INVICTA MEDIA INVESTMENTS, LLC enters LEGACY IMBDS, INC. with 1.09M shares plus derivative instruments

Holding both equity and derivatives at entry signals strong long-term conviction in the company.

Direct Derivatives

INVICTA MEDIA INVESTMENTS, LLC

Filed: 4/24/2020ACC: 0001437749-20-008464

InsiderINVICTA MEDIA INVESTMENTS, LLCCIK 1776256

→

IssuerLEGACY IMBDS, INC.CIK 870826

10% Owner

Since Apr 2020

1.09M

Baseline shares

100% direct

1.09M

Direct ownership

1 position

663.18K

Derivative underlying

6 instruments

Security positions

All direct

Non-Derivative Holdings1

Common Stock

Direct

Shares owned1.09M

Total

1.09M direct1.09M

Security Title	Shares Owned	Ownership Type
Common Stock	1.09M	Direct
Total	1.09M	1.09M direct

Derivative Holdings6

Warrants (right to buy)

Direct

Underlying security

Common stock

Underlying shares

61.20K

Shares owned

N/A

Exercise price

2.6600

Expiration

—

Exercise window

—

Warrants (right to buy)

Direct

Underlying security

Common stock

Underlying shares

122.40K

Shares owned

N/A

Exercise price

2.6600

Expiration

—

Exercise window

—

Warrants (right to buy)

Direct

Underlying security

Common stock

Underlying shares

61.20K

Shares owned

N/A

Exercise price

2.6600

Expiration

—

Exercise window

—

Warrants (right to buy)

Direct

Underlying security

Common stock

Underlying shares

122.40K

Shares owned

N/A

Exercise price

2.6600

Expiration

—

Exercise window

—

Warrants (right to buy)

Direct

Underlying security

Common stock

Underlying shares

252.66K

Shares owned

N/A

Exercise price

15.0000

Expiration

—

Exercise window

—

Warrants (right to buy)

Direct

Underlying security

Common stock

Underlying shares

43.32K

Shares owned

N/A

Exercise price

0.0010

Expiration

—

Exercise window

—

Total

Underlying

663.18K

Owned

0.00

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Warrants (right to buy) Direct	Common stock	2.6600	—	—	61.20K	N/A
Warrants (right to buy) Direct	Common stock	2.6600	—	—	122.40K	N/A
Warrants (right to buy) Direct	Common stock	2.6600	—	—	61.20K	N/A
Warrants (right to buy) Direct	Common stock	2.6600	—	—	122.40K	N/A
Warrants (right to buy) Direct	Common stock	15.0000	—	—	252.66K	N/A
Warrants (right to buy) Direct	Common stock	0.0010	—	—	43.32K	N/A
Total					663.18K	0.00