INCOME RESEARCH & MANAGEMENT

Filed: 4/25/2024ACC: 0001214659-24-007539

📋 What this filing means

INCOME RESEARCH & MANAGEMENT filed this quarterly 13F‑HR report disclosing 16 equity positions with a total reported market value of $148.22M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$148.22M

Total AUM (reported)

140.59M

Total Shares

Allocation by class

NOTE 3.875% 3/1$13.54M9.1%

NOTE 0.750% 3/1$13.41M9.0%

NOTE 7.500%10/1$12.88M8.7%

NOTE 3.875%12/1$12.76M8.6%

NOTE 2/1$12.69M8.6%

NOTE 1.250% 5/0$12.09M8.2%

NOTE 0.125% 5/0$11.69M7.9%

Portfolio Concentration

Top 3$39.83M26.9%

4–10$80.56M54.4%

11–25$27.83M18.8%

Top 3 weight

26.9%

Top 10 weight

81.2%

Voting Authority Distribution

Total shares with voting rights: 140.59M

Sole

Full voting authority

100K

% of voting shares0.1%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

140.49M

% of voting shares99.9%

Investment Discretion (by position count)

Sole16

Shared0

Other0

Dominant voting typeNone · 99.9% of voting shares

Institutional Holdings16

Rows:

ALLIANT ENERGY CORP

SOLE

NOTE 3.875% 3/1

Shares13.77M

TypeSH

Market value$13.54M

9.14%

Sole

0.00

Shared

0.00

None

13.77M

EURONET WORLDWIDE INC

SOLE

NOTE 0.750% 3/1

Shares13.83M

TypeSH

Market value$13.41M

9.05%

Sole

0.00

Shared

0.00

None

13.83M

NEW MTN FIN CORP

SOLE

NOTE 7.500%10/1

Shares12.71M

TypeSH

Market value$12.88M

8.69%

Sole

0.00

Shared

0.00

None

12.71M

SOUTHERN CO

SOLE

NOTE 3.875%12/1

Shares12.82M

TypeSH

Market value$12.76M

8.61%

Sole

0.00

Shared

0.00

None

12.82M

EXPEDIA GROUP INC

SOLE

NOTE 2/1

Shares13.78M

TypeSH

Market value$12.69M

8.56%

Sole

0.00

Shared

0.00

None

13.78M

SOUTHWEST AIRLS CO

SOLE

NOTE 1.250% 5/0

Shares11.95M

TypeSH

Market value$12.09M

8.16%

Sole

0.00

Shared

0.00

None

11.95M

AKAMAI TECHNOLOGIES INC

SOLE

NOTE 0.125% 5/0

Shares9.91M

TypeSH

Market value$11.69M

7.89%

Sole

0.00

Shared

0.00

None

9.91M

PPL CAP FDG INC

SOLE

NOTE 2.875% 3/1

Shares11.90M

TypeSH

Market value$11.39M

7.68%

Sole

0.00

Shared

0.00

None

11.90M

BOOKING HOLDINGS INC

SOLE

NOTE 0.750% 5/0

Shares5.65M

TypeSH

Market value$10.90M

7.36%

Sole

0.00

Shared

0.00

None

5.65M

FORD MTR CO DEL

SOLE

NOTE 3/1

Shares8.75M

TypeSH

Market value$9.04M

6.10%

Sole

0.00

Shared

0.00

None

8.75M

ETSY INC

SOLE

NOTE 0.250% 6/1

Shares9.54M

TypeSH

Market value$7.52M

5.07%

Sole

0.00

Shared

0.00

None

9.54M

PENNYMAC CORP

SOLE

NOTE 5.500%11/0

Shares5.88M

TypeSH

Market value$5.79M

3.90%

Sole

0.00

Shared

0.00

None

5.88M

BLACKSTONE MORTGAGE TRUST IN

SOLE

NOTE 5.500% 3/1

Shares6M

TypeSH

Market value$5.38M

3.63%

Sole

0.00

Shared

0.00

None

BONDBLOXX ETF TRUST

SOLE

IR M TAXAWARE

Shares100K

TypeSH

Market value$5.00M

3.37%

Sole

100K

Shared

0.00

None

0.00

ON SEMICONDUCTOR CORP

SOLE

NOTE 0.500% 3/0

Shares4M

TypeSH

Market value$3.94M

2.66%

Sole

0.00

Shared

0.00

None

WELLS FARGO CO NEW

SOLE

PERP PFD CNV A

Shares165.00

TypeSH

Market value$201.3K

0.14%

Sole

0.00

Shared

0.00

None

165.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
ALLIANT ENERGY CORPSOLE	NOTE 3.875% 3/1	13.77M	SH	$13.54M 9.14%	0.00	13.77M
EURONET WORLDWIDE INCSOLE	NOTE 0.750% 3/1	13.83M	SH	$13.41M 9.05%	0.00	13.83M
NEW MTN FIN CORPSOLE	NOTE 7.500%10/1	12.71M	SH	$12.88M 8.69%	0.00	12.71M
SOUTHERN COSOLE	NOTE 3.875%12/1	12.82M	SH	$12.76M 8.61%	0.00	12.82M
EXPEDIA GROUP INCSOLE	NOTE 2/1	13.78M	SH	$12.69M 8.56%	0.00	13.78M
SOUTHWEST AIRLS COSOLE	NOTE 1.250% 5/0	11.95M	SH	$12.09M 8.16%	0.00	11.95M
AKAMAI TECHNOLOGIES INCSOLE	NOTE 0.125% 5/0	9.91M	SH	$11.69M 7.89%	0.00	9.91M
PPL CAP FDG INCSOLE	NOTE 2.875% 3/1	11.90M	SH	$11.39M 7.68%	0.00	11.90M
BOOKING HOLDINGS INCSOLE	NOTE 0.750% 5/0	5.65M	SH	$10.90M 7.36%	0.00	5.65M
FORD MTR CO DELSOLE	NOTE 3/1	8.75M	SH	$9.04M 6.10%	0.00	8.75M
ETSY INCSOLE	NOTE 0.250% 6/1	9.54M	SH	$7.52M 5.07%	0.00	9.54M
PENNYMAC CORPSOLE	NOTE 5.500%11/0	5.88M	SH	$5.79M 3.90%	0.00	5.88M
BLACKSTONE MORTGAGE TRUST INSOLE	NOTE 5.500% 3/1	6M	SH	$5.38M 3.63%	0.00	6M
BONDBLOXX ETF TRUSTSOLE	IR M TAXAWARE	100K	SH	$5.00M 3.37%	100K	0.00
ON SEMICONDUCTOR CORPSOLE	NOTE 0.500% 3/0	4M	SH	$3.94M 2.66%	0.00	4M
WELLS FARGO CO NEWSOLE	PERP PFD CNV A	165.00	SH	$201.3K 0.14%	0.00	165.00