INCOME RESEARCH & MANAGEMENT

Filed: 10/22/2024ACC: 0001214659-24-017767

📋 What this filing means

INCOME RESEARCH & MANAGEMENT filed this quarterly 13F‑HR report disclosing 22 equity positions with a total reported market value of $207.74M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$207.74M

Total AUM (reported)

189.41M

Total Shares

Allocation by class

NOTE 3.750% 6/0$13.59M6.5%

NOTE 2/1$13.15M6.3%

NOTE 3.875% 3/1$12.92M6.2%

NOTE 0.750% 5/0$12.64M6.1%

NOTE 2.875% 3/1$12.59M6.1%

NOTE 4.125% 4/1$12.49M6.0%

NOTE 7.500%10/1$12.13M5.8%

Portfolio Concentration

Top 3$39.66M19.1%

4–10$85.64M41.2%

11–25$82.43M39.7%

Top 3 weight

19.1%

Top 10 weight

60.3%

Voting Authority Distribution

Total shares with voting rights: 189.41M

Sole

Full voting authority

150K

% of voting shares0.1%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

189.26M

% of voting shares99.9%

Investment Discretion (by position count)

Sole22

Shared0

Other0

Dominant voting typeNone · 99.9% of voting shares

Institutional Holdings22

Rows:

VENTAS RLTY LTD PARTNERSHIP

SOLE

NOTE 3.750% 6/0

Shares11.20M

TypeSH

Market value$13.59M

6.54%

Sole

0.00

Shared

0.00

None

11.20M

EXPEDIA GROUP INC

SOLE

NOTE 2/1

Shares13.78M

TypeSH

Market value$13.15M

6.33%

Sole

0.00

Shared

0.00

None

13.78M

ALLIANT ENERGY CORP

SOLE

NOTE 3.875% 3/1

Shares12.37M

TypeSH

Market value$12.92M

6.22%

Sole

0.00

Shared

0.00

None

12.37M

BOOKING HOLDINGS INC

SOLE

NOTE 0.750% 5/0

Shares5.65M

TypeSH

Market value$12.64M

6.08%

Sole

0.00

Shared

0.00

None

5.65M

PPL CAP FDG INC

SOLE

NOTE 2.875% 3/1

Shares11.90M

TypeSH

Market value$12.59M

6.06%

Sole

0.00

Shared

0.00

None

11.90M

DUKE ENERGY CORP NEW

SOLE

NOTE 4.125% 4/1

Shares11.80M

TypeSH

Market value$12.49M

6.01%

Sole

0.00

Shared

0.00

None

11.80M

NEW MTN FIN CORP

SOLE

NOTE 7.500%10/1

Shares12.04M

TypeSH

Market value$12.13M

5.84%

Sole

0.00

Shared

0.00

None

12.04M

SOUTHWEST AIRLS CO

SOLE

NOTE 1.250% 5/0

Shares11.95M

TypeSH

Market value$12.04M

5.79%

Sole

0.00

Shared

0.00

None

11.95M

CMS ENERGY CORP

SOLE

NOTE 3.375% 5/0

Shares11.10M

TypeSH

Market value$11.89M

5.72%

Sole

0.00

Shared

0.00

None

11.10M

EURONET WORLDWIDE INC

SOLE

NOTE 0.750% 3/1

Shares12.11M

TypeSH

Market value$11.87M

5.71%

Sole

0.00

Shared

0.00

None

12.11M

AKAMAI TECHNOLOGIES INC

SOLE

NOTE 0.125% 5/0

Shares9.91M

TypeSH

Market value$11.01M

5.30%

Sole

0.00

Shared

0.00

None

9.91M

AMERICAN WTR CAP CORP

SOLE

NOTE 3.625% 6/1

Shares10M

TypeSH

Market value$10.24M

4.93%

Sole

0.00

Shared

0.00

None

10M

CENTERPOINT ENERGY INC

SOLE

NOTE 4.250% 8/1

Shares10M

TypeSH

Market value$10.13M

4.87%

Sole

0.00

Shared

0.00

None

10M

BOFA FIN LLC

SOLE

MTNF 0.600% 5/2

Shares8.78M

TypeSH

Market value$9.74M

4.69%

Sole

0.00

Shared

0.00

None

8.78M

FORD MTR CO

SOLE

NOTE 3/1

Shares8.75M

TypeSH

Market value$8.56M

4.12%

Sole

0.00

Shared

0.00

None

8.75M

ETSY INC

SOLE

NOTE 0.250% 6/1

Shares9.54M

TypeSH

Market value$7.79M

3.75%

Sole

0.00

Shared

0.00

None

9.54M

ENVISTA HOLDINGS CORPORATION

SOLE

NOTE 1.750% 8/1

Shares8.50M

TypeSH

Market value$7.68M

3.70%

Sole

0.00

Shared

0.00

None

8.50M

PENNYMAC CORP

SOLE

NOTE 5.500%11/0

Shares5.88M

TypeSH

Market value$5.83M

2.81%

Sole

0.00

Shared

0.00

None

5.88M

BONDBLOXX ETF TRUST

SOLE

IR M TAXAWARE

Shares100K

TypeSH

Market value$5.08M

2.44%

Sole

100K

Shared

0.00

None

0.00

ON SEMICONDUCTOR CORP

SOLE

NOTE 0.500% 3/0

Shares4M

TypeSH

Market value$4.04M

1.95%

Sole

0.00

Shared

0.00

None

HARBOR ETF TRUST

SOLE

DISCIPLINED BOND

Shares50K

TypeSH

Market value$2.13M

1.02%

Sole

50K

Shared

0.00

None

0.00

WELLS FARGO CO NEW

SOLE

PERP PFD CNV A

Shares165.00

TypeSH

Market value$211.0K

0.10%

Sole

0.00

Shared

0.00

None

165.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
VENTAS RLTY LTD PARTNERSHIPSOLE	NOTE 3.750% 6/0	11.20M	SH	$13.59M 6.54%	0.00	11.20M
EXPEDIA GROUP INCSOLE	NOTE 2/1	13.78M	SH	$13.15M 6.33%	0.00	13.78M
ALLIANT ENERGY CORPSOLE	NOTE 3.875% 3/1	12.37M	SH	$12.92M 6.22%	0.00	12.37M
BOOKING HOLDINGS INCSOLE	NOTE 0.750% 5/0	5.65M	SH	$12.64M 6.08%	0.00	5.65M
PPL CAP FDG INCSOLE	NOTE 2.875% 3/1	11.90M	SH	$12.59M 6.06%	0.00	11.90M
DUKE ENERGY CORP NEWSOLE	NOTE 4.125% 4/1	11.80M	SH	$12.49M 6.01%	0.00	11.80M
NEW MTN FIN CORPSOLE	NOTE 7.500%10/1	12.04M	SH	$12.13M 5.84%	0.00	12.04M
SOUTHWEST AIRLS COSOLE	NOTE 1.250% 5/0	11.95M	SH	$12.04M 5.79%	0.00	11.95M
CMS ENERGY CORPSOLE	NOTE 3.375% 5/0	11.10M	SH	$11.89M 5.72%	0.00	11.10M
EURONET WORLDWIDE INCSOLE	NOTE 0.750% 3/1	12.11M	SH	$11.87M 5.71%	0.00	12.11M
AKAMAI TECHNOLOGIES INCSOLE	NOTE 0.125% 5/0	9.91M	SH	$11.01M 5.30%	0.00	9.91M
AMERICAN WTR CAP CORPSOLE	NOTE 3.625% 6/1	10M	SH	$10.24M 4.93%	0.00	10M
CENTERPOINT ENERGY INCSOLE	NOTE 4.250% 8/1	10M	SH	$10.13M 4.87%	0.00	10M
BOFA FIN LLCSOLE	MTNF 0.600% 5/2	8.78M	SH	$9.74M 4.69%	0.00	8.78M
FORD MTR COSOLE	NOTE 3/1	8.75M	SH	$8.56M 4.12%	0.00	8.75M
ETSY INCSOLE	NOTE 0.250% 6/1	9.54M	SH	$7.79M 3.75%	0.00	9.54M
ENVISTA HOLDINGS CORPORATIONSOLE	NOTE 1.750% 8/1	8.50M	SH	$7.68M 3.70%	0.00	8.50M
PENNYMAC CORPSOLE	NOTE 5.500%11/0	5.88M	SH	$5.83M 2.81%	0.00	5.88M
BONDBLOXX ETF TRUSTSOLE	IR M TAXAWARE	100K	SH	$5.08M 2.44%	100K	0.00
ON SEMICONDUCTOR CORPSOLE	NOTE 0.500% 3/0	4M	SH	$4.04M 1.95%	0.00	4M
HARBOR ETF TRUSTSOLE	DISCIPLINED BOND	50K	SH	$2.13M 1.02%	50K	0.00
WELLS FARGO CO NEWSOLE	PERP PFD CNV A	165.00	SH	$211.0K 0.10%	0.00	165.00