Filed: 10/13/2023ACC: 0001533954-23-000004
📋 What this filing means
INSTITUTE FOR WEALTH MANAGEMENT, LLC. filed this quarterly 13F‑HR report disclosing 452 equity positions with a total reported market value of $554.50M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
452
Positions
$554.50M
Total AUM (reported)
7.10M
Total Shares
Allocation by class
COM$295.19M53.2%
CL A$18.84M3.4%
UNIT SER 1$14.64M2.6%
TR UNIT$12.45M2.2%
COM NEW$9.07M1.6%
CAP STK CL A$8.04M1.5%
COM CL A$7.53M1.4%
Portfolio Concentration
Top 3$73.30M13.2%
4–10$63.74M11.5%
11–25$64.76M11.7%
Rest$352.70M63.6%
Top 3 weight
13.2%
Top 10 weight
24.7%
Voting Authority Distribution
Total shares with voting rights: 7.10M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
7.10M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole452
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings452
Rows:
NVIDIA CORPORATION
SOLEShares83.52K
TypeSH
Market value$36.33M
6.55%
Sole
0.00
Shared
0.00
None
83.52K
APPLE INC
SOLEShares125.49K
TypeSH
Market value$21.49M
3.87%
Sole
0.00
Shared
0.00
None
125.49K
MICROSOFT CORP
SOLEShares49.03K
TypeSH
Market value$15.48M
2.79%
Sole
0.00
Shared
0.00
None
49.03K
INVESCO QQQ TR
SOLEShares36.35K
TypeSH
Market value$13.02M
2.35%
Sole
0.00
Shared
0.00
None
36.35K
AMAZON COM INC
SOLEShares88.78K
TypeSH
Market value$11.29M
2.04%
Sole
0.00
Shared
0.00
None
88.78K
ADOBE INC
SOLEShares19.06K
TypeSH
Market value$9.72M
1.75%
Sole
0.00
Shared
0.00
None
19.06K
SPDR S&P 500 ETF TR
SOLEShares20.12K
TypeSH
Market value$8.60M
1.55%
Sole
0.00
Shared
0.00
None
20.12K
ALPHABET INC
SOLEShares61.44K
TypeSH
Market value$8.04M
1.45%
Sole
0.00
Shared
0.00
None
61.44K
STARBUCKS CORP
SOLEShares75.38K
TypeSH
Market value$6.88M
1.24%
Sole
0.00
Shared
0.00
None
75.38K
META PLATFORMS INC
SOLEShares20.60K
TypeSH
Market value$6.18M
1.12%
Sole
0.00
Shared
0.00
None
20.60K
TESLA INC
SOLEShares24.14K
TypeSH
Market value$6.04M
1.09%
Sole
0.00
Shared
0.00
None
24.14K
COSTCO WHSL CORP NEW
SOLEShares8.58K
TypeSH
Market value$4.85M
0.87%
Sole
0.00
Shared
0.00
None
8.58K
SCHWAB STRATEGIC TR
SOLEShares66.07K
TypeSH
Market value$4.80M
0.87%
Sole
0.00
Shared
0.00
None
66.07K
LAM RESEARCH CORP
SOLEShares7.53K
TypeSH
Market value$4.72M
0.85%
Sole
0.00
Shared
0.00
None
7.53K
TEXAS INSTRS INC
SOLEShares29.01K
TypeSH
Market value$4.61M
0.83%
Sole
0.00
Shared
0.00
None
29.01K
ISHARES TR
SOLEShares45.18K
TypeSH
Market value$4.24M
0.77%
Sole
0.00
Shared
0.00
None
45.18K
AXON ENTERPRISE INC
SOLEShares20.89K
TypeSH
Market value$4.16M
0.75%
Sole
0.00
Shared
0.00
None
20.89K
SELECT SECTOR SPDR TR
SOLEShares40.30K
TypeSH
Market value$4.09M
0.74%
Sole
0.00
Shared
0.00
None
40.30K
SPDR SER TR
SOLEShares117.15K
TypeSH
Market value$4.07M
0.73%
Sole
0.00
Shared
0.00
None
117.15K
MASTERCARD INCORPORATED
SOLEShares10.17K
TypeSH
Market value$4.03M
0.73%
Sole
0.00
Shared
0.00
