Filed: 2/14/2023ACC: 0001493152-23-004988
📋 What this filing means
INDUSTRIAL ALLIANCE INVESTMENT MANAGEMENT INC. filed this quarterly 13F‑HR report disclosing 433 equity positions with a total reported market value of $3.59M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
433
Positions
$3.59M
Total AUM (reported)
38.58M
Total Shares
Allocation by class
COM$2.53M70.4%
CL A$146.1K4.1%
UNIT SER 1$99.6K2.8%
CAP STK CL A$98.9K2.8%
CORE US AGGBD ET$75.8K2.1%
IBOXX INV CP ETF$73.9K2.1%
TR UNIT$66.4K1.8%
Portfolio Concentration
Top 3$490.6K13.6%
4–10$578.9K16.1%
11–25$685.4K19.1%
Rest$1.84M51.2%
Top 3 weight
13.6%
Top 10 weight
29.8%
Voting Authority Distribution
Total shares with voting rights: 0.00
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole433
Shared0
Other0
Dominant voting typeNone · 0.0% of voting shares
Institutional Holdings433
Rows:
MICROSOFT CORP
SOLEShares941.86K
TypeSH
Market value$225.9K
6.28%
Sole
0.00
Shared
0.00
None
0.00
APPLE INC
SOLEShares1.11M
TypeSH
Market value$144.2K
4.01%
Sole
0.00
Shared
0.00
None
0.00
JOHNSON & JOHNSON
SOLEShares682.32K
TypeSH
Market value$120.5K
3.35%
Sole
0.00
Shared
0.00
None
0.00
INVESCO QQQ TRUST SERIES 1
SOLEShares374.14K
TypeSH
Market value$99.6K
2.77%
Sole
0.00
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares1.12M
TypeSH
Market value$98.9K
2.75%
Sole
0.00
Shared
0.00
None
0.00
CVS HEALTH CORP
SOLEShares911.63K
TypeSH
Market value$85.0K
2.36%
Sole
0.00
Shared
0.00
None
0.00
AMAZON.COM INC
SOLEShares912.41K
TypeSH
Market value$76.6K
2.13%
Sole
0.00
Shared
0.00
None
0.00
ISHARES CORE U.S. AGGREGATE BOND ETF
SOLEShares781.80K
TypeSH
Market value$75.8K
2.11%
Sole
0.00
Shared
0.00
None
0.00
ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF
SOLEShares701.20K
TypeSH
Market value$73.9K
2.06%
Sole
0.00
Shared
0.00
None
0.00
JPMORGAN CHASE & CO
SOLEShares514.70K
TypeSH
Market value$69.0K
1.92%
Sole
0.00
Shared
0.00
None
0.00
SPDR S&P 500 ETF TRUST
SOLEShares173.60K
TypeSH
Market value$66.4K
1.85%
Sole
0.00
Shared
0.00
None
0.00
BROADCOM INC
SOLEShares114.71K
TypeSH
Market value$64.1K
1.78%
Sole
0.00
Shared
0.00
None
0.00
UNITEDHEALTH GROUP INC
SOLEShares111.12K
TypeSH
Market value$58.9K
1.64%
Sole
0.00
Shared
0.00
None
0.00
ISHARES IBOXX HIGH YIELD CORPORATE BOND ETF
SOLEShares769.69K
TypeSH
Market value$56.7K
1.58%
Sole
0.00
Shared
0.00
None
0.00
THERMO FISHER SCIENTIFIC INC
SOLEShares100K
TypeSH
Market value$55.1K
1.53%
Sole
0.00
Shared
0.00
None
0.00
HOME DEPOT INC/THE
SOLEShares170.36K
TypeSH
Market value$53.8K
1.50%
Sole
0.00
Shared
0.00
None
0.00
BANK OF AMERICA CORP
SOLEShares1.43M
TypeSH
Market value$47.5K
1.32%
Sole
0.00
Shared
0.00
None
0.00
VANGUARD SHORT-TERM CORPORATE BOND ETF
SOLEShares601.13K
TypeSH
Market value$45.2K
1.26%
Sole
0.00
Shared
0.00
None
0.00
VANGUARD VALUE ETF
SOLEShares276.50K
TypeSH
Market value$38.8K
1.08%
Sole
0.00
Shared
0.00
None
0.00
CISCO SYSTEMS INC
