Filed: 1/31/2023ACC: 0001214659-23-001345
📋 What this filing means
INCOME RESEARCH & MANAGEMENT filed this quarterly 13F‑HR report disclosing 21 equity positions with a total reported market value of $211.92M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
21
Positions
$211.92M
Total AUM (reported)
201.73M
Total Shares
Allocation by class
NOTE 1.500% 2/0$21.34M10.1%
NOTE 4.625% 3/0$21.21M10.0%
NOTE 0.750% 5/0$20.27M9.6%
NOTE 1.250% 5/0$19.49M9.2%
NOTE 0.750% 3/1$19.12M9.0%
NOTE 8/1$18.31M8.6%
NOTE 2/1$17.77M8.4%
Portfolio Concentration
Top 3$62.81M29.6%
4–10$115.13M54.3%
11–25$33.98M16.0%
Top 3 weight
29.6%
Top 10 weight
84.0%
Voting Authority Distribution
Total shares with voting rights: 201.73M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
201.73M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole21
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings21
Rows:
WESTERN DIGITAL CORP.
SOLEShares22.40M
TypeSH
Market value$21.34M
10.07%
Sole
0.00
Shared
0.00
None
22.40M
ARES CAPITAL CORP
SOLEShares20M
TypeSH
Market value$21.21M
10.01%
Sole
0.00
Shared
0.00
None
20M
BOOKING HOLDINGS INC
SOLEShares15.22M
TypeSH
Market value$20.27M
9.56%
Sole
0.00
Shared
0.00
None
15.22M
SOUTHWEST AIRLS CO
SOLEShares16.23M
TypeSH
Market value$19.49M
9.20%
Sole
0.00
Shared
0.00
None
16.23M
EURONET WORLDWIDE INC
SOLEShares20.22M
TypeSH
Market value$19.12M
9.02%
Sole
0.00
Shared
0.00
None
20.22M
ILLUMINA INC
SOLEShares18.61M
TypeSH
Market value$17.98M
8.48%
Sole
0.00
Shared
0.00
None
18.61M
EXPEDIA GROUP INC
SOLEShares20.40M
TypeSH
Market value$17.77M
8.38%
Sole
0.00
Shared
0.00
None
20.40M
HOPE BANCORP INC
SOLEShares16.33M
TypeSH
Market value$15.96M
7.53%
Sole
0.00
Shared
0.00
None
16.33M
AKAMAI TECHNOLOGIES INC
SOLEShares13.37M
TypeSH
Market value$14.03M
6.62%
Sole
0.00
Shared
0.00
None
13.37M
PIONEER NAT RES CO
SOLEShares4.62M
TypeSH
Market value$10.78M
5.09%
Sole
0.00
Shared
0.00
None
4.62M
ETSY INC
SOLEShares10.50M
TypeSH
Market value$8.96M
4.23%
Sole
0.00
Shared
0.00
None
10.50M
SUPERNUS PHARMACEUTICALS
SOLEShares7.50M
TypeSH
Market value$7.37M
3.48%
Sole
0.00
Shared
0.00
None
7.50M
PENNYMAC CORP
SOLEShares6.50M
TypeSH
Market value$5.80M
2.74%
Sole
0.00
Shared
0.00
None
6.50M
BLACKSTONE MORTGAGE TRUST IN
SOLEShares6M
TypeSH
Market value$5.13M
2.42%
Sole
0.00
Shared
0.00
None
6M
WELLS FARGO CO NEW
SOLEShares1.43K
TypeSH
Market value$1.69M
0.80%
Sole
0.00
Shared
0.00
None
1.43K
BK OF AMERICA CORP
SOLEShares1.29K
TypeSH
Market value$1.50M
0.71%
Sole
0.00
Shared
0.00
None
1.29K
FORD MTR CO DEL
SOLEShares1.50M
TypeSH
Market value$1.42M
0.67%
Sole
0.00
Shared
0.00
None
1.50M
BLOCK INC
SOLEShares900K
TypeSH
Market value$728.5K
0.34%
Sole
0.00
Shared
0.00
None
900K
STARWOOD PPTY TR INC
SOLEShares580K
TypeSH
Market value$562.2K
0.27%
Sole
0.00
Shared
0.00
None
580K
BLACKSTONE MORTGAGE TRUST IN
SOLEShares500K
TypeSH
Market value$490.3K
0.23%
Sole
0.00
Shared
0.00
None
500K
HANNON ARMSTRONG SUST INFR C
SOLEShares355K
TypeSH
Market value$335.5K
0.16%
Sole
0.00
Shared
0.00
None
355K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
WESTERN DIGITAL CORP.SOLE | NOTE 1.500% 2/0 | 22.40M | SH | $21.34M 10.07% | 0.00 | 0.00 | 22.40M |
ARES CAPITAL CORPSOLE | NOTE 4.625% 3/0 | 20M | SH | $21.21M 10.01% | 0.00 | 0.00 | 20M |
BOOKING HOLDINGS INCSOLE | NOTE 0.750% 5/0 | 15.22M | SH | $20.27M 9.56% | 0.00 | 0.00 | 15.22M |
SOUTHWEST AIRLS COSOLE | NOTE 1.250% 5/0 | 16.23M | SH | $19.49M 9.20% | 0.00 | 0.00 | 16.23M |
EURONET WORLDWIDE INCSOLE | NOTE 0.750% 3/1 | 20.22M | SH | $19.12M 9.02% | 0.00 | 0.00 | 20.22M |
ILLUMINA INCSOLE | NOTE 8/1 | 18.61M | SH | $17.98M 8.48% | 0.00 | 0.00 | 18.61M |
EXPEDIA GROUP INCSOLE | NOTE 2/1 | 20.40M | SH | $17.77M 8.38% | 0.00 | 0.00 | 20.40M |
HOPE BANCORP INCSOLE | NOTE 2.000% 5/1 | 16.33M | SH | $15.96M 7.53% | 0.00 | 0.00 | 16.33M |
AKAMAI TECHNOLOGIES INCSOLE | NOTE 0.125% 5/0 | 13.37M | SH | $14.03M 6.62% | 0.00 | 0.00 | 13.37M |
PIONEER NAT RES COSOLE | NOTE 0.250% 5/1 | 4.62M | SH | $10.78M 5.09% | 0.00 | 0.00 | 4.62M |
ETSY INCSOLE | NOTE 0.250% 6/1 | 10.50M | SH | $8.96M 4.23% | 0.00 | 0.00 | 10.50M |
SUPERNUS PHARMACEUTICALSSOLE | NOTE 0.625% 4/0 | 7.50M | SH | $7.37M 3.48% | 0.00 | 0.00 | 7.50M |
PENNYMAC CORPSOLE | NOTE 5.500%11/0 | 6.50M | SH | $5.80M 2.74% | 0.00 | 0.00 | 6.50M |
BLACKSTONE MORTGAGE TRUST INSOLE | NOTE 5.500% 3/1 | 6M | SH | $5.13M 2.42% | 0.00 | 0.00 | 6M |
WELLS FARGO CO NEWSOLE | PERP PFD CNV A | 1.43K | SH | $1.69M 0.80% | 0.00 | 0.00 | 1.43K |
BK OF AMERICA CORPSOLE | 7.25%CNV PFD L | 1.29K | SH | $1.50M 0.71% | 0.00 | 0.00 | 1.29K |
FORD MTR CO DELSOLE | NOTE 3/1 | 1.50M | SH | $1.42M 0.67% | 0.00 | 0.00 | 1.50M |
BLOCK INCSOLE | NOTE 5/0 | 900K | SH | $728.5K 0.34% | 0.00 | 0.00 | 900K |
STARWOOD PPTY TR INCSOLE | NOTE 4.375% 4/0 | 580K | SH | $562.2K 0.27% | 0.00 | 0.00 | 580K |
BLACKSTONE MORTGAGE TRUST INSOLE | NOTE 4.750% 3/1 | 500K | SH | $490.3K 0.23% | 0.00 | 0.00 | 500K |
HANNON ARMSTRONG SUST INFR CSOLE | NOTE 8/1 | 355K | SH | $335.5K 0.16% | 0.00 | 0.00 | 355K |