Filed: 5/15/2023ACC: 0000929638-23-001459
📋 What this filing means
IONIC CAPITAL MANAGEMENT LLC filed this quarterly 13F‑HR report disclosing 319 equity positions with a total reported market value of $342.93M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
319
Positions
$342.93M
Total AUM (reported)
267.01M
Total Shares
Allocation by class
COM$70.79M20.6%
COM CL A$31.31M9.1%
ORD$22.60M6.6%
SHS$16.05M4.7%
*W EXP 06/10/202$14.96M4.4%
NOTE 3/1$14.50M4.2%
COMMON STOCK$12.28M3.6%
Portfolio Concentration
Top 3$55.73M16.3%
4–10$75.15M21.9%
11–25$77.71M22.7%
Rest$134.34M39.2%
Top 3 weight
16.3%
Top 10 weight
38.2%
Voting Authority Distribution
Total shares with voting rights: 267.01M
Sole
Full voting authority
267.01M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other319
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings319
Rows:
FLEX LTD
DFNDShares982.38K
TypeSH
Market value$22.60M
6.59%
Sole
982.38K
Shared
0.00
None
0.00
DXC TECHNOLOGY CO
DFNDShares649.88K
TypeSH
Market value$16.61M
4.84%
Sole
649.88K
Shared
0.00
None
0.00
TRAVEL PLUS LEISURE CO
DFNDShares421.37K
TypeSH
Market value$16.52M
4.82%
Sole
421.37K
Shared
0.00
None
0.00
INDIE SEMICONDUCTOR INC
DFNDShares4.69M
TypeSH
Market value$14.95M
4.36%
Sole
4.69M
Shared
0.00
None
0.00
INDIE SEMICONDUCTOR INC
DFNDShares1.03M
TypeSH
Market value$10.87M
3.17%
Sole
1.03M
Shared
0.00
None
0.00
CONSTELLIUM SE
DFNDShares707.39K
TypeSH
Market value$10.81M
3.15%
Sole
707.39K
Shared
0.00
None
0.00
NOVARTIS AG
DFNDShares116.80K
TypeSH
Market value$10.75M
3.13%
Sole
116.80K
Shared
0.00
None
0.00
UNILEVER PLC
DFNDShares192.10K
TypeSH
Market value$9.98M
2.91%
Sole
192.10K
Shared
0.00
None
0.00
AST SPACEMOBILE INC
DFNDShares1.77M
TypeSH
Market value$8.98M
2.62%
Sole
1.77M
Shared
0.00
None
0.00
SPOTIFY USA INC
DFNDShares10.50M
TypePRN
Market value$8.81M
2.57%
Sole
10.50M
Shared
0.00
None
0.00
CAPRI HOLDINGS LIMITED
DFNDShares175.50K
TypeSH
Market value$8.25M
2.41%
Sole
175.50K
Shared
0.00
None
0.00
ALIGHT INC
DFNDShares701.91K
TypeSH
Market value$6.46M
1.89%
Sole
701.91K
Shared
0.00
None
0.00
AVANTOR INC
DFNDShares299K
TypeSH
Market value$6.32M
1.84%
Sole
299K
Shared
0.00
None
0.00
GXO LOGISTICS INCORPORATED
DFNDShares119.50K
TypeSH
Market value$6.03M
1.76%
Sole
119.50K
Shared
0.00
None
0.00
CLOUDFLARE INC
DFNDShares6.31M
TypePRN
Market value$5.33M
1.56%
Sole
6.31M
Shared
0.00
None
0.00
OKTA INC
DFNDShares5.50M
TypePRN
Market value$4.98M
1.45%
Sole
5.50M
Shared
0.00
None
0.00
UNITY SOFTWARE INC
DFNDShares6.15M
TypePRN
Market value$4.78M
1.39%
Sole
6.15M
Shared
0.00
None
0.00
SHIFT4 PMTS INC
DFNDShares4M
TypePRN
Market value$4.68M
1.37%
Sole
4M
Shared
0.00
None
0.00
AST SPACEMOBILE INC
DFNDShares2.74M
TypeSH
Market value$4.61M
1.34%
Sole
2.74M
Shared
0.00
None
0.00
CONFLUENT INC
DFNDShares5.75M
TypePRN
Market value$4.56M
