value
$1.09K
% of position
0.6%
8/18/2023
155.57K→156.58K
Total
Net shares
+15.60K
Net value
$7.80K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Indirect | 8/18/2023 | M · Option Exercise | +14.59K | $0.46 | $6.71K | 10.3% | 140.99K | 155.57K |
| Common Stock Indirect | 8/18/2023 | M · Option Exercise | +1.01K | $1.08 | $1.09K | 0.6% | 155.57K | 156.58K |
| Total | +15.60K | $7.80K | ||||||
Derivative Transactions2
Employee Stock Option (right to buy)
Direct
Converts to
Common Stock
14.59K shares
Shares
−14.59K
Strike price
0.46
Held after
0.00
Exercisable
—
8/18/2023
Employee Stock Option (right to buy)
Direct
Converts to
Common Stock
1.01K shares
Shares
−1.01K
Strike price
1.08
Held after
23.99K
Exercisable
—
8/18/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) Direct | Common Stock14.59K shares | 8/18/2023 | M · Option Exercise | −14.59K | 0.46 | — | 0.00 |
| Employee Stock Option (right to buy) Direct | Common Stock1.01K shares | 8/18/2023 | M · Option Exercise | −1.01K | 1.08 | — | 23.99K |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
DirectShares owned115.67K
Total
115.67K direct115.67K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 115.67K | Direct |
| Total | 115.67K | 115.67K direct |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported