Filed: 5/9/2023ACC: 0001104659-23-057328
📋 What this filing means
INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 726 equity positions with a total reported market value of $606.93M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
726
Positions
$606.93M
Total AUM (reported)
9.37M
Total Shares
Allocation by class
COM$252.73M41.6%
CORE ALT FD$78.65M13.0%
CORE MSCI EAFE$42.63M7.0%
S&P 500 ETF SHS$25.65M4.2%
TR UNIT$21.79M3.6%
HIGH DIV YLD$21.24M3.5%
TIPS BD ETF$15.50M2.6%
Portfolio Concentration
Top 3$146.92M24.2%
4–10$103.10M17.0%
11–25$95.66M15.8%
Rest$261.25M43.0%
Top 3 weight
24.2%
Top 10 weight
41.2%
Voting Authority Distribution
Total shares with voting rights: 9.37M
Sole
Full voting authority
4M
shares
% of voting shares42.7%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
5.37M
shares
% of voting shares57.3%
Investment Discretion (by position count)
Sole726
Shared0
Other0
Dominant voting typeNone · 57.3% of voting shares
Institutional Holdings726
Rows:
LISTED FD TR
SOLEShares2.64M
TypeSH
Market value$78.65M
12.96%
Sole
1.32M
Shared
0.00
None
1.32M
ISHARES TR
SOLEShares637.70K
TypeSH
Market value$42.63M
7.02%
Sole
584.97K
Shared
0.00
None
52.73K
VANGUARD INDEX FDS
SOLEShares68.20K
TypeSH
Market value$25.65M
4.23%
Sole
32K
Shared
0.00
None
36.19K
SPDR S&P 500 ETF TR
SOLEShares553.11K
TypeSH
Market value$21.79M
3.59%
Sole
76.25K
Shared
0.00
None
476.86K
VANGUARD WHITEHALL FDS
SOLEShares201.29K
TypeSH
Market value$21.24M
3.50%
Sole
193.29K
Shared
0.00
None
8K
ISHARES TR
SOLEShares140.62K
TypeSH
Market value$15.50M
2.55%
Sole
96.90K
Shared
0.00
None
43.73K
ISHARES INC
SOLEShares288.27K
TypeSH
Market value$14.06M
2.32%
Sole
250.96K
Shared
0.00
None
37.31K
ISHARES TR
SOLEShares68.20K
TypeSH
Market value$12.17M
2.00%
Sole
3.85K
Shared
0.00
None
64.36K
EXXON MOBIL CORP
SOLEShares84.14K
TypeSH
Market value$9.23M
1.52%
Sole
36.57K
Shared
0.00
None
47.57K
ISHARES TR
SOLEShares22.16K
TypeSH
Market value$9.11M
1.50%
Sole
14.42K
Shared
0.00
None
7.74K
ISHARES TR
SOLEShares104.84K
TypeSH
Market value$8.90M
1.47%
Sole
5.24K
Shared
0.00
None
99.60K
APPLE INC
SOLEShares51.99K
TypeSH
Market value$8.57M
1.41%
Sole
22.73K
Shared
0.00
None
29.27K
MICROSOFT CORP
SOLEShares24.24K
TypeSH
Market value$6.99M
1.15%
Sole
6.57K
Shared
0.00
None
17.66K
ISHARES TR
SOLEShares61.55K
TypeSH
Market value$6.75M
1.11%
Sole
3.96K
Shared
0.00
None
57.59K
JPMORGAN CHASE & CO
SOLEShares50.45K
TypeSH
Market value$6.57M
1.08%
Sole
12.14K
Shared
0.00
None
38.31K
ISHARES TR
SOLEShares237.49K
TypeSH
Market value$6.53M
1.08%
Sole
118.60K
Shared
0.00
None
118.89K
MERCK & CO INC
SOLEShares57.11K
TypeSH
Market value$6.08M
1.00%
Sole
13.80K
Shared
0.00
None
43.30K
STARBUCKS CORP
SOLEShares57.36K
TypeSH
Market value$5.94M
0.98%
Sole
14.70K
Shared
0.00
None
42.65K
AMGEN INC
SOLEShares24.24K
TypeSH
Market value$5.86M
0.97%
Sole
6.54K
Shared
0.00
None
17.70K
CISCO SYS INC
SOLEShares109.56K
TypeSH
