Filed: 7/21/2023ACC: 0001214659-23-009864
📋 What this filing means
INCOME RESEARCH & MANAGEMENT filed this quarterly 13F‑HR report disclosing 16 equity positions with a total reported market value of $160.94M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
16
Positions
$160.94M
Total AUM (reported)
157.19M
Total Shares
Allocation by class
NOTE 4.625% 3/0$19.19M11.9%
NOTE 0.750% 3/1$18.61M11.6%
NOTE 1.500% 2/0$18.04M11.2%
NOTE 1.250% 5/0$17.90M11.1%
NOTE 0.750% 5/0$17.90M11.1%
NOTE 8/1$17.62M10.9%
NOTE 2/1$16.83M10.5%
Portfolio Concentration
Top 3$55.83M34.7%
4–10$96.84M60.2%
11–25$8.27M5.1%
Top 3 weight
34.7%
Top 10 weight
94.9%
Voting Authority Distribution
Total shares with voting rights: 157.19M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
157.19M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole16
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings16
Rows:
ARES CAPITAL CORP
SOLEShares19.25M
TypeSH
Market value$19.19M
11.92%
Sole
0.00
Shared
0.00
None
19.25M
EURONET WORLDWIDE INC
SOLEShares19.17M
TypeSH
Market value$18.61M
11.56%
Sole
0.00
Shared
0.00
None
19.17M
WESTERN DIGITAL CORP.
SOLEShares18.60M
TypeSH
Market value$18.04M
11.21%
Sole
0.00
Shared
0.00
None
18.60M
SOUTHWEST AIRLS CO
SOLEShares15.62M
TypeSH
Market value$17.90M
11.13%
Sole
0.00
Shared
0.00
None
15.62M
BOOKING HOLDINGS INC
SOLEShares11.94M
TypeSH
Market value$17.90M
11.12%
Sole
0.00
Shared
0.00
None
11.94M
ILLUMINA INC
SOLEShares17.74M
TypeSH
Market value$17.62M
10.95%
Sole
0.00
Shared
0.00
None
17.74M
EXPEDIA GROUP INC
SOLEShares19.26M
TypeSH
Market value$16.83M
10.46%
Sole
0.00
Shared
0.00
None
19.26M
AKAMAI TECHNOLOGIES INC
SOLEShares12.63M
TypeSH
Market value$13.48M
8.38%
Sole
0.00
Shared
0.00
None
12.63M
ETSY INC
SOLEShares9.85M
TypeSH
Market value$7.58M
4.71%
Sole
0.00
Shared
0.00
None
9.85M
PENNYMAC CORP
SOLEShares5.88M
TypeSH
Market value$5.52M
3.43%
Sole
0.00
Shared
0.00
None
5.88M
BLACKSTONE MORTGAGE TRUST IN
SOLEShares6M
TypeSH
Market value$5.13M
3.19%
Sole
0.00
Shared
0.00
None
6M
WELLS FARGO CO NEW
SOLEShares852.00
TypeSH
Market value$981.9K
0.61%
Sole
0.00
Shared
0.00
None
852.00
BANK AMERICA CORP
SOLEShares761.00
TypeSH
Market value$891.8K
0.55%
Sole
0.00
Shared
0.00
None
761.00
FORD MTR CO DEL
SOLEShares594K
TypeSH
Market value$650.7K
0.40%
Sole
0.00
Shared
0.00
None
594K
VISHAY INTERTECHNOLOGY INC
SOLEShares300K
TypeSH
Market value$328.3K
0.20%
Sole
0.00
Shared
0.00
None
300K
BLOCK INC
SOLEShares350K
TypeSH
Market value$289.1K
0.18%
Sole
0.00
Shared
0.00
None
350K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ARES CAPITAL CORPSOLE | NOTE 4.625% 3/0 | 19.25M | SH | $19.19M 11.92% | 0.00 | 0.00 | 19.25M |
EURONET WORLDWIDE INCSOLE | NOTE 0.750% 3/1 | 19.17M | SH | $18.61M 11.56% | 0.00 | 0.00 | 19.17M |
WESTERN DIGITAL CORP.SOLE | NOTE 1.500% 2/0 | 18.60M | SH | $18.04M 11.21% | 0.00 | 0.00 | 18.60M |
SOUTHWEST AIRLS COSOLE | NOTE 1.250% 5/0 | 15.62M | SH | $17.90M 11.13% | 0.00 | 0.00 | 15.62M |
BOOKING HOLDINGS INCSOLE | NOTE 0.750% 5/0 | 11.94M | SH | $17.90M 11.12% | 0.00 | 0.00 | 11.94M |
ILLUMINA INCSOLE | NOTE 8/1 | 17.74M | SH | $17.62M 10.95% | 0.00 | 0.00 | 17.74M |
EXPEDIA GROUP INCSOLE | NOTE 2/1 | 19.26M | SH | $16.83M 10.46% | 0.00 | 0.00 | 19.26M |
AKAMAI TECHNOLOGIES INCSOLE | NOTE 0.125% 5/0 | 12.63M | SH | $13.48M 8.38% | 0.00 | 0.00 | 12.63M |
ETSY INCSOLE | NOTE 0.250% 6/1 | 9.85M | SH | $7.58M 4.71% | 0.00 | 0.00 | 9.85M |
PENNYMAC CORPSOLE | NOTE 5.500%11/0 | 5.88M | SH | $5.52M 3.43% | 0.00 | 0.00 | 5.88M |
BLACKSTONE MORTGAGE TRUST INSOLE | NOTE 5.500% 3/1 | 6M | SH | $5.13M 3.19% | 0.00 | 0.00 | 6M |
WELLS FARGO CO NEWSOLE | PERP PFD CNV A | 852.00 | SH | $981.9K 0.61% | 0.00 | 0.00 | 852.00 |
BANK AMERICA CORPSOLE | 7.25%CNV PFD L | 761.00 | SH | $891.8K 0.55% | 0.00 | 0.00 | 761.00 |
FORD MTR CO DELSOLE | NOTE 3/1 | 594K | SH | $650.7K 0.40% | 0.00 | 0.00 | 594K |
VISHAY INTERTECHNOLOGY INCSOLE | NOTE 2.250% 6/1 | 300K | SH | $328.3K 0.20% | 0.00 | 0.00 | 300K |
BLOCK INCSOLE | NOTE 5/0 | 350K | SH | $289.1K 0.18% | 0.00 | 0.00 | 350K |