Filed: 8/9/2023ACC: 0001104659-23-089103
📋 What this filing means
INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 754 equity positions with a total reported market value of $614.86M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
754
Positions
$614.86M
Total AUM (reported)
9.24M
Total Shares
Allocation by class
COM$254.33M41.4%
CORE ALT FD$67.67M11.0%
CORE MSCI EAFE$42.67M6.9%
S&P 500 ETF SHS$27.71M4.5%
TR UNIT$21.73M3.5%
HIGH DIV YLD$21.30M3.5%
TIPS BD ETF$15.74M2.6%
Portfolio Concentration
Top 3$138.05M22.5%
4–10$106.62M17.3%
11–25$105.62M17.2%
Rest$264.57M43.0%
Top 3 weight
22.5%
Top 10 weight
39.8%
Voting Authority Distribution
Total shares with voting rights: 9.24M
Sole
Full voting authority
3.92M
shares
% of voting shares42.4%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
5.32M
shares
% of voting shares57.6%
Investment Discretion (by position count)
Sole754
Shared0
Other0
Dominant voting typeNone · 57.6% of voting shares
Institutional Holdings754
Rows:
LISTED FD TR
SOLEShares2.42M
TypeSH
Market value$67.67M
11.01%
Sole
1.27M
Shared
0.00
None
1.15M
ISHARES TR
SOLEShares632.17K
TypeSH
Market value$42.67M
6.94%
Sole
580.30K
Shared
0.00
None
51.87K
VANGUARD INDEX FDS
SOLEShares68.04K
TypeSH
Market value$27.71M
4.51%
Sole
31.48K
Shared
0.00
None
36.56K
SPDR S&P 500 ETF TR
SOLEShares511.83K
TypeSH
Market value$21.73M
3.53%
Sole
71.30K
Shared
0.00
None
440.53K
VANGUARD WHITEHALL FDS
SOLEShares200.81K
TypeSH
Market value$21.30M
3.46%
Sole
192.12K
Shared
0.00
None
8.70K
ISHARES TR
SOLEShares146.27K
TypeSH
Market value$15.74M
2.56%
Sole
98.29K
Shared
0.00
None
47.98K
ISHARES INC
SOLEShares283.36K
TypeSH
Market value$13.97M
2.27%
Sole
246.62K
Shared
0.00
None
36.74K
ISHARES TR
SOLEShares72.23K
TypeSH
Market value$13.53M
2.20%
Sole
3.83K
Shared
0.00
None
68.40K
APPLE INC
SOLEShares52.78K
TypeSH
Market value$10.24M
1.67%
Sole
22.52K
Shared
0.00
None
30.27K
ISHARES TR
SOLEShares139.47K
TypeSH
Market value$10.11M
1.64%
Sole
7.03K
Shared
0.00
None
132.44K
SPDR GOLD TR
SOLEShares55.88K
TypeSH
Market value$9.96M
1.62%
Sole
2.77K
Shared
0.00
None
53.11K
ISHARES TR
SOLEShares112.87K
TypeSH
Market value$9.77M
1.59%
Sole
5.34K
Shared
0.00
None
107.52K
ISHARES TR
SOLEShares20.98K
TypeSH
Market value$9.35M
1.52%
Sole
13.44K
Shared
0.00
None
7.54K
EXXON MOBIL CORP
SOLEShares78.44K
TypeSH
Market value$8.41M
1.37%
Sole
35.97K
Shared
0.00
None
42.47K
MICROSOFT CORP
SOLEShares21.51K
TypeSH
Market value$7.32M
1.19%
Sole
6.37K
Shared
0.00
None
15.14K
ISHARES TR
SOLEShares61.32K
TypeSH
Market value$6.63M
1.08%
Sole
3.97K
Shared
0.00
None
57.35K
JPMORGAN CHASE & CO
SOLEShares45.22K
TypeSH
Market value$6.58M
1.07%
Sole
12.12K
Shared
0.00
None
33.10K
PLAINS ALL AMERN PIPELINE L
SOLEShares457.71K
TypeSH
Market value$6.45M
1.05%
Sole
293.31K
Shared
0.00
None
164.41K
MERCK & CO INC
SOLEShares54.62K
TypeSH
Market value$6.30M
1.02%
Sole
13.60K
Shared
0.00
None
41.01K
ISHARES TR
