INTERCONTINENTAL EXCHANGE, INC. reported 1 transaction at BAKKT, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 12/5/2025ACC: 0000947871-25-001067
10% Owner
Since Oct 2021
0.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
465.89K acquired · 465.89K disposed
Non-Derivative Transactions1
Class A Common Stock
Indirect
Shares
+465.89K
Price / share
—
Trade value
—
% of position
6.3%
12/3/2025
7.45M→7.92M
Total
Net shares
+465.89K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock Indirect | 12/3/2025 | C · Conversion | +465.89K | — | — | 6.3% | 7.45M | 7.92M |
| Total | +465.89K | $0.00 | ||||||
Derivative Transactions1
Preferred Stock
Indirect
Converts to
Class A Common Stock
465.89K shares
Shares
−465.89K
Strike price
Held after
0.00
Exercisable
—
12/3/2025
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Preferred Stock Indirect | Class A Common Stock465.89K shares | 12/3/2025 | C · Conversion | −465.89K | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)0
No non-derivative holdings reported
Derivative Holdings (Post-Transaction)2
Class 1 Warrants (right to buy)
IndirectUnderlying security
Class A Common Stock
Underlying shares
230.68K
Shares owned
230.68K
Exercise price
25.50
Expiration
—
Exercise window
—
Class 2 Warrants (right to buy)
IndirectUnderlying security
Class A Common Stock
Underlying shares
230.68K
Shares owned
230.68K
Exercise price
25.50
Expiration
—
Exercise window
—
Total
Underlying
461.36K
Owned
461.36K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Class 1 Warrants (right to buy) Indirect | Class A Common Stock | 25.50 | — | — | 230.68K | 230.68K |
| Class 2 Warrants (right to buy) Indirect | Class A Common Stock | 25.50 | — | — | 230.68K | 230.68K |
| Total | 461.36K | 461.36K | ||||