Filed: 11/7/2022ACC: 0001104659-22-115173
📋 What this filing means
INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 761 equity positions with a total reported market value of $563.9K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
761
Positions
$563.9K
Total AUM (reported)
9.59M
Total Shares
Allocation by class
COM$227.3K40.3%
CORE ALT FD$93.2K16.5%
TR UNIT$32.9K5.8%
S&P 500 ETF SHS$28.8K5.1%
CORE MSCI EAFE$24.0K4.3%
HIGH DIV YLD$21.3K3.8%
RUSSELL 2000 ETF$11.3K2.0%
Portfolio Concentration
Top 3$154.9K27.5%
4–10$95.9K17.0%
11–25$89.1K15.8%
Rest$224.1K39.7%
Top 3 weight
27.5%
Top 10 weight
44.5%
Voting Authority Distribution
Total shares with voting rights: 9.59M
Sole
Full voting authority
3.94M
shares
% of voting shares41.1%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
5.65M
shares
% of voting shares58.9%
Investment Discretion (by position count)
Sole761
Shared0
Other0
Dominant voting typeNone · 58.9% of voting shares
Institutional Holdings761
Rows:
LISTED FD TR
SOLEShares3.14M
TypeSH
Market value$93.2K
16.54%
Sole
1.64M
Shared
0.00
None
1.49M
SPDR S&P 500 ETF TR
SOLEShares621.64K
TypeSH
Market value$32.9K
5.83%
Sole
68.05K
Shared
0.00
None
553.60K
VANGUARD INDEX FDS
SOLEShares87.63K
TypeSH
Market value$28.8K
5.10%
Sole
44.82K
Shared
0.00
None
42.81K
ISHARES TR
SOLEShares456.22K
TypeSH
Market value$24.0K
4.26%
Sole
416.40K
Shared
0.00
None
39.82K
VANGUARD WHITEHALL FDS
SOLEShares224.74K
TypeSH
Market value$21.3K
3.78%
Sole
214.13K
Shared
0.00
None
10.61K
ISHARES TR
SOLEShares68.69K
TypeSH
Market value$11.3K
2.01%
Sole
3.65K
Shared
0.00
None
65.05K
ISHARES TR
SOLEShares29.98K
TypeSH
Market value$10.8K
1.91%
Sole
21.05K
Shared
0.00
None
8.93K
SPDR GOLD TR
SOLEShares69.32K
TypeSH
Market value$10.7K
1.90%
Sole
3.53K
Shared
0.00
None
65.79K
ISHARES INC
SOLEShares214.33K
TypeSH
Market value$9.2K
1.63%
Sole
193.14K
Shared
0.00
None
21.19K
EXXON MOBIL CORP
SOLEShares97.31K
TypeSH
Market value$8.5K
1.51%
Sole
33.78K
Shared
0.00
None
63.53K
ISHARES TR
SOLEShares98.55K
TypeSH
Market value$8.0K
1.42%
Sole
4.75K
Shared
0.00
None
93.80K
ISHARES TR
SOLEShares141.61K
TypeSH
Market value$7.9K
1.41%
Sole
6.81K
Shared
0.00
None
134.79K
OCCIDENTAL PETE CORP
SOLEShares120.23K
TypeSH
Market value$7.4K
1.31%
Sole
13.66K
Shared
0.00
None
106.57K
APPLE INC
SOLEShares51.18K
TypeSH
Market value$7.1K
1.25%
Sole
23.36K
Shared
0.00
None
27.82K
MERCK & CO INC
SOLEShares65.31K
TypeSH
Market value$5.6K
1.00%
Sole
13.28K
Shared
0.00
None
52.03K
CHEVRON CORP NEW
SOLEShares38.72K
TypeSH
Market value$5.6K
0.99%
Sole
5.61K
Shared
0.00
None
33.11K
MICROSOFT CORP
SOLEShares23.14K
TypeSH
Market value$5.4K
0.96%
Sole
6.14K
Shared
0.00
None
17K
JOHNSON & JOHNSON
SOLEShares32.97K
TypeSH
Market value$5.4K
0.95%
Sole
7.17K
Shared
0.00
None
25.80K
AMGEN INC
SOLEShares23.73K
TypeSH
Market value$5.3K
0.95%
Sole
6.25K
Shared
0.00
None
17.48K
