Filed: 11/18/2022ACC: 0001493152-22-032954
📋 What this filing means
INDUSTRIAL ALLIANCE INVESTMENT MANAGEMENT INC. filed this quarterly 13F‑HR report disclosing 426 equity positions with a total reported market value of $3.40M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
426
Positions
$3.40M
Total AUM (reported)
40.46M
Total Shares
Allocation by class
COM$2.35M69.0%
CL A$147.2K4.3%
CAP STK CL A$109.8K3.2%
UNIT SER 1$96.4K2.8%
CORE US AGGBD ET$76.2K2.2%
TR UNIT$62.4K1.8%
COM CL A$56.9K1.7%
Portfolio Concentration
Top 3$477.5K14.0%
4–10$584.5K17.2%
11–25$583.5K17.2%
Rest$1.76M51.6%
Top 3 weight
14.0%
Top 10 weight
31.2%
Voting Authority Distribution
Total shares with voting rights: 0.00
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole426
Shared0
Other0
Dominant voting typeNone · 0.0% of voting shares
Institutional Holdings426
Rows:
MICROSOFT CORP
SOLEShares955.58K
TypeSH
Market value$222.6K
6.54%
Sole
0.00
Shared
0.00
None
0.00
APPLE INC
SOLEShares1.01M
TypeSH
Market value$140.0K
4.12%
Sole
0.00
Shared
0.00
None
0.00
JOHNSON & JOHNSON
SOLEShares703.93K
TypeSH
Market value$115.0K
3.38%
Sole
0.00
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares1.15M
TypeSH
Market value$109.8K
3.23%
Sole
0.00
Shared
0.00
None
0.00
INVESCO QQQ TRUST SERIES 1
SOLEShares360.82K
TypeSH
Market value$96.4K
2.84%
Sole
0.00
Shared
0.00
None
0.00
AMAZON.COM INC
SOLEShares805.07K
TypeSH
Market value$91.0K
2.67%
Sole
0.00
Shared
0.00
None
0.00
CVS HEALTH CORP
SOLEShares914.06K
TypeSH
Market value$87.2K
2.56%
Sole
0.00
Shared
0.00
None
0.00
ISHARES CORE U.S. AGGREGATE BOND ETF
SOLEShares791.35K
TypeSH
Market value$76.2K
2.24%
Sole
0.00
Shared
0.00
None
0.00
SPDR S&P 500 ETF TRUST
SOLEShares174.78K
TypeSH
Market value$62.4K
1.84%
Sole
0.00
Shared
0.00
None
0.00
UNITEDHEALTH GROUP INC
SOLEShares121.63K
TypeSH
Market value$61.4K
1.81%
Sole
0.00
Shared
0.00
None
0.00
ISHARES IBOXX HIGH YIELD CORPORATE BOND ETF
SOLEShares784.49K
TypeSH
Market value$56.0K
1.65%
Sole
0.00
Shared
0.00
None
0.00
BROADCOM INC
SOLEShares120.46K
TypeSH
Market value$53.5K
1.57%
Sole
0.00
Shared
0.00
None
0.00
THERMO FISHER SCIENTIFIC INC
SOLEShares92.07K
TypeSH
Market value$46.7K
1.37%
Sole
0.00
Shared
0.00
None
0.00
ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF
SOLEShares426.20K
TypeSH
Market value$43.7K
1.28%
Sole
0.00
Shared
0.00
None
0.00
JPMORGAN CHASE & CO
SOLEShares384.40K
TypeSH
Market value$40.2K
1.18%
Sole
0.00
Shared
0.00
None
0.00
VISA INC
SOLEShares225.01K
TypeSH
Market value$40.0K
1.18%
Sole
0.00
Shared
0.00
None
0.00
COSTCO WHOLESALE CORP
SOLEShares80.15K
TypeSH
Market value$37.9K
1.11%
Sole
0.00
Shared
0.00
None
0.00
VANGUARD SHORT-TERM CORPORATE BOND ETF
SOLEShares507.59K
TypeSH
Market value$37.7K
1.11%
Sole
0.00
Shared
0.00
None
0.00
BRISTOL-MYERS SQUIBB CO
SOLEShares496.24K
TypeSH
Market value$35.3K
1.04%
Sole
0.00
Shared
0.00
None
0.00
VANGUARD VALUE ETF