Market value$5.73M
0.94%
Sole
12.71K
Shared
0.00
None
96.85K
PLAINS ALL AMERN PIPELINE L
SOLEShares457.71K
TypeSH
Market value$5.71M
0.94%
Sole
293.31K
Shared
0.00
None
164.41K
VANGUARD INDEX FDS
SOLEShares29.32K
TypeSH
Market value$5.56M
0.92%
Sole
17.21K
Shared
0.00
None
12.12K
MCDONALDS CORP
SOLEShares19.73K
TypeSH
Market value$5.52M
0.91%
Sole
4.34K
Shared
0.00
None
15.40K
CHEVRON CORP NEW
SOLEShares33.69K
TypeSH
Market value$5.50M
0.91%
Sole
5.98K
Shared
0.00
None
27.71K
RAYTHEON TECHNOLOGIES CORP
SOLEShares55.76K
TypeSH
Market value$5.46M
0.90%
Sole
9.93K
Shared
0.00
None
45.83K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
LISTED FD TRSOLE | CORE ALT FD | 2.64M | SH | $78.65M 12.96% | 1.32M | 0.00 | 1.32M |
ISHARES TRSOLE | CORE MSCI EAFE | 637.70K | SH | $42.63M 7.02% | 584.97K | 0.00 | 52.73K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 68.20K | SH | $25.65M 4.23% | 32K | 0.00 | 36.19K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 553.11K | SH | $21.79M 3.59% | 76.25K | 0.00 | 476.86K |
VANGUARD WHITEHALL FDSSOLE | HIGH DIV YLD | 201.29K | SH | $21.24M 3.50% | 193.29K | 0.00 | 8K |
ISHARES TRSOLE | TIPS BD ETF | 140.62K | SH | $15.50M 2.55% | 96.90K | 0.00 | 43.73K |
ISHARES INCSOLE | CORE MSCI EMKT | 288.27K | SH | $14.06M 2.32% | 250.96K | 0.00 | 37.31K |
ISHARES TRSOLE | RUSSELL 2000 ETF | 68.20K | SH | $12.17M 2.00% | 3.85K | 0.00 | 64.36K |
EXXON MOBIL CORPSOLE | COM | 84.14K | SH | $9.23M 1.52% | 36.57K | 0.00 | 47.57K |
ISHARES TRSOLE | CORE S&P500 ETF | 22.16K | SH | $9.11M 1.50% | 14.42K | 0.00 | 7.74K |
ISHARES TRSOLE | U.S. REAL ES ETF | 104.84K | SH | $8.90M 1.47% | 5.24K | 0.00 | 99.60K |
APPLE INCSOLE | COM | 51.99K | SH | $8.57M 1.41% | 22.73K | 0.00 | 29.27K |
MICROSOFT CORPSOLE | COM | 24.24K | SH | $6.99M 1.15% | 6.57K | 0.00 | 17.66K |
ISHARES TRSOLE | IBOXX INV CP ETF | 61.55K | SH | $6.75M 1.11% | 3.96K | 0.00 | 57.59K |
JPMORGAN CHASE & COSOLE | COM | 50.45K | SH | $6.57M 1.08% | 12.14K | 0.00 | 38.31K |
ISHARES TRSOLE | INTL SEL DIV ETF | 237.49K | SH | $6.53M 1.08% | 118.60K | 0.00 | 118.89K |
MERCK & CO INCSOLE | COM | 57.11K | SH | $6.08M 1.00% | 13.80K | 0.00 | 43.30K |
STARBUCKS CORPSOLE | COM | 57.36K | SH | $5.94M 0.98% | 14.70K | 0.00 | 42.65K |
AMGEN INCSOLE | COM | 24.24K | SH | $5.86M 0.97% | 6.54K | 0.00 | 17.70K |
CISCO SYS INCSOLE | COM | 109.56K | SH | $5.73M 0.94% | 12.71K | 0.00 | 96.85K |
PLAINS ALL AMERN PIPELINE LSOLE | UNIT LTD PARTN | 457.71K | SH | $5.71M 0.94% | 293.31K | 0.00 | 164.41K |
VANGUARD INDEX FDSSOLE | SMALL CP ETF | 29.32K | SH | $5.56M 0.92% | 17.21K | 0.00 | 12.12K |
MCDONALDS CORPSOLE | COM | 19.73K | SH | $5.52M 0.91% | 4.34K | 0.00 | 15.40K |
CHEVRON CORP NEWSOLE | COM | 33.69K | SH | $5.50M 0.91% | 5.98K | 0.00 | 27.71K |
RAYTHEON TECHNOLOGIES CORPSOLE | COM | 55.76K | SH | $5.46M 0.90% | 9.93K | 0.00 | 45.83K |
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