Filed: 5/11/2023ACC: 0001493152-23-016320
📋 What this filing means
INDUSTRIAL ALLIANCE INVESTMENT MANAGEMENT INC. filed this quarterly 13F‑HR report disclosing 518 equity positions with a total reported market value of $3.59M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
518
Positions
$3.59M
Total AUM (reported)
32.21M
Total Shares
Allocation by class
COM$2.45M68.1%
CL A$164.8K4.6%
UNIT SER 1$130.3K3.6%
TR UNIT$89.6K2.5%
CAP STK CL A$82.2K2.3%
CORE US AGGBD ET$77.9K2.2%
COM CL A$65.5K1.8%
Portfolio Concentration
Top 3$593.8K16.5%
4–10$558.9K15.5%
11–25$687.7K19.1%
Rest$1.75M48.8%
Top 3 weight
16.5%
Top 10 weight
32.1%
Voting Authority Distribution
Total shares with voting rights: 0.00
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole518
Shared0
Other0
Dominant voting typeNone · 0.0% of voting shares
Institutional Holdings518
Rows:
MICROSOFT CORP
SOLEShares885.78K
TypeSH
Market value$255.4K
7.10%
Sole
0.00
Shared
0.00
None
0.00
APPLE INC
SOLEShares1.26M
TypeSH
Market value$208.1K
5.79%
Sole
0.00
Shared
0.00
None
0.00
INVESCO QQQ TRUST SERIES 1
SOLEShares405.99K
TypeSH
Market value$130.3K
3.63%
Sole
0.00
Shared
0.00
None
0.00
SPDR S&P 500 ETF Trust
SOLEShares218.90K
TypeSH
Market value$89.6K
2.49%
Sole
0.00
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares792.56K
TypeSH
Market value$82.2K
2.29%
Sole
0.00
Shared
0.00
None
0.00
BROADCOM INC
SOLEShares122.05K
TypeSH
Market value$78.3K
2.18%
Sole
0.00
Shared
0.00
None
0.00
ISHARES CORE U.S. AGGREGATE BOND ETF
SOLEShares781.80K
TypeSH
Market value$77.9K
2.17%
Sole
0.00
Shared
0.00
None
0.00
AMAZON.COM INC
SOLEShares748.96K
TypeSH
Market value$77.4K
2.15%
Sole
0.00
Shared
0.00
None
0.00
JOHNSON & JOHNSON
SOLEShares498.50K
TypeSH
Market value$77.3K
2.15%
Sole
0.00
Shared
0.00
None
0.00
UNITEDHEALTH GROUP INC
SOLEShares161.30K
TypeSH
Market value$76.2K
2.12%
Sole
0.00
Shared
0.00
None
0.00
VISA INC
SOLEShares268.66K
TypeSH
Market value$60.6K
1.69%
Sole
0.00
Shared
0.00
None
0.00
CVS HEALTH CORP
SOLEShares795.59K
TypeSH
Market value$59.1K
1.64%
Sole
0.00
Shared
0.00
None
0.00
ISHARES IBOXX HIGH YIELD CORPORATE BOND ETF
SOLEShares769.78K
TypeSH
Market value$58.2K
1.62%
Sole
0.00
Shared
0.00
None
0.00
META PLATFORMS INC
SOLEShares261.03K
TypeSH
Market value$55.3K
1.54%
Sole
0.00
Shared
0.00
None
0.00
ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF
SOLEShares501.20K
TypeSH
Market value$54.9K
1.53%
Sole
0.00
Shared
0.00
None
0.00
NVIDIA CORP
SOLEShares184.13K
TypeSH
Market value$51.1K
1.42%
Sole
0.00
Shared
0.00
None
0.00
THERMO FISHER SCIENTIFIC INC
SOLEShares84.46K
TypeSH
Market value$48.7K
1.35%
Sole
0.00
Shared
0.00
None
0.00
JPMORGAN CHASE & CO
SOLEShares348.23K
TypeSH
Market value$45.4K
1.26%
Sole
0.00
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares393.23K
TypeSH
Market value$40.9K
1.14%
Sole
0.00
Shared
0.00
None
0.00
