Filed: 11/14/2023ACC: 0001011438-23-000627
📋 What this filing means
INDABA CAPITAL MANAGEMENT, L.P. filed this quarterly 13F‑HR report disclosing 17 equity positions with a total reported market value of $339.35M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
17
Positions
$339.35M
Total AUM (reported)
207.14M
Total Shares
Allocation by class
COM$148.13M43.7%
NOTE 1.750% 2/1$87.80M25.9%
NOTE 5.250%12/0$48.70M14.4%
NOTE 0.500% 4/0$34.66M10.2%
SHS$17.89M5.3%
COM NEW$1.69M0.5%
*W EXP 11/30/202$428.3K0.1%
Portfolio Concentration
Top 3$203.74M60.0%
4–10$135.13M39.8%
11–25$489.7K0.1%
Top 3 weight
60.0%
Top 10 weight
99.9%
Voting Authority Distribution
Total shares with voting rights: 207.14M
Sole
Full voting authority
207.14M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole17
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings17
Rows:
TABULA RASA HEALTHCARE INC
SOLEShares89.73M
TypePRN
Market value$87.80M
25.87%
Sole
89.73M
Shared
0.00
None
0.00
TABULA RASA HEALTHCARE INC
SOLEShares6.52M
TypeSH
Market value$67.24M
19.81%
Sole
6.52M
Shared
0.00
None
0.00
STANDARD BIOTOOLS INC
SOLEShares40.50M
TypePRN
Market value$48.70M
14.35%
Sole
40.50M
Shared
0.00
None
0.00
BANDWIDTH INC
SOLEShares53.50M
TypePRN
Market value$34.66M
10.21%
Sole
53.50M
Shared
0.00
None
0.00
SNAP ONE HOLDINGS CORP
SOLEShares3.11M
TypeSH
Market value$28.73M
8.47%
Sole
3.11M
Shared
0.00
None
0.00
ON24 INC
SOLEShares4.24M
TypeSH
Market value$26.84M
7.91%
Sole
4.24M
Shared
0.00
None
0.00
STANDARD BIOTOOLS INC
SOLEShares7.45M
TypeSH
Market value$21.59M
6.36%
Sole
7.45M
Shared
0.00
None
0.00
CAPRI HOLDINGS LIMITED
SOLEShares340K
TypeSH
Market value$17.89M
5.27%
Sole
340K
Shared
0.00
None
0.00
BLUE OWL CAPITAL CORPORATION
SOLEShares269.38K
TypeSH
Market value$3.73M
1.10%
Sole
269.38K
Shared
0.00
None
0.00
MERRIMACK PHARMACEUTICALS IN
SOLEShares136.80K
TypeSH
Market value$1.69M
0.50%
Sole
136.80K
Shared
0.00
None
0.00
HOLLEY INC
SOLEShares669.16K
TypeSH
Market value$428.3K
0.13%
Sole
669.16K
Shared
0.00
None
0.00
ALLEGO N V
SOLEShares75K
TypeSH
Market value$31.5K
<0.01%
Sole
75K
Shared
0.00
None
0.00
RIGETTI COMPUTING INC
SOLEShares62.50K
TypeSH
Market value$15.6K
<0.01%
Sole
62.50K
Shared
0.00
None
0.00
MOVELLA HOLDINGS INC
SOLEShares125.27K
TypeSH
Market value$4.7K
<0.01%
Sole
125.27K
Shared
0.00
None
0.00
OFFERPAD SOLUTIONS INC
SOLEShares266.67K
TypeSH
Market value$4.0K
<0.01%
Sole
266.67K
Shared
0.00
None
0.00
MARKFORGED HOLDING CORPORATI
SOLEShares25K
TypeSH
Market value$3.6K
<0.01%
Sole
25K
Shared
0.00
None
0.00
DAVE INC
SOLEShares124.90K
TypeSH
Market value$2.0K
<0.01%
Sole
124.90K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
TABULA RASA HEALTHCARE INCSOLE | NOTE 1.750% 2/1 | 89.73M | PRN | $87.80M 25.87% | 89.73M | 0.00 | 0.00 |
TABULA RASA HEALTHCARE INCSOLE | COM | 6.52M | SH | $67.24M 19.81% | 6.52M | 0.00 | 0.00 |
STANDARD BIOTOOLS INCSOLE | NOTE 5.250%12/0 | 40.50M | PRN | $48.70M 14.35% | 40.50M | 0.00 | 0.00 |
BANDWIDTH INCSOLE | NOTE 0.500% 4/0 | 53.50M | PRN | $34.66M 10.21% | 53.50M | 0.00 | 0.00 |
SNAP ONE HOLDINGS CORPSOLE | COM | 3.11M | SH | $28.73M 8.47% | 3.11M | 0.00 | 0.00 |
ON24 INCSOLE | COM | 4.24M | SH | $26.84M 7.91% | 4.24M | 0.00 | 0.00 |
STANDARD BIOTOOLS INCSOLE | COM | 7.45M | SH | $21.59M 6.36% | 7.45M | 0.00 | 0.00 |
CAPRI HOLDINGS LIMITEDSOLE | SHS | 340K | SH | $17.89M 5.27% | 340K | 0.00 | 0.00 |
BLUE OWL CAPITAL CORPORATIONSOLE | COM | 269.38K | SH | $3.73M 1.10% | 269.38K | 0.00 | 0.00 |
MERRIMACK PHARMACEUTICALS INSOLE | COM NEW | 136.80K | SH | $1.69M 0.50% | 136.80K | 0.00 | 0.00 |
HOLLEY INCSOLE | *W EXP 11/30/202 | 669.16K | SH | $428.3K 0.13% | 669.16K | 0.00 | 0.00 |
ALLEGO N VSOLE | *W EXP 03/16/202 | 75K | SH | $31.5K <0.01% | 75K | 0.00 | 0.00 |
RIGETTI COMPUTING INCSOLE | *W EXP 99/99/999 | 62.50K | SH | $15.6K <0.01% | 62.50K | 0.00 | 0.00 |
MOVELLA HOLDINGS INCSOLE | *W EXP 02/10/202 | 125.27K | SH | $4.7K <0.01% | 125.27K | 0.00 | 0.00 |
OFFERPAD SOLUTIONS INCSOLE | *W EXP 09/01/202 | 266.67K | SH | $4.0K <0.01% | 266.67K | 0.00 | 0.00 |
MARKFORGED HOLDING CORPORATISOLE | *W EXP 07/14/202 | 25K | SH | $3.6K <0.01% | 25K | 0.00 | 0.00 |
DAVE INCSOLE | *W EXP 01/05/202 | 124.90K | SH | $2.0K <0.01% | 124.90K | 0.00 | 0.00 |