INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC

Filed: 11/13/2023ACC: 0001104659-23-117013

📋 What this filing means

INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 712 equity positions with a total reported market value of $611.33M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

712

Positions

$611.33M

Total AUM (reported)

9.90M

Total Shares

Allocation by class

COM$251.61M41.2%

CORE ALT FD$72.75M11.9%

CORE MSCI EAFE$40.73M6.7%

TR UNIT$30.55M5.0%

S&P 500 ETF SHS$26.34M4.3%

HIGH DIV YLD$20.73M3.4%

TIPS BD ETF$15.24M2.5%

Portfolio Concentration

Top 3$144.03M23.6%

4–10$108.20M17.7%

11–25$105.05M17.2%

Rest$254.05M41.6%

Top 3 weight

23.6%

Top 10 weight

41.3%

Voting Authority Distribution

Total shares with voting rights: 9.90M

Sole

Full voting authority

5.85M

% of voting shares59.1%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

4.05M

% of voting shares40.9%

Investment Discretion (by position count)

Sole712

Shared0

Other0

Dominant voting typeSole · 59.1% of voting shares

Institutional Holdings712

Rows:

LISTED FD TR

SOLE

CORE ALT FD

Shares2.64M

TypeSH

Market value$72.75M

11.90%

Sole

2.38M

Shared

0.00

None

254.84K

ISHARES TR

SOLE

CORE MSCI EAFE

Shares633.02K

TypeSH

Market value$40.73M

6.66%

Sole

627.15K

Shared

0.00

None

5.87K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares539.43K

TypeSH

Market value$30.55M

5.00%

Sole

133.37K

Shared

0.00

None

406.06K

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares67.07K

TypeSH

Market value$26.34M

4.31%

Sole

64.13K

Shared

0.00

None

2.93K

VANGUARD WHITEHALL FDS

SOLE

HIGH DIV YLD

Shares200.60K

TypeSH

Market value$20.73M

3.39%

Sole

199.96K

Shared

0.00

None

639.00

ISHARES TR

SOLE

TIPS BD ETF

Shares146.94K

TypeSH

Market value$15.24M

2.49%

Sole

143.72K

Shared

0.00

None

3.21K

ISHARES INC

SOLE

CORE MSCI EMKT

Shares282.91K

TypeSH

Market value$13.46M

2.20%

Sole

277.37K

Shared

0.00

None

5.55K

ISHARES TR

SOLE

RUSSELL 2000 ETF

Shares72.29K

TypeSH

Market value$12.78M

2.09%

Sole

6.72K

Shared

0.00

None

65.57K

SPDR GOLD TR

SOLE

GOLD SHS

Shares58.51K

TypeSH

Market value$10.03M

1.64%

Sole

6.08K

Shared

0.00

None

52.42K

ISHARES TR

SOLE

MSCI EAFE ETF

Shares139.63K

TypeSH

Market value$9.62M

1.57%

Sole

16.11K

Shared

0.00

None

123.51K

EXXON MOBIL CORP

SOLE

COM

Shares78.03K

TypeSH

Market value$9.17M

1.50%

Sole

42.65K

Shared

0.00

None

35.38K

ISHARES TR

SOLE

U.S. REAL ES ETF

Shares115.65K

TypeSH

Market value$9.04M

1.48%

Sole

10K

Shared

0.00

None

105.65K

APPLE INC

SOLE

COM

Shares52.57K

TypeSH

Market value$9.00M

1.47%

Sole

31.26K

Shared

0.00

None

21.31K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares20.70K

TypeSH

Market value$8.89M

1.45%

Sole

19.08K

Shared

0.00

None

1.62K

PLAINS ALL AMERN PIPELINE L

SOLE

UNIT LTD PARTN

Shares562.06K

TypeSH

Market value$8.61M

1.41%

Sole

0.00

Shared