VANGUARD SHORT-TERM CORPORATE BOND ETF
SOLEShares528.81K
TypeSH
Market value$40.3K
1.12%
Sole
0.00
Shared
0.00
None
0.00
VANGUARD VALUE ETF
SOLEShares276.50K
TypeSH
Market value$38.2K
1.06%
Sole
0.00
Shared
0.00
None
0.00
CISCO SYSTEMS INC
SOLEShares690.76K
TypeSH
Market value$36.1K
1.00%
Sole
0.00
Shared
0.00
None
0.00
ACCENTURE PLC
SOLEShares122.26K
TypeSH
Market value$34.9K
0.97%
Sole
0.00
Shared
0.00
None
0.00
TESLA INC
SOLEShares154.48K
TypeSH
Market value$32.0K
0.89%
Sole
0.00
Shared
0.00
None
0.00
COSTCO WHOLESALE CORP
SOLEShares64.25K
TypeSH
Market value$31.9K
0.89%
Sole
0.00
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
MICROSOFT CORPSOLE | COM | 885.78K | SH | $255.4K 7.10% | 0.00 | 0.00 | 0.00 |
APPLE INCSOLE | COM | 1.26M | SH | $208.1K 5.79% | 0.00 | 0.00 | 0.00 |
INVESCO QQQ TRUST SERIES 1SOLE | UNIT SER 1 | 405.99K | SH | $130.3K 3.63% | 0.00 | 0.00 | 0.00 |
SPDR S&P 500 ETF TrustSOLE | TR UNIT | 218.90K | SH | $89.6K 2.49% | 0.00 | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL A | 792.56K | SH | $82.2K 2.29% | 0.00 | 0.00 | 0.00 |
BROADCOM INCSOLE | COM | 122.05K | SH | $78.3K 2.18% | 0.00 | 0.00 | 0.00 |
ISHARES CORE U.S. AGGREGATE BOND ETFSOLE | CORE US AGGBD ET | 781.80K | SH | $77.9K 2.17% | 0.00 | 0.00 | 0.00 |
AMAZON.COM INCSOLE | COM | 748.96K | SH | $77.4K 2.15% | 0.00 | 0.00 | 0.00 |
JOHNSON & JOHNSONSOLE | COM | 498.50K | SH | $77.3K 2.15% | 0.00 | 0.00 | 0.00 |
UNITEDHEALTH GROUP INCSOLE | COM | 161.30K | SH | $76.2K 2.12% | 0.00 | 0.00 | 0.00 |
VISA INCSOLE | COM CL A | 268.66K | SH | $60.6K 1.69% | 0.00 | 0.00 | 0.00 |
CVS HEALTH CORPSOLE | COM | 795.59K | SH | $59.1K 1.64% | 0.00 | 0.00 | 0.00 |
ISHARES IBOXX HIGH YIELD CORPORATE BOND ETFSOLE | IBOXX HI YD ETF | 769.78K | SH | $58.2K 1.62% | 0.00 | 0.00 | 0.00 |
META PLATFORMS INCSOLE | CL A | 261.03K | SH | $55.3K 1.54% | 0.00 | 0.00 | 0.00 |
ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETFSOLE | IBOXX INV CP ETF | 501.20K | SH | $54.9K 1.53% | 0.00 | 0.00 | 0.00 |
NVIDIA CORPSOLE | COM | 184.13K | SH | $51.1K 1.42% | 0.00 | 0.00 | 0.00 |
THERMO FISHER SCIENTIFIC INCSOLE | COM | 84.46K | SH | $48.7K 1.35% | 0.00 | 0.00 | 0.00 |
JPMORGAN CHASE & COSOLE | COM | 348.23K | SH | $45.4K 1.26% | 0.00 | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL C | 393.23K | SH | $40.9K 1.14% | 0.00 | 0.00 | 0.00 |
VANGUARD SHORT-TERM CORPORATE BOND ETFSOLE | SHRT TRM CORP BD | 528.81K | SH | $40.3K 1.12% | 0.00 | 0.00 | 0.00 |
VANGUARD VALUE ETFSOLE | VALUE ETF | 276.50K | SH | $38.2K 1.06% | 0.00 | 0.00 | 0.00 |
CISCO SYSTEMS INCSOLE | COM | 690.76K | SH | $36.1K 1.00% | 0.00 | 0.00 | 0.00 |
ACCENTURE PLCSOLE | SHS CLASS A | 122.26K | SH | $34.9K 0.97% | 0.00 | 0.00 | 0.00 |
TESLA INCSOLE | COM | 154.48K | SH | $32.0K 0.89% | 0.00 | 0.00 | 0.00 |
COSTCO WHOLESALE CORPSOLE | COM | 64.25K | SH | $31.9K 0.89% | 0.00 | 0.00 | 0.00 |
Page 1 of 21
…