SOLEShares229.04K
TypeSH
Market value$6.03M
0.98%
Sole
127K
Shared
0.00
None
102.04K
MCDONALDS CORP
SOLEShares19.54K
TypeSH
Market value$5.83M
0.95%
Sole
4.34K
Shared
0.00
None
15.20K
ACCENTURE PLC IRELAND
SOLEShares18.89K
TypeSH
Market value$5.83M
0.95%
Sole
4.32K
Shared
0.00
None
14.57K
WELLS FARGO CO NEW
SOLEShares135.80K
TypeSH
Market value$5.80M
0.94%
Sole
33.39K
Shared
0.00
None
102.42K
JOHNSON & JOHNSON
SOLEShares34.36K
TypeSH
Market value$5.69M
0.92%
Sole
7.77K
Shared
0.00
None
26.59K
LILLY ELI & CO
SOLEShares12.09K
TypeSH
Market value$5.67M
0.92%
Sole
1.05K
Shared
0.00
None
11.04K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
LISTED FD TRSOLE | CORE ALT FD | 2.42M | SH | $67.67M 11.01% | 1.27M | 0.00 | 1.15M |
ISHARES TRSOLE | CORE MSCI EAFE | 632.17K | SH | $42.67M 6.94% | 580.30K | 0.00 | 51.87K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 68.04K | SH | $27.71M 4.51% | 31.48K | 0.00 | 36.56K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 511.83K | SH | $21.73M 3.53% | 71.30K | 0.00 | 440.53K |
VANGUARD WHITEHALL FDSSOLE | HIGH DIV YLD | 200.81K | SH | $21.30M 3.46% | 192.12K | 0.00 | 8.70K |
ISHARES TRSOLE | TIPS BD ETF | 146.27K | SH | $15.74M 2.56% | 98.29K | 0.00 | 47.98K |
ISHARES INCSOLE | CORE MSCI EMKT | 283.36K | SH | $13.97M 2.27% | 246.62K | 0.00 | 36.74K |
ISHARES TRSOLE | RUSSELL 2000 ETF | 72.23K | SH | $13.53M 2.20% | 3.83K | 0.00 | 68.40K |
APPLE INCSOLE | COM | 52.78K | SH | $10.24M 1.67% | 22.52K | 0.00 | 30.27K |
ISHARES TRSOLE | MSCI EAFE ETF | 139.47K | SH | $10.11M 1.64% | 7.03K | 0.00 | 132.44K |
SPDR GOLD TRSOLE | GOLD SHS | 55.88K | SH | $9.96M 1.62% | 2.77K | 0.00 | 53.11K |
ISHARES TRSOLE | U.S. REAL ES ETF | 112.87K | SH | $9.77M 1.59% | 5.34K | 0.00 | 107.52K |
ISHARES TRSOLE | CORE S&P500 ETF | 20.98K | SH | $9.35M 1.52% | 13.44K | 0.00 | 7.54K |
EXXON MOBIL CORPSOLE | COM | 78.44K | SH | $8.41M 1.37% | 35.97K | 0.00 | 42.47K |
MICROSOFT CORPSOLE | COM | 21.51K | SH | $7.32M 1.19% | 6.37K | 0.00 | 15.14K |
ISHARES TRSOLE | IBOXX INV CP ETF | 61.32K | SH | $6.63M 1.08% | 3.97K | 0.00 | 57.35K |
JPMORGAN CHASE & COSOLE | COM | 45.22K | SH | $6.58M 1.07% | 12.12K | 0.00 | 33.10K |
PLAINS ALL AMERN PIPELINE LSOLE | UNIT LTD PARTN | 457.71K | SH | $6.45M 1.05% | 293.31K | 0.00 | 164.41K |
MERCK & CO INCSOLE | COM | 54.62K | SH | $6.30M 1.02% | 13.60K | 0.00 | 41.01K |
ISHARES TRSOLE | INTL SEL DIV ETF | 229.04K | SH | $6.03M 0.98% | 127K | 0.00 | 102.04K |
MCDONALDS CORPSOLE | COM | 19.54K | SH | $5.83M 0.95% | 4.34K | 0.00 | 15.20K |
ACCENTURE PLC IRELANDSOLE | SHS CLASS A | 18.89K | SH | $5.83M 0.95% | 4.32K | 0.00 | 14.57K |
WELLS FARGO CO NEWSOLE | COM | 135.80K | SH | $5.80M 0.94% | 33.39K | 0.00 | 102.42K |
JOHNSON & JOHNSONSOLE | COM | 34.36K | SH | $5.69M 0.92% | 7.77K | 0.00 | 26.59K |
LILLY ELI & COSOLE | COM | 12.09K | SH | $5.67M 0.92% | 1.05K | 0.00 | 11.04K |
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