None
10.17K
INVESCO EXCHANGE TRADED FD T
SOLEShares51.53K
TypeSH
Market value$3.97M
0.72%
Sole
0.00
Shared
0.00
None
51.53K
INVESCO EXCHANGE TRADED FD T
SOLEShares49.04K
TypeSH
Market value$3.95M
0.71%
Sole
0.00
Shared
0.00
None
49.04K
SPDR S&P 500 ETF TR
SOLEShares9K
TypePRN
Market value$3.85M
0.69%
Sole
0.00
Shared
0.00
None
9K
VANGUARD INDEX FDS
SOLEShares13.58K
TypeSH
Market value$3.70M
0.67%
Sole
0.00
Shared
0.00
None
13.58K
ISHARES TR
SOLEShares33.40K
TypeSH
Market value$3.69M
0.67%
Sole
0.00
Shared
0.00
None
33.40K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
NVIDIA CORPORATIONSOLE | COM | 83.52K | SH | $36.33M 6.55% | 0.00 | 0.00 | 83.52K |
APPLE INCSOLE | COM | 125.49K | SH | $21.49M 3.87% | 0.00 | 0.00 | 125.49K |
MICROSOFT CORPSOLE | COM | 49.03K | SH | $15.48M 2.79% | 0.00 | 0.00 | 49.03K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 36.35K | SH | $13.02M 2.35% | 0.00 | 0.00 | 36.35K |
AMAZON COM INCSOLE | COM | 88.78K | SH | $11.29M 2.04% | 0.00 | 0.00 | 88.78K |
ADOBE INCSOLE | COM | 19.06K | SH | $9.72M 1.75% | 0.00 | 0.00 | 19.06K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 20.12K | SH | $8.60M 1.55% | 0.00 | 0.00 | 20.12K |
ALPHABET INCSOLE | CAP STK CL A | 61.44K | SH | $8.04M 1.45% | 0.00 | 0.00 | 61.44K |
STARBUCKS CORPSOLE | COM | 75.38K | SH | $6.88M 1.24% | 0.00 | 0.00 | 75.38K |
META PLATFORMS INCSOLE | CL A | 20.60K | SH | $6.18M 1.12% | 0.00 | 0.00 | 20.60K |
TESLA INCSOLE | COM | 24.14K | SH | $6.04M 1.09% | 0.00 | 0.00 | 24.14K |
COSTCO WHSL CORP NEWSOLE | COM | 8.58K | SH | $4.85M 0.87% | 0.00 | 0.00 | 8.58K |
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 66.07K | SH | $4.80M 0.87% | 0.00 | 0.00 | 66.07K |
LAM RESEARCH CORPSOLE | COM | 7.53K | SH | $4.72M 0.85% | 0.00 | 0.00 | 7.53K |
TEXAS INSTRS INCSOLE | COM | 29.01K | SH | $4.61M 0.83% | 0.00 | 0.00 | 29.01K |
ISHARES TRSOLE | ESG AWR MSCI USA | 45.18K | SH | $4.24M 0.77% | 0.00 | 0.00 | 45.18K |
AXON ENTERPRISE INCSOLE | COM | 20.89K | SH | $4.16M 0.75% | 0.00 | 0.00 | 20.89K |
SELECT SECTOR SPDR TRSOLE | INDL | 40.30K | SH | $4.09M 0.74% | 0.00 | 0.00 | 40.30K |
SPDR SER TRSOLE | SPDR S&P 500 ETF | 117.15K | SH | $4.07M 0.73% | 0.00 | 0.00 | 117.15K |
MASTERCARD INCORPORATEDSOLE | CL A | 10.17K | SH | $4.03M 0.73% | 0.00 | 0.00 | 10.17K |
INVESCO EXCHANGE TRADED FD TSOLE | DORSEY WRIGHT MO | 51.53K | SH | $3.97M 0.72% | 0.00 | 0.00 | 51.53K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P MDCP MOMNTUM | 49.04K | SH | $3.95M 0.71% | 0.00 | 0.00 | 49.04K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 9K | PRN | $3.85M 0.69% | 0.00 | 0.00 | 9K |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 13.58K | SH | $3.70M 0.67% | 0.00 | 0.00 | 13.58K |
ISHARES TRSOLE | SHORT TREAS BD | 33.40K | SH | $3.69M 0.67% | 0.00 | 0.00 | 33.40K |
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