0.00

None

562.06K

MICROSOFT CORP

SOLE

COM

Shares21.51K

TypeSH

Market value$6.79M

1.11%

Sole

9.65K

Shared

0.00

None

11.87K

JPMORGAN CHASE & CO

SOLE

COM

Shares44.93K

TypeSH

Market value$6.52M

1.07%

Sole

19.54K

Shared

0.00

None

25.39K

AMGEN INC

SOLE

COM

Shares24.18K

TypeSH

Market value$6.50M

1.06%

Sole

9.81K

Shared

0.00

None

14.36K

ISHARES TR

SOLE

IBOXX INV CP ETF

Shares62.33K

TypeSH

Market value$6.36M

1.04%

Sole

6.41K

Shared

0.00

None

55.91K

ACCENTURE PLC IRELAND

SOLE

SHS CLASS A

Shares18.95K

TypeSH

Market value$5.82M

0.95%

Sole

6.94K

Shared

0.00

None

12K

ISHARES TR

SOLE

INTL SEL DIV ETF

Shares229K

TypeSH

Market value$5.82M

0.95%

Sole

227.31K

Shared

0.00

None

1.70K

CISCO SYS INC

SOLE

COM

Shares106.48K

TypeSH

Market value$5.72M

0.94%

Sole

28.21K

Shared

0.00

None

78.27K

AFLAC INC

SOLE

COM

Shares73.66K

TypeSH

Market value$5.65M

0.92%

Sole

20.23K

Shared

0.00

None

53.42K

MERCK & CO INC

SOLE

COM

Shares54.37K

TypeSH

Market value$5.60M

0.92%

Sole

21.90K

Shared

0.00

None

32.47K

WELLS FARGO CO NEW

SOLE

COM

Shares136.25K

TypeSH

Market value$5.57M

0.91%

Sole

77.43K

Shared

0.00

None

58.82K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
LISTED FD TRSOLE	CORE ALT FD	2.64M	SH	$72.75M 11.90%	2.38M	254.84K
ISHARES TRSOLE	CORE MSCI EAFE	633.02K	SH	$40.73M 6.66%	627.15K	5.87K
SPDR S&P 500 ETF TRSOLE	TR UNIT	539.43K	SH	$30.55M 5.00%	133.37K	406.06K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	67.07K	SH	$26.34M 4.31%	64.13K	2.93K
VANGUARD WHITEHALL FDSSOLE	HIGH DIV YLD	200.60K	SH	$20.73M 3.39%	199.96K	639.00
ISHARES TRSOLE	TIPS BD ETF	146.94K	SH	$15.24M 2.49%	143.72K	3.21K
ISHARES INCSOLE	CORE MSCI EMKT	282.91K	SH	$13.46M 2.20%	277.37K	5.55K
ISHARES TRSOLE	RUSSELL 2000 ETF	72.29K	SH	$12.78M 2.09%	6.72K	65.57K
SPDR GOLD TRSOLE	GOLD SHS	58.51K	SH	$10.03M 1.64%	6.08K	52.42K
ISHARES TRSOLE	MSCI EAFE ETF	139.63K	SH	$9.62M 1.57%	16.11K	123.51K
EXXON MOBIL CORPSOLE	COM	78.03K	SH	$9.17M 1.50%	42.65K	35.38K
ISHARES TRSOLE	U.S. REAL ES ETF	115.65K	SH	$9.04M 1.48%	10K	105.65K
APPLE INCSOLE	COM	52.57K	SH	$9.00M 1.47%	31.26K	21.31K
ISHARES TRSOLE	CORE S&P500 ETF	20.70K	SH	$8.89M 1.45%	19.08K	1.62K
PLAINS ALL AMERN PIPELINE LSOLE	UNIT LTD PARTN	562.06K	SH	$8.61M 1.41%	0.00	562.06K
MICROSOFT CORPSOLE	COM	21.51K	SH	$6.79M 1.11%	9.65K	11.87K
JPMORGAN CHASE & COSOLE	COM	44.93K	SH	$6.52M 1.07%	19.54K	25.39K
AMGEN INCSOLE	COM	24.18K	SH	$6.50M 1.06%	9.81K	14.36K
ISHARES TRSOLE	IBOXX INV CP ETF	62.33K	SH	$6.36M 1.04%	6.41K	55.91K
ACCENTURE PLC IRELANDSOLE	SHS CLASS A	18.95K	SH	$5.82M 0.95%	6.94K	12K
ISHARES TRSOLE	INTL SEL DIV ETF	229K	SH	$5.82M 0.95%	227.31K	1.70K
CISCO SYS INCSOLE	COM	106.48K	SH	$5.72M 0.94%	28.21K	78.27K
AFLAC INCSOLE	COM	73.66K	SH	$5.65M 0.92%	20.23K	53.42K
MERCK & CO INCSOLE	COM	54.37K	SH	$5.60M 0.92%	21.90K	32.47K
WELLS FARGO CO NEWSOLE	COM	136.25K	SH	$5.57M 0.91%	77.43K	58.82K

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