WELLS FARGO CO NEW
SOLEShares132.48K
TypeSH
Market value$5.3K
0.94%
Sole
31.39K
Shared
0.00
None
101.09K
STARBUCKS CORP
SOLEShares63.14K
TypeSH
Market value$5.3K
0.94%
Sole
13.76K
Shared
0.00
None
49.37K
ISHARES TR
SOLEShares234.40K
TypeSH
Market value$5.3K
0.94%
Sole
116.72K
Shared
0.00
None
117.68K
ELEVANCE HEALTH INC
SOLEShares11.59K
TypeSH
Market value$5.3K
0.93%
Sole
2.89K
Shared
0.00
None
8.70K
JPMORGAN CHASE & CO
SOLEShares49.74K
TypeSH
Market value$5.2K
0.92%
Sole
11.72K
Shared
0.00
None
38.02K
LILLY ELI & CO
SOLEShares15.43K
TypeSH
Market value$5.0K
0.88%
Sole
957.00
Shared
0.00
None
14.48K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
LISTED FD TRSOLE | CORE ALT FD | 3.14M | SH | $93.2K 16.54% | 1.64M | 0.00 | 1.49M |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 621.64K | SH | $32.9K 5.83% | 68.05K | 0.00 | 553.60K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 87.63K | SH | $28.8K 5.10% | 44.82K | 0.00 | 42.81K |
ISHARES TRSOLE | CORE MSCI EAFE | 456.22K | SH | $24.0K 4.26% | 416.40K | 0.00 | 39.82K |
VANGUARD WHITEHALL FDSSOLE | HIGH DIV YLD | 224.74K | SH | $21.3K 3.78% | 214.13K | 0.00 | 10.61K |
ISHARES TRSOLE | RUSSELL 2000 ETF | 68.69K | SH | $11.3K 2.01% | 3.65K | 0.00 | 65.05K |
ISHARES TRSOLE | CORE S&P500 ETF | 29.98K | SH | $10.8K 1.91% | 21.05K | 0.00 | 8.93K |
SPDR GOLD TRSOLE | GOLD SHS | 69.32K | SH | $10.7K 1.90% | 3.53K | 0.00 | 65.79K |
ISHARES INCSOLE | CORE MSCI EMKT | 214.33K | SH | $9.2K 1.63% | 193.14K | 0.00 | 21.19K |
EXXON MOBIL CORPSOLE | COM | 97.31K | SH | $8.5K 1.51% | 33.78K | 0.00 | 63.53K |
ISHARES TRSOLE | U.S. REAL ES ETF | 98.55K | SH | $8.0K 1.42% | 4.75K | 0.00 | 93.80K |
ISHARES TRSOLE | MSCI EAFE ETF | 141.61K | SH | $7.9K 1.41% | 6.81K | 0.00 | 134.79K |
OCCIDENTAL PETE CORPSOLE | COM | 120.23K | SH | $7.4K 1.31% | 13.66K | 0.00 | 106.57K |
APPLE INCSOLE | COM | 51.18K | SH | $7.1K 1.25% | 23.36K | 0.00 | 27.82K |
MERCK & CO INCSOLE | COM | 65.31K | SH | $5.6K 1.00% | 13.28K | 0.00 | 52.03K |
CHEVRON CORP NEWSOLE | COM | 38.72K | SH | $5.6K 0.99% | 5.61K | 0.00 | 33.11K |
MICROSOFT CORPSOLE | COM | 23.14K | SH | $5.4K 0.96% | 6.14K | 0.00 | 17K |
JOHNSON & JOHNSONSOLE | COM | 32.97K | SH | $5.4K 0.95% | 7.17K | 0.00 | 25.80K |
AMGEN INCSOLE | COM | 23.73K | SH | $5.3K 0.95% | 6.25K | 0.00 | 17.48K |
WELLS FARGO CO NEWSOLE | COM | 132.48K | SH | $5.3K 0.94% | 31.39K | 0.00 | 101.09K |
STARBUCKS CORPSOLE | COM | 63.14K | SH | $5.3K 0.94% | 13.76K | 0.00 | 49.37K |
ISHARES TRSOLE | INTL SEL DIV ETF | 234.40K | SH | $5.3K 0.94% | 116.72K | 0.00 | 117.68K |
ELEVANCE HEALTH INCSOLE | COM | 11.59K | SH | $5.3K 0.93% | 2.89K | 0.00 | 8.70K |
JPMORGAN CHASE & COSOLE | COM | 49.74K | SH | $5.2K 0.92% | 11.72K | 0.00 | 38.02K |
LILLY ELI & COSOLE | COM | 15.43K | SH | $5.0K 0.88% | 957.00 | 0.00 | 14.48K |
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