INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC

Filed: 2/6/2024ACC: 0001104659-24-010973

📋 What this filing means

INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 711 equity positions with a total reported market value of $608.02M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

711

Positions

$608.02M

Total AUM (reported)

8.80M

Total Shares

Allocation by class

COM$248.79M40.9%

CORE ALT FD$51.52M8.5%

CORE MSCI EAFE$44.62M7.3%

S&P 500 ETF SHS$35.70M5.9%

TR UNIT$34.32M5.6%

HIGH DIV YLD$22.06M3.6%

7-10 YR TRSY BD$21.37M3.5%

Portfolio Concentration

Top 3$131.84M21.7%

4–10$125.51M20.6%

11–25$97.91M16.1%

Rest$252.76M41.6%

Top 3 weight

21.7%

Top 10 weight

42.3%

Voting Authority Distribution

Total shares with voting rights: 8.80M

Sole

Full voting authority

5.22M

% of voting shares59.4%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

3.58M

% of voting shares40.6%

Investment Discretion (by position count)

Sole711

Shared0

Other0

Dominant voting typeSole · 59.4% of voting shares

Institutional Holdings711

Rows:

LISTED FD TR

SOLE

CORE ALT FD

Shares1.87M

TypeSH

Market value$51.52M

8.47%

Sole

1.63M

Shared

0.00

None

245.12K

ISHARES TR

SOLE

CORE MSCI EAFE

Shares634.27K

TypeSH

Market value$44.62M

7.34%

Sole

628.52K

Shared

0.00

None

5.75K

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares81.72K

TypeSH

Market value$35.70M

5.87%

Sole

78.90K

Shared

0.00

None

2.82K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares459.11K

TypeSH

Market value$34.31M

5.64%

Sole

127.96K

Shared

0.00

None

331.15K

VANGUARD WHITEHALL FDS

SOLE

HIGH DIV YLD

Shares197.58K

TypeSH

Market value$22.06M

3.63%

Sole

196.97K

Shared

0.00

None

615.00

ISHARES TR

SOLE

7-10 YR TRSY BD

Shares221.74K

TypeSH

Market value$21.37M

3.52%

Sole

219.04K

Shared

0.00

None

2.70K

ISHARES INC

SOLE

CORE MSCI EMKT

Shares283.37K

TypeSH

Market value$14.33M

2.36%

Sole

277.86K

Shared

0.00

None

5.51K

ISHARES TR

SOLE

RUSSELL 2000 ETF

Shares64.75K

TypeSH

Market value$13.00M

2.14%

Sole

5.98K

Shared

0.00

None

58.77K

ISHARES TR

SOLE

MSCI EAFE ETF

Shares140.23K

TypeSH

Market value$10.57M

1.74%

Sole

21.34K

Shared

0.00

None

118.89K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares20.67K

TypeSH

Market value$9.87M

1.62%

Sole

19.07K

Shared

0.00

None

1.60K

APPLE INC

SOLE

COM

Shares49.69K

TypeSH

Market value$9.57M

1.57%

Sole

31.13K

Shared

0.00

None

18.56K

PLAINS ALL AMERN PIPELINE L

SOLE

UNIT LTD PARTN

Shares562.06K

TypeSH

Market value$8.52M

1.40%

Sole

0.00

Shared

0.00

None

562.06K

MICROSOFT CORP

SOLE

COM

Shares19.94K

TypeSH

Market value$7.50M

1.23%

Sole

9.71K

Shared

0.00

None

10.23K

EXXON MOBIL CORP

SOLE

COM

Shares74.71K

TypeSH

Market value$7.47M

1.23%

Sole

42.99K

Shared

0.00

None

31.71K

JPMORGAN CHASE & CO

SOLE

COM

Shares41.97K

TypeSH

Market value$7.14M

1.17%

Sole

19.29K

Shared

0.00

None

22.68K