SOLEShares276.50K
TypeSH
Market value$34.1K
1.00%
Sole
0.00
Shared
0.00
None
0.00
TESLA INC
SOLEShares127.56K
TypeSH
Market value$33.8K
0.99%
Sole
0.00
Shared
0.00
None
0.00
HOME DEPOT INC/THE
SOLEShares120.10K
TypeSH
Market value$33.1K
0.97%
Sole
0.00
Shared
0.00
None
0.00
BANK OF AMERICA CORP
SOLEShares1.07M
TypeSH
Market value$32.4K
0.95%
Sole
0.00
Shared
0.00
None
0.00
CISCO SYSTEMS INC
SOLEShares765.89K
TypeSH
Market value$30.6K
0.90%
Sole
0.00
Shared
0.00
None
0.00
META PLATFORMS INC
SOLEShares209.89K
TypeSH
Market value$28.5K
0.84%
Sole
0.00
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
MICROSOFT CORPSOLE | COM | 955.58K | SH | $222.6K 6.54% | 0.00 | 0.00 | 0.00 |
APPLE INCSOLE | COM | 1.01M | SH | $140.0K 4.12% | 0.00 | 0.00 | 0.00 |
JOHNSON & JOHNSONSOLE | COM | 703.93K | SH | $115.0K 3.38% | 0.00 | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL A | 1.15M | SH | $109.8K 3.23% | 0.00 | 0.00 | 0.00 |
INVESCO QQQ TRUST SERIES 1SOLE | UNIT SER 1 | 360.82K | SH | $96.4K 2.84% | 0.00 | 0.00 | 0.00 |
AMAZON.COM INCSOLE | COM | 805.07K | SH | $91.0K 2.67% | 0.00 | 0.00 | 0.00 |
CVS HEALTH CORPSOLE | COM | 914.06K | SH | $87.2K 2.56% | 0.00 | 0.00 | 0.00 |
ISHARES CORE U.S. AGGREGATE BOND ETFSOLE | CORE US AGGBD ET | 791.35K | SH | $76.2K 2.24% | 0.00 | 0.00 | 0.00 |
SPDR S&P 500 ETF TRUSTSOLE | TR UNIT | 174.78K | SH | $62.4K 1.84% | 0.00 | 0.00 | 0.00 |
UNITEDHEALTH GROUP INCSOLE | COM | 121.63K | SH | $61.4K 1.81% | 0.00 | 0.00 | 0.00 |
ISHARES IBOXX HIGH YIELD CORPORATE BOND ETFSOLE | IBOXX HI YD ETF | 784.49K | SH | $56.0K 1.65% | 0.00 | 0.00 | 0.00 |
BROADCOM INCSOLE | COM | 120.46K | SH | $53.5K 1.57% | 0.00 | 0.00 | 0.00 |
THERMO FISHER SCIENTIFIC INCSOLE | COM | 92.07K | SH | $46.7K 1.37% | 0.00 | 0.00 | 0.00 |
ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETFSOLE | IBOXX INV CP ETF | 426.20K | SH | $43.7K 1.28% | 0.00 | 0.00 | 0.00 |
JPMORGAN CHASE & COSOLE | COM | 384.40K | SH | $40.2K 1.18% | 0.00 | 0.00 | 0.00 |
VISA INCSOLE | COM CL A | 225.01K | SH | $40.0K 1.18% | 0.00 | 0.00 | 0.00 |
COSTCO WHOLESALE CORPSOLE | COM | 80.15K | SH | $37.9K 1.11% | 0.00 | 0.00 | 0.00 |
VANGUARD SHORT-TERM CORPORATE BOND ETFSOLE | SHRT TRM CORP BD | 507.59K | SH | $37.7K 1.11% | 0.00 | 0.00 | 0.00 |
BRISTOL-MYERS SQUIBB COSOLE | COM | 496.24K | SH | $35.3K 1.04% | 0.00 | 0.00 | 0.00 |
VANGUARD VALUE ETFSOLE | VALUE ETF | 276.50K | SH | $34.1K 1.00% | 0.00 | 0.00 | 0.00 |
TESLA INCSOLE | COM | 127.56K | SH | $33.8K 0.99% | 0.00 | 0.00 | 0.00 |
HOME DEPOT INC/THESOLE | COM | 120.10K | SH | $33.1K 0.97% | 0.00 | 0.00 | 0.00 |
BANK OF AMERICA CORPSOLE | COM | 1.07M | SH | $32.4K 0.95% | 0.00 | 0.00 | 0.00 |
CISCO SYSTEMS INCSOLE | COM | 765.89K | SH | $30.6K 0.90% | 0.00 | 0.00 | 0.00 |
META PLATFORMS INCSOLE | CL A | 209.89K | SH | $28.5K 0.84% | 0.00 | 0.00 | 0.00 |
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