INSERRA THOMAS J.

PrivateCIK: 1677451
Location

COSTA MESA, CA

INSERRA THOMAS J. (EVP & Chief Credit Officer) sold 52.6% of their position (50K shares) of PACIFIC MERCANTILE BANCORP on the open market

Open‑market sale worth $352.6K — a major position exit. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 1 sale
InsiderINSERRA THOMAS J.CIK 1677451
Officer· EVP & Chief Credit Officer
Since Oct 2018
-50K
Net shares
Net seller
$352.6K
Total sold
1
Open market trades
0B · 1S
3
Total transactions
50K acquired · 100K disposed
Non-Derivative Transactions2

Common Stock

Direct
M · Option Exercise

Shares

+50K

Price / share

$6.95

Trade value

$347.50K

% of position

111.0%
11/1/2019
45.04K95.04K

Common Stock

Direct
S · Sale

Shares

50K

Price / share

$7.05

Trade value

$352.59K

% of position

52.6%
11/1/2019
95.04K45.04K
Total

Net shares

+0.00

Net value

-$5.09K

Derivative Transactions1

Stock Option (Right to buy)

Direct
M · Option Exercise
Converts to

Common Stock

50K shares

Shares

50K

Strike price

6.95

Held after

0.00

Exercisable

11/1/2019
Non-Derivative Holdings (Post-Transaction)1

Common Stock

Indirect
Shares owned3K
Total
3K indirect3K
Derivative Holdings (Post-Transaction)0
No derivative holdings reported
INSERRA THOMAS J. — Insider Transaction (Form 4) Filed Nov 5, 2019 | Finecho