WELLS FARGO CO NEW

SOLE

COM

Shares150.26K

TypeSH

Market value$6.72M

1.10%

Sole

91.57K

Shared

0.00

None

58.69K

VANGUARD INDEX FDS

SOLE

SMALL CP ETF

Shares29.22K

TypeSH

Market value$6.23M

1.03%

Sole

27.20K

Shared

0.00

None

2.02K

AMGEN INC

SOLE

COM

Shares21.12K

TypeSH

Market value$6.08M

1.00%

Sole

9.89K

Shared

0.00

None

11.23K

MERCK & CO INC

SOLE

COM

Shares54.04K

TypeSH

Market value$5.89M

0.97%

Sole

22.18K

Shared

0.00

None

31.86K

ACCENTURE PLC IRELAND

SOLE

SHS CLASS A

Shares16.43K

TypeSH

Market value$5.76M

0.95%

Sole

6.83K

Shared

0.00

None

9.59K

BROADRIDGE FINL SOLUTIONS IN

SOLE

COM

Shares27.17K

TypeSH

Market value$5.59M

0.92%

Sole

9.90K

Shared

0.00

None

17.27K

JOHNSON & JOHNSON

SOLE

COM

Shares34.79K

TypeSH

Market value$5.45M

0.90%

Sole

13.31K

Shared

0.00

None

21.48K

ISHARES TR

SOLE

INTL SEL DIV ETF

Shares193K

TypeSH

Market value$5.40M

0.89%

Sole

191.29K

Shared

0.00

None

1.71K

MCDONALDS CORP

SOLE

COM

Shares17.87K

TypeSH

Market value$5.30M

0.87%

Sole

7.38K

Shared

0.00

None

10.49K

ELEVANCE HEALTH INC

SOLE

COM

Shares11.21K

TypeSH

Market value$5.29M

0.87%

Sole

4.87K

Shared

0.00

None

6.35K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
LISTED FD TRSOLE	CORE ALT FD	1.87M	SH	$51.52M 8.47%	1.63M	245.12K
ISHARES TRSOLE	CORE MSCI EAFE	634.27K	SH	$44.62M 7.34%	628.52K	5.75K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	81.72K	SH	$35.70M 5.87%	78.90K	2.82K
SPDR S&P 500 ETF TRSOLE	TR UNIT	459.11K	SH	$34.31M 5.64%	127.96K	331.15K
VANGUARD WHITEHALL FDSSOLE	HIGH DIV YLD	197.58K	SH	$22.06M 3.63%	196.97K	615.00
ISHARES TRSOLE	7-10 YR TRSY BD	221.74K	SH	$21.37M 3.52%	219.04K	2.70K
ISHARES INCSOLE	CORE MSCI EMKT	283.37K	SH	$14.33M 2.36%	277.86K	5.51K
ISHARES TRSOLE	RUSSELL 2000 ETF	64.75K	SH	$13.00M 2.14%	5.98K	58.77K
ISHARES TRSOLE	MSCI EAFE ETF	140.23K	SH	$10.57M 1.74%	21.34K	118.89K
ISHARES TRSOLE	CORE S&P500 ETF	20.67K	SH	$9.87M 1.62%	19.07K	1.60K
APPLE INCSOLE	COM	49.69K	SH	$9.57M 1.57%	31.13K	18.56K
PLAINS ALL AMERN PIPELINE LSOLE	UNIT LTD PARTN	562.06K	SH	$8.52M 1.40%	0.00	562.06K
MICROSOFT CORPSOLE	COM	19.94K	SH	$7.50M 1.23%	9.71K	10.23K
EXXON MOBIL CORPSOLE	COM	74.71K	SH	$7.47M 1.23%	42.99K	31.71K
JPMORGAN CHASE & COSOLE	COM	41.97K	SH	$7.14M 1.17%	19.29K	22.68K
WELLS FARGO CO NEWSOLE	COM	150.26K	SH	$6.72M 1.10%	91.57K	58.69K
VANGUARD INDEX FDSSOLE	SMALL CP ETF	29.22K	SH	$6.23M 1.03%	27.20K	2.02K
AMGEN INCSOLE	COM	21.12K	SH	$6.08M 1.00%	9.89K	11.23K
MERCK & CO INCSOLE	COM	54.04K	SH	$5.89M 0.97%	22.18K	31.86K
ACCENTURE PLC IRELANDSOLE	SHS CLASS A	16.43K	SH	$5.76M 0.95%	6.83K	9.59K
BROADRIDGE FINL SOLUTIONS INSOLE	COM	27.17K	SH	$5.59M 0.92%	9.90K	17.27K
JOHNSON & JOHNSONSOLE	COM	34.79K	SH	$5.45M 0.90%	13.31K	21.48K
ISHARES TRSOLE	INTL SEL DIV ETF	193K	SH	$5.40M 0.89%	191.29K	1.71K
MCDONALDS CORPSOLE	COM	17.87K	SH	$5.30M 0.87%	7.38K	10.49K
ELEVANCE HEALTH INCSOLE	COM	11.21K	SH	$5.29M 0.87%	4.87K	6.35K

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