1.33%
Sole
5.75M
Shared
0.00
None
0.00
DISH NETWORK CORPORATION
DFNDShares5M
TypePRN
Market value$4.45M
1.30%
Sole
5M
Shared
0.00
None
0.00
AMERICAN AIRLS GROUP INC
DFNDShares300K
TypeSH
Market value$4.42M
1.29%
Sole
300K
Shared
0.00
None
0.00
PERRIGO CO PLC
DFNDShares120K
TypeSH
Market value$4.30M
1.26%
Sole
120K
Shared
0.00
None
0.00
LIBERTY GLOBAL PLC
DFNDShares209.90K
TypeSH
Market value$4.28M
1.25%
Sole
209.90K
Shared
0.00
None
0.00
DIGITALOCEAN HLDGS INC
DFNDShares5.40M
TypePRN
Market value$4.24M
1.24%
Sole
5.40M
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
FLEX LTDDFND | ORD | 982.38K | SH | $22.60M 6.59% | 982.38K | 0.00 | 0.00 |
DXC TECHNOLOGY CODFND | COM | 649.88K | SH | $16.61M 4.84% | 649.88K | 0.00 | 0.00 |
TRAVEL PLUS LEISURE CODFND | COM | 421.37K | SH | $16.52M 4.82% | 421.37K | 0.00 | 0.00 |
INDIE SEMICONDUCTOR INCDFND | *W EXP 06/10/202 | 4.69M | SH | $14.95M 4.36% | 4.69M | 0.00 | 0.00 |
INDIE SEMICONDUCTOR INCDFND | CLASS A COM | 1.03M | SH | $10.87M 3.17% | 1.03M | 0.00 | 0.00 |
CONSTELLIUM SEDFND | CL A SHS | 707.39K | SH | $10.81M 3.15% | 707.39K | 0.00 | 0.00 |
NOVARTIS AGDFND | SPONSORED ADR | 116.80K | SH | $10.75M 3.13% | 116.80K | 0.00 | 0.00 |
UNILEVER PLCDFND | SPON ADR NEW | 192.10K | SH | $9.98M 2.91% | 192.10K | 0.00 | 0.00 |
AST SPACEMOBILE INCDFND | COM CL A | 1.77M | SH | $8.98M 2.62% | 1.77M | 0.00 | 0.00 |
SPOTIFY USA INCDFND | NOTE 3/1 | 10.50M | PRN | $8.81M 2.57% | 10.50M | 0.00 | 0.00 |
CAPRI HOLDINGS LIMITEDDFND | SHS | 175.50K | SH | $8.25M 2.41% | 175.50K | 0.00 | 0.00 |
ALIGHT INCDFND | COM CL A | 701.91K | SH | $6.46M 1.89% | 701.91K | 0.00 | 0.00 |
AVANTOR INCDFND | COM | 299K | SH | $6.32M 1.84% | 299K | 0.00 | 0.00 |
GXO LOGISTICS INCORPORATEDDFND | COMMON STOCK | 119.50K | SH | $6.03M 1.76% | 119.50K | 0.00 | 0.00 |
CLOUDFLARE INCDFND | NOTE 8/1 | 6.31M | PRN | $5.33M 1.56% | 6.31M | 0.00 | 0.00 |
OKTA INCDFND | NOTE 0.125% 9/0 | 5.50M | PRN | $4.98M 1.45% | 5.50M | 0.00 | 0.00 |
UNITY SOFTWARE INCDFND | NOTE 11/1 | 6.15M | PRN | $4.78M 1.39% | 6.15M | 0.00 | 0.00 |
SHIFT4 PMTS INCDFND | NOTE 12/1 | 4M | PRN | $4.68M 1.37% | 4M | 0.00 | 0.00 |
AST SPACEMOBILE INCDFND | *W EXP 04/06/202 | 2.74M | SH | $4.61M 1.34% | 2.74M | 0.00 | 0.00 |
CONFLUENT INCDFND | NOTE 1/1 | 5.75M | PRN | $4.56M 1.33% | 5.75M | 0.00 | 0.00 |
DISH NETWORK CORPORATIONDFND | NOTE 2.375% 3/1 | 5M | PRN | $4.45M 1.30% | 5M | 0.00 | 0.00 |
AMERICAN AIRLS GROUP INCDFND | COM | 300K | SH | $4.42M 1.29% | 300K | 0.00 | 0.00 |
PERRIGO CO PLCDFND | SHS | 120K | SH | $4.30M 1.26% | 120K | 0.00 | 0.00 |
LIBERTY GLOBAL PLCDFND | SHS CL C | 209.90K | SH | $4.28M 1.25% | 209.90K | 0.00 | 0.00 |
DIGITALOCEAN HLDGS INCDFND | NOTE 12/0 | 5.40M | PRN | $4.24M 1.24% | 5.40M | 0.00 | 0.00 |
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