INCOME RESEARCH & MANAGEMENT

Filed: 7/23/2024ACC: 0001214659-24-012839

📋 What this filing means

INCOME RESEARCH & MANAGEMENT filed this quarterly 13F‑HR report disclosing 18 equity positions with a total reported market value of $173.43M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$173.43M

Total AUM (reported)

163.60M

Total Shares

Allocation by class

NOTE 2/1$12.65M7.3%

NOTE 3.875% 3/1$12.18M7.0%

NOTE 7.500%10/1$12.12M7.0%

NOTE 1.250% 5/0$11.96M6.9%

NOTE 0.750% 5/0$11.88M6.9%

NOTE 4.125% 4/1$11.77M6.8%

NOTE 3.750% 6/0$11.75M6.8%

Portfolio Concentration

Top 3$36.95M21.3%

4–10$82.19M47.4%

11–25$54.28M31.3%

Top 3 weight

21.3%

Top 10 weight

68.7%

Voting Authority Distribution

Total shares with voting rights: 163.60M

Sole

Full voting authority

150K

% of voting shares0.1%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

163.45M

% of voting shares99.9%

Investment Discretion (by position count)

Sole18

Shared0

Other0

Dominant voting typeNone · 99.9% of voting shares

Institutional Holdings18

Rows:

EXPEDIA GROUP INC

SOLE

NOTE 2/1

Shares13.78M

TypeSH

Market value$12.65M

7.29%

Sole

0.00

Shared

0.00

None

13.78M

ALLIANT ENERGY CORP

SOLE

NOTE 3.875% 3/1

Shares12.37M

TypeSH

Market value$12.18M

7.02%

Sole

0.00

Shared

0.00

None

12.37M

NEW MTN FIN CORP

SOLE

NOTE 7.500%10/1

Shares12.04M

TypeSH

Market value$12.12M

6.99%

Sole

0.00

Shared

0.00

None

12.04M

SOUTHWEST AIRLS CO

SOLE

NOTE 1.250% 5/0

Shares11.95M

TypeSH

Market value$11.96M

6.90%

Sole

0.00

Shared

0.00

None

11.95M

BOOKING HOLDINGS INC

SOLE

NOTE 0.750% 5/0

Shares5.65M

TypeSH

Market value$11.88M

6.85%

Sole

0.00

Shared

0.00

None

5.65M

DUKE ENERGY CORP NEW

SOLE

NOTE 4.125% 4/1

Shares11.80M

TypeSH

Market value$11.77M

6.78%

Sole

0.00

Shared

0.00

None

11.80M

VENTAS RLTY LTD PARTNERSHIP

SOLE

NOTE 3.750% 6/0

Shares11.20M

TypeSH

Market value$11.75M

6.78%

Sole

0.00

Shared

0.00

None

11.20M

EURONET WORLDWIDE INC

SOLE

NOTE 0.750% 3/1

Shares12.11M

TypeSH

Market value$11.74M

6.77%

Sole

0.00

Shared

0.00

None

12.11M

SOUTHERN CO

SOLE

NOTE 3.875%12/1

Shares11.47M

TypeSH

Market value$11.72M

6.76%

Sole

0.00

Shared

0.00

None

11.47M

PPL CAP FDG INC

SOLE

NOTE 2.875% 3/1

Shares11.90M

TypeSH

Market value$11.38M

6.56%

Sole

0.00

Shared

0.00

None

11.90M

CMS ENERGY CORP

SOLE

NOTE 3.375% 5/0

Shares11.10M

TypeSH

Market value$10.86M

6.26%

Sole

0.00

Shared

0.00

None

11.10M

AKAMAI TECHNOLOGIES INC

SOLE

NOTE 0.125% 5/0

Shares9.91M

TypeSH

Market value$10.39M

5.99%

Sole

0.00

Shared

0.00

None

9.91M

FORD MTR CO DEL

SOLE

NOTE 3/1

Shares8.75M

TypeSH

Market value$8.83M

5.09%

Sole

0.00

Shared

0.00

None

8.75M

ETSY INC

SOLE

NOTE 0.250% 6/1

Shares9.54M

TypeSH

Market value$7.51M

4.33%

Sole

0.00

Shared

0.00

None

9.54M

PENNYMAC CORP

SOLE

NOTE 5.500%11/0

Shares5.88M

TypeSH

Market value$5.80M

3.35%

Sole

0.00

Shared

0.00

None

5.88M

BONDBLOXX ETF TRUST

SOLE

IR M TAXAWARE

Shares100K

TypeSH

Market value$5.01M

2.89%

Sole

100K

Shared

0.00

None

0.00

ON SEMICONDUCTOR CORP

SOLE

NOTE 0.500% 3/0

Shares4M

TypeSH

Market value$3.83M

2.21%

Sole

0.00

Shared

0.00

None

HARBOR ETF TRUST

SOLE

DISCIPLINED BOND

Shares50K

TypeSH

Market value$2.05M

1.18%

Sole

50K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
EXPEDIA GROUP INCSOLE	NOTE 2/1	13.78M	SH	$12.65M 7.29%	0.00	13.78M
ALLIANT ENERGY CORPSOLE	NOTE 3.875% 3/1	12.37M	SH	$12.18M 7.02%	0.00	12.37M
NEW MTN FIN CORPSOLE	NOTE 7.500%10/1	12.04M	SH	$12.12M 6.99%	0.00	12.04M
SOUTHWEST AIRLS COSOLE	NOTE 1.250% 5/0	11.95M	SH	$11.96M 6.90%	0.00	11.95M
BOOKING HOLDINGS INCSOLE	NOTE 0.750% 5/0	5.65M	SH	$11.88M 6.85%	0.00	5.65M
DUKE ENERGY CORP NEWSOLE	NOTE 4.125% 4/1	11.80M	SH	$11.77M 6.78%	0.00	11.80M
VENTAS RLTY LTD PARTNERSHIPSOLE	NOTE 3.750% 6/0	11.20M	SH	$11.75M 6.78%	0.00	11.20M
EURONET WORLDWIDE INCSOLE	NOTE 0.750% 3/1	12.11M	SH	$11.74M 6.77%	0.00	12.11M
SOUTHERN COSOLE	NOTE 3.875%12/1	11.47M	SH	$11.72M 6.76%	0.00	11.47M
PPL CAP FDG INCSOLE	NOTE 2.875% 3/1	11.90M	SH	$11.38M 6.56%	0.00	11.90M
CMS ENERGY CORPSOLE	NOTE 3.375% 5/0	11.10M	SH	$10.86M 6.26%	0.00	11.10M
AKAMAI TECHNOLOGIES INCSOLE	NOTE 0.125% 5/0	9.91M	SH	$10.39M 5.99%	0.00	9.91M
FORD MTR CO DELSOLE	NOTE 3/1	8.75M	SH	$8.83M 5.09%	0.00	8.75M
ETSY INCSOLE	NOTE 0.250% 6/1	9.54M	SH	$7.51M 4.33%	0.00	9.54M
PENNYMAC CORPSOLE	NOTE 5.500%11/0	5.88M	SH	$5.80M 3.35%	0.00	5.88M
BONDBLOXX ETF TRUSTSOLE	IR M TAXAWARE	100K	SH	$5.01M 2.89%	100K	0.00
ON SEMICONDUCTOR CORPSOLE	NOTE 0.500% 3/0	4M	SH	$3.83M 2.21%	0.00	4M
HARBOR ETF TRUSTSOLE	DISCIPLINED BOND	50K	SH	$2.05M 1.18%	50K	0.00