SOLEShares753.30K
TypeSH
Market value$35.9K
1.00%
Sole
0.00
Shared
0.00
None
0.00
COSTCO WHOLESALE CORP
SOLEShares76.99K
TypeSH
Market value$35.1K
0.98%
Sole
0.00
Shared
0.00
None
0.00
CARRIER GLOBAL CORP
SOLEShares813.53K
TypeSH
Market value$33.6K
0.93%
Sole
0.00
Shared
0.00
None
0.00
BRISTOL-MYERS SQUIBB CO
SOLEShares442.71K
TypeSH
Market value$31.9K
0.89%
Sole
0.00
Shared
0.00
None
0.00
META PLATFORMS INC
SOLEShares263.09K
TypeSH
Market value$31.7K
0.88%
Sole
0.00
Shared
0.00
None
0.00
NEXTERA ENERGY INC
SOLEShares368.55K
TypeSH
Market value$30.8K
0.86%
Sole
0.00
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
MICROSOFT CORPSOLE | COM | 941.86K | SH | $225.9K 6.28% | 0.00 | 0.00 | 0.00 |
APPLE INCSOLE | COM | 1.11M | SH | $144.2K 4.01% | 0.00 | 0.00 | 0.00 |
JOHNSON & JOHNSONSOLE | COM | 682.32K | SH | $120.5K 3.35% | 0.00 | 0.00 | 0.00 |
INVESCO QQQ TRUST SERIES 1SOLE | UNIT SER 1 | 374.14K | SH | $99.6K 2.77% | 0.00 | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL A | 1.12M | SH | $98.9K 2.75% | 0.00 | 0.00 | 0.00 |
CVS HEALTH CORPSOLE | COM | 911.63K | SH | $85.0K 2.36% | 0.00 | 0.00 | 0.00 |
AMAZON.COM INCSOLE | COM | 912.41K | SH | $76.6K 2.13% | 0.00 | 0.00 | 0.00 |
ISHARES CORE U.S. AGGREGATE BOND ETFSOLE | CORE US AGGBD ET | 781.80K | SH | $75.8K 2.11% | 0.00 | 0.00 | 0.00 |
ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETFSOLE | IBOXX INV CP ETF | 701.20K | SH | $73.9K 2.06% | 0.00 | 0.00 | 0.00 |
JPMORGAN CHASE & COSOLE | COM | 514.70K | SH | $69.0K 1.92% | 0.00 | 0.00 | 0.00 |
SPDR S&P 500 ETF TRUSTSOLE | TR UNIT | 173.60K | SH | $66.4K 1.85% | 0.00 | 0.00 | 0.00 |
BROADCOM INCSOLE | COM | 114.71K | SH | $64.1K 1.78% | 0.00 | 0.00 | 0.00 |
UNITEDHEALTH GROUP INCSOLE | COM | 111.12K | SH | $58.9K 1.64% | 0.00 | 0.00 | 0.00 |
ISHARES IBOXX HIGH YIELD CORPORATE BOND ETFSOLE | IBOXX HI YD ETF | 769.69K | SH | $56.7K 1.58% | 0.00 | 0.00 | 0.00 |
THERMO FISHER SCIENTIFIC INCSOLE | COM | 100K | SH | $55.1K 1.53% | 0.00 | 0.00 | 0.00 |
HOME DEPOT INC/THESOLE | COM | 170.36K | SH | $53.8K 1.50% | 0.00 | 0.00 | 0.00 |
BANK OF AMERICA CORPSOLE | COM | 1.43M | SH | $47.5K 1.32% | 0.00 | 0.00 | 0.00 |
VANGUARD SHORT-TERM CORPORATE BOND ETFSOLE | SHRT TRM CORP BD | 601.13K | SH | $45.2K 1.26% | 0.00 | 0.00 | 0.00 |
VANGUARD VALUE ETFSOLE | VALUE ETF | 276.50K | SH | $38.8K 1.08% | 0.00 | 0.00 | 0.00 |
CISCO SYSTEMS INCSOLE | COM | 753.30K | SH | $35.9K 1.00% | 0.00 | 0.00 | 0.00 |
COSTCO WHOLESALE CORPSOLE | COM | 76.99K | SH | $35.1K 0.98% | 0.00 | 0.00 | 0.00 |
CARRIER GLOBAL CORPSOLE | COM | 813.53K | SH | $33.6K 0.93% | 0.00 | 0.00 | 0.00 |
BRISTOL-MYERS SQUIBB COSOLE | COM | 442.71K | SH | $31.9K 0.89% | 0.00 | 0.00 | 0.00 |
META PLATFORMS INCSOLE | CL A | 263.09K | SH | $31.7K 0.88% | 0.00 | 0.00 | 0.00 |
NEXTERA ENERGY INCSOLE | COM | 368.55K | SH | $30.8K 0.86% | 0.00 | 0.00 | 0.00 |
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