Filed: 4/20/2023ACC: 0001214659-23-005689
📋 What this filing means
INCOME RESEARCH & MANAGEMENT filed this quarterly 13F‑HR report disclosing 17 equity positions with a total reported market value of $193.61M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
17
Positions
$193.61M
Total AUM (reported)
188.87M
Total Shares
Allocation by class
NOTE 0.750% 5/0$22.78M11.8%
NOTE 1.500% 2/0$21.59M11.2%
NOTE 4.625% 3/0$20.14M10.4%
NOTE 0.750% 3/1$19.46M10.1%
NOTE 1.250% 5/0$18.43M9.5%
NOTE 2/1$18.26M9.4%
NOTE 8/1$18.14M9.4%
Portfolio Concentration
Top 3$64.52M33.3%
4–10$112.21M58.0%
11–25$16.89M8.7%
Top 3 weight
33.3%
Top 10 weight
91.3%
Voting Authority Distribution
Total shares with voting rights: 188.87M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
188.87M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole17
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings17
Rows:
BOOKING HOLDINGS INC
SOLEShares15.22M
TypeSH
Market value$22.78M
11.77%
Sole
0.00
Shared
0.00
None
15.22M
WESTERN DIGITAL CORP.
SOLEShares22.40M
TypeSH
Market value$21.59M
11.15%
Sole
0.00
Shared
0.00
None
22.40M
ARES CAPITAL CORP
SOLEShares20M
TypeSH
Market value$20.14M
10.40%
Sole
0.00
Shared
0.00
None
20M
EURONET WORLDWIDE INC
SOLEShares20.22M
TypeSH
Market value$19.46M
10.05%
Sole
0.00
Shared
0.00
None
20.22M
SOUTHWEST AIRLS CO
SOLEShares16.23M
TypeSH
Market value$18.43M
9.52%
Sole
0.00
Shared
0.00
None
16.23M
EXPEDIA GROUP INC
SOLEShares20.40M
TypeSH
Market value$18.26M
9.43%
Sole
0.00
Shared
0.00
None
20.40M
ILLUMINA INC
SOLEShares18.61M
TypeSH
Market value$18.14M
9.37%
Sole
0.00
Shared
0.00
None
18.61M
HOPE BANCORP INC
SOLEShares16.33M
TypeSH
Market value$15.80M
8.16%
Sole
0.00
Shared
0.00
None
16.33M
AKAMAI TECHNOLOGIES INC
SOLEShares13.37M
TypeSH
Market value$13.44M
6.94%
Sole
0.00
Shared
0.00
None
13.37M
ETSY INC
SOLEShares10.50M
TypeSH
Market value$8.67M
4.48%
Sole
0.00
Shared
0.00
None
10.50M
PENNYMAC CORP
SOLEShares6.50M
TypeSH
Market value$6.08M
3.14%
Sole
0.00
Shared
0.00
None
6.50M
BLACKSTONE MORTGAGE TRUST IN
SOLEShares6M
TypeSH
Market value$4.74M
2.45%
Sole
0.00
Shared
0.00
None
6M
WELLS FARGO CO NEW
SOLEShares1.43K
TypeSH
Market value$1.64M
0.85%
Sole
0.00
Shared
0.00
None
1.43K
BANK AMERICA CORP
SOLEShares1.29K
TypeSH
Market value$1.50M
0.78%
Sole
0.00
Shared
0.00
None
1.29K
FORD MTR CO DEL
SOLEShares1.50M
TypeSH
Market value$1.50M
0.77%
Sole
0.00
Shared
0.00
None
1.50M
BLOCK INC
SOLEShares900K
TypeSH
Market value$733.5K
0.38%
Sole
0.00
Shared
0.00
None
900K
VISHAY INTERTECHNOLOGY INC
SOLEShares700K
TypeSH
Market value$694.8K
0.36%
Sole
0.00
Shared
0.00
None
700K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
BOOKING HOLDINGS INCSOLE | NOTE 0.750% 5/0 | 15.22M | SH | $22.78M 11.77% | 0.00 | 0.00 | 15.22M |
WESTERN DIGITAL CORP.SOLE | NOTE 1.500% 2/0 | 22.40M | SH | $21.59M 11.15% | 0.00 | 0.00 | 22.40M |
ARES CAPITAL CORPSOLE | NOTE 4.625% 3/0 | 20M | SH | $20.14M 10.40% | 0.00 | 0.00 | 20M |
EURONET WORLDWIDE INCSOLE | NOTE 0.750% 3/1 | 20.22M | SH | $19.46M 10.05% | 0.00 | 0.00 | 20.22M |
SOUTHWEST AIRLS COSOLE | NOTE 1.250% 5/0 | 16.23M | SH | $18.43M 9.52% | 0.00 | 0.00 | 16.23M |
EXPEDIA GROUP INCSOLE | NOTE 2/1 | 20.40M | SH | $18.26M 9.43% | 0.00 | 0.00 | 20.40M |
ILLUMINA INCSOLE | NOTE 8/1 | 18.61M | SH | $18.14M 9.37% | 0.00 | 0.00 | 18.61M |
HOPE BANCORP INCSOLE | NOTE 2.000% 5/1 | 16.33M | SH | $15.80M 8.16% | 0.00 | 0.00 | 16.33M |
AKAMAI TECHNOLOGIES INCSOLE | NOTE 0.125% 5/0 | 13.37M | SH | $13.44M 6.94% | 0.00 | 0.00 | 13.37M |
ETSY INCSOLE | NOTE 0.250% 6/1 | 10.50M | SH | $8.67M 4.48% | 0.00 | 0.00 | 10.50M |
PENNYMAC CORPSOLE | NOTE 5.500%11/0 | 6.50M | SH | $6.08M 3.14% | 0.00 | 0.00 | 6.50M |
BLACKSTONE MORTGAGE TRUST INSOLE | NOTE 5.500% 3/1 | 6M | SH | $4.74M 2.45% | 0.00 | 0.00 | 6M |
WELLS FARGO CO NEWSOLE | PERP PFD CNV A | 1.43K | SH | $1.64M 0.85% | 0.00 | 0.00 | 1.43K |
BANK AMERICA CORPSOLE | 7.25%CNV PFD L | 1.29K | SH | $1.50M 0.78% | 0.00 | 0.00 | 1.29K |
FORD MTR CO DELSOLE | NOTE 3/1 | 1.50M | SH | $1.50M 0.77% | 0.00 | 0.00 | 1.50M |
BLOCK INCSOLE | NOTE 5/0 | 900K | SH | $733.5K 0.38% | 0.00 | 0.00 | 900K |
VISHAY INTERTECHNOLOGY INCSOLE | NOTE 2.250% 6/1 | 700K | SH | $694.8K 0.36% | 0.00 | 0.00 | 700K |