Filed: 2/13/2023ACC: 0001062993-23-002835
📋 What this filing means
INDEPENDENT ADVISOR ALLIANCE filed this quarterly 13F‑HR report disclosing 421 equity positions with a total reported market value of $291.02M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
421
Positions
$291.02M
Total AUM (reported)
27.43M
Total Shares
Allocation by class
TOTAL STK MKT$61.73M21.2%
COM$39.95M13.7%
TAX EXEMPT BD$33.45M11.5%
VG TL INTL STK F$25.88M8.9%
S&P 500 ETF SHS$16.00M5.5%
ALLWRLD EX US$15.60M5.4%
FST LOW OPPT EFT$6.41M2.2%
Portfolio Concentration
Top 3$121.06M41.6%
4–10$57.22M19.7%
11–25$39.37M13.5%
Rest$73.38M25.2%
Top 3 weight
41.6%
Top 10 weight
61.3%
Voting Authority Distribution
Total shares with voting rights: 27.43M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
27.43M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole421
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings421
Rows:
VANGUARD INDEX FDS
SOLEShares322.85K
TypeSH
Market value$61.73M
21.21%
Sole
0.00
Shared
0.00
None
322.85K
VANGUARD MUN BD FDS
SOLEShares675.92K
TypeSH
Market value$33.45M
11.49%
Sole
0.00
Shared
0.00
None
675.92K
VANGUARD STAR FDS
SOLEShares500.42K
TypeSH
Market value$25.88M
8.89%
Sole
0.00
Shared
0.00
None
500.42K
VANGUARD INDEX FDS
SOLEShares45.53K
TypeSH
Market value$16.00M
5.50%
Sole
0.00
Shared
0.00
None
45.53K
VANGUARD INTL EQUITY INDEX F
SOLEShares311.06K
TypeSH
Market value$15.60M
5.36%
Sole
0.00
Shared
0.00
None
311.06K
FIRST TR EXCHANGE-TRADED FD
SOLEShares135.16K
TypeSH
Market value$6.41M
2.20%
Sole
0.00
Shared
0.00
None
135.16K
VANGUARD TAX-MANAGED FDS
SOLEShares143.69K
TypeSH
Market value$6.03M
2.07%
Sole
0.00
Shared
0.00
None
143.69K
ISHARES TR
SOLEShares48.79K
TypeSH
Market value$4.89M
1.68%
Sole
0.00
Shared
0.00
None
48.79K
ISHARES TR
SOLEShares52.20K
TypeSH
Market value$4.43M
1.52%
Sole
0.00
Shared
0.00
None
52.20K
ISHARES TR
SOLEShares10.07K
TypeSH
Market value$3.87M
1.33%
Sole
0.00
Shared
0.00
None
10.07K
APPLE INC
SOLEShares970.12K
TypeSH
Market value$3.27M
1.12%
Sole
0.00
Shared
0.00
None
970.12K
INVESCO EXCHANGE TRADED FD T
SOLEShares22.28K
TypeSH
Market value$3.15M
1.08%
Sole
0.00
Shared
0.00
None
22.28K
FIRST TR EXCHANGE-TRADED FD
SOLEShares19.51K
TypeSH
Market value$3.01M
1.03%
Sole
0.00
Shared
0.00
None
19.51K
FIRST TR EXCHANGE TRADED FD
SOLEShares72.61K
TypeSH
Market value$2.97M
1.02%
Sole
0.00
Shared
0.00
None
72.61K
FIRST TR EXCHANGE-TRADED FD
SOLEShares23.64K
TypeSH
Market value$2.91M
1.00%
Sole
0.00
Shared
0.00
None
23.64K
FIRST TR EXCHANGE TRADED FD
SOLEShares46.15K
TypeSH
Market value$2.90M
1.00%
Sole
0.00
Shared
0.00
None
46.15K
SPDR S&P 500 ETF TR
SOLEShares7.36K
TypeSH
Market value$2.82M
0.97%
Sole
0.00
Shared
0.00
None
7.36K
SCHWAB STRATEGIC TR
SOLEShares36.85K
TypeSH
Market value$2.78M
0.96%
Sole
0.00
Shared
0.00
None
36.85K
MICROSOFT CORP
SOLEShares300.02K
TypeSH
Market value$2.60M
0.89%
Sole
0.00
Shared
0.00
None
300.02K
VANGUARD BD INDEX FDS
SOLEShares33K
TypeSH
Market value$2.37M
0.81%
Sole
0.00
Shared
0.00
None
33K
FIRST TR VALUE LINE DIVID IN
SOLEShares57.76K
TypeSH
Market value$2.31M
0.79%
Sole
0.00
Shared
0.00
None
57.76K
SUNCOR ENERGY INC NEW
SOLEShares71.70K
TypeSH
Market value$2.20M
0.76%
Sole
0.00
Shared
0.00
None
71.70K
ISHARES TR
SOLEShares33.60K
TypeSH
Market value$2.07M
0.71%
Sole
0.00
Shared
0.00
None
33.60K
AMAZON COM INC
SOLEShares536.78K
TypeSH
Market value$2.03M
0.70%
Sole
0.00
Shared
0.00
None
536.78K
VANGUARD INDEX FDS
SOLEShares15.01K
TypeSH
Market value$1.99M
0.69%
Sole
0.00
Shared
0.00
None
15.01K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 322.85K | SH | $61.73M 21.21% | 0.00 | 0.00 | 322.85K |
VANGUARD MUN BD FDSSOLE | TAX EXEMPT BD | 675.92K | SH | $33.45M 11.49% | 0.00 | 0.00 | 675.92K |
VANGUARD STAR FDSSOLE | VG TL INTL STK F | 500.42K | SH | $25.88M 8.89% | 0.00 | 0.00 | 500.42K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 45.53K | SH | $16.00M 5.50% | 0.00 | 0.00 | 45.53K |
VANGUARD INTL EQUITY INDEX FSOLE | ALLWRLD EX US | 311.06K | SH | $15.60M 5.36% | 0.00 | 0.00 | 311.06K |
FIRST TR EXCHANGE-TRADED FDSOLE | FST LOW OPPT EFT | 135.16K | SH | $6.41M 2.20% | 0.00 | 0.00 | 135.16K |
VANGUARD TAX-MANAGED FDSSOLE | VAN FTSE DEV MKT | 143.69K | SH | $6.03M 2.07% | 0.00 | 0.00 | 143.69K |
ISHARES TRSOLE | 0-3 MNTH TREASRY | 48.79K | SH | $4.89M 1.68% | 0.00 | 0.00 | 48.79K |
ISHARES TRSOLE | CORE S&P TTL STK | 52.20K | SH | $4.43M 1.52% | 0.00 | 0.00 | 52.20K |
ISHARES TRSOLE | CORE S&P500 ETF | 10.07K | SH | $3.87M 1.33% | 0.00 | 0.00 | 10.07K |
APPLE INCSOLE | COM | 970.12K | SH | $3.27M 1.12% | 0.00 | 0.00 | 970.12K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 22.28K | SH | $3.15M 1.08% | 0.00 | 0.00 | 22.28K |
FIRST TR EXCHANGE-TRADED FDSOLE | NY ARCA BIOTECH | 19.51K | SH | $3.01M 1.03% | 0.00 | 0.00 | 19.51K |
FIRST TR EXCHANGE TRADED FDSOLE | FINLS ALPHADEX | 72.61K | SH | $2.97M 1.02% | 0.00 | 0.00 | 72.61K |
FIRST TR EXCHANGE-TRADED FDSOLE | DJ INTERNT IDX | 23.64K | SH | $2.91M 1.00% | 0.00 | 0.00 | 23.64K |
FIRST TR EXCHANGE TRADED FDSOLE | CONSUMR STAPLE | 46.15K | SH | $2.90M 1.00% | 0.00 | 0.00 | 46.15K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 7.36K | SH | $2.82M 0.97% | 0.00 | 0.00 | 7.36K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 36.85K | SH | $2.78M 0.96% | 0.00 | 0.00 | 36.85K |
MICROSOFT CORPSOLE | COM | 300.02K | SH | $2.60M 0.89% | 0.00 | 0.00 | 300.02K |
VANGUARD BD INDEX FDSSOLE | TOTAL BND MRKT | 33K | SH | $2.37M 0.81% | 0.00 | 0.00 | 33K |
FIRST TR VALUE LINE DIVID INSOLE | SHS | 57.76K | SH | $2.31M 0.79% | 0.00 | 0.00 | 57.76K |
SUNCOR ENERGY INC NEWSOLE | COM | 71.70K | SH | $2.20M 0.76% | 0.00 | 0.00 | 71.70K |
ISHARES TRSOLE | CORE MSCI EAFE | 33.60K | SH | $2.07M 0.71% | 0.00 | 0.00 | 33.60K |
AMAZON COM INCSOLE | COM | 536.78K | SH | $2.03M 0.70% | 0.00 | 0.00 | 536.78K |
VANGUARD INDEX FDSSOLE | EXTEND MKT ETF | 15.01K | SH | $1.99M 0.69% | 0.00 | 0.00 | 